0000899243-15-008161.txt : 20151116
0000899243-15-008161.hdr.sgml : 20151116
20151116110009
ACCESSION NUMBER: 0000899243-15-008161
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151113
FILED AS OF DATE: 20151116
DATE AS OF CHANGE: 20151116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CM Finance Inc
CENTRAL INDEX KEY: 0001578348
IRS NUMBER: 462883380
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 601 LEXINGTON AVENUE
STREET 2: 26TH FLOOR SUITE C
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-388-5813
MAIL ADDRESS:
STREET 1: 601 LEXINGTON AVENUE
STREET 2: 26TH FLOOR SUITE C
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAUER MICHAEL
CENTRAL INDEX KEY: 0001498608
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01054
FILM NUMBER: 151232479
MAIL ADDRESS:
STREET 1: C/O ICAHN CAPITAL LP
STREET 2: 767 FIFTH AVE., SUITE 4700
CITY: NEW YORK
STATE: NY
ZIP: 10153
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-11-13
0
0001578348
CM Finance Inc
CMFN
0001498608
MAUER MICHAEL
C/O CM FINANCE INC
601 LEXINGTON AVE, 26TH FLOOR
NEW YORK
NY
10022
1
1
0
0
Chief Executive Officer
Common Stock
2015-11-13
4
P
0
100
11.38
A
92599.442
D
Common Stock
2015-11-13
4
P
0
1027
11.40
A
93626.442
D
Common Stock
2015-11-13
4
P
0
2
11.20
A
93628.442
D
Common Stock
2015-11-13
4
P
0
200
11.23
A
93828.442
D
Common Stock
2015-11-13
4
P
0
500
11.2399
A
94328.442
D
Common Stock
2015-11-13
4
P
0
200
11.24
A
94528.442
D
Common Stock
2015-11-13
4
P
0
100
11.2425
A
94628.442
D
Common Stock
2015-11-13
4
P
0
100
11.24
A
94728.442
D
Common Stock
2015-11-13
4
P
0
200
11.25
A
94928.442
D
Common Stock
2015-11-13
4
P
0
200
11.27
A
95128.442
D
Common Stock
2015-11-13
4
P
0
300
11.28
A
95428.442
D
Common Stock
2015-11-13
4
P
0
100
11.2799
A
95528.442
D
Common Stock
2015-11-13
4
P
0
100
11.275
A
95628.442
D
Common Stock
2015-11-13
4
P
0
452
11.29
A
96080.442
D
Common Stock
2015-11-13
4
P
0
200
11.32
A
96280.442
D
Common Stock
2015-11-13
4
P
0
100
11.35
A
96380.442
D
Common Stock
2015-11-13
4
P
0
621
11.37
A
97001.442
D
Common Stock
2015-11-13
4
P
0
200
11.36
A
97201.442
D
Includes 0.165 shares acquired under the CM Finance Inc dividend reinvestment plan.
/s/ Michael C. Mauer
2015-11-16