0001498383-24-000001.txt : 20240209 0001498383-24-000001.hdr.sgml : 20240209 20240209141521 ACCESSION NUMBER: 0001498383-24-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240209 DATE AS OF CHANGE: 20240209 EFFECTIVENESS DATE: 20240209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Asset Allocation & Management Company, LLC CENTRAL INDEX KEY: 0001498383 ORGANIZATION NAME: IRS NUMBER: 364418695 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20383 FILM NUMBER: 24613966 BUSINESS ADDRESS: STREET 1: 30 W. MONROE ST. STREET 2: THIRD FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-263-2900 MAIL ADDRESS: STREET 1: 30 W. MONROE ST. STREET 2: THIRD FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001498383 XXXXXXXX 12-31-2023 12-31-2023 Asset Allocation & Management Company, LLC

30 W. MONROE ST. THIRD FLOOR CHICAGO IL 60603

13F COMBINATION REPORT 028-20383 000109875 0001373442 Mariner, LLC 0001009012 ZAZOVE ASSOCIATES LLC 0001035350 SECURIAN ASSET MANAGEMENT, INC 0001618824 Muzinich & Co., Inc. N Chelsea Klassa 312-845-2308 Chelsea Klassa Chicago IL 02-09-2024 0 49 149401 false INFORMATION TABLE 2 13fdoc4q23.xml ALPHABET INC CAP STK CL A 02079K305 947 6780 SH SOLE 0 0 6780 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1628 3 SH SOLE 0 0 3 BP PLC SPONSORED ADR 055622104 425 12000 SH SOLE 0 0 12000 BROADCOM INC COM 11135F101 510 457 SH SOLE 0 0 457 CEMEX SAB DE CV SPON ADR NEW 151290889 934 120514 SH SOLE 0 0 120514 EATON VANCE FLTING RATE INC COM 278279104 163 13000 SH SOLE 0 0 13000 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 783 17000 SH SOLE 0 0 17000 FORD MTR CO DEL COM 345370860 610 50000 SH SOLE 0 0 50000 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1810 11468 SH SOLE 0 0 11468 INVESCO QQQ TR UNIT SER 1 46090E103 1658 4048 SH SOLE 0 0 4048 INVESCO SR INCOME TR COM 46131H107 123 30000 SH SOLE 0 0 30000 ISHARES INC MSCI EMRG CHN 46434G764 497 8971 SH SOLE 0 0 8971 ISHARES TR CORE S&P500 ETF 464287200 8695 18205 SH SOLE 0 0 18205 ISHARES TR RUSSELL 2000 ETF 464287655 356 1776 SH SOLE 0 0 1776 ISHARES TR CORE S&P MCP ETF 464287507 1398 5043 SH SOLE 0 0 5043 ISHARES TR SELECT DIVID ETF 464287168 1204 10273 SH SOLE 0 0 10273 ISHARES TR MSCI EAFE ETF 464287465 296 3930 SH SOLE 0 0 3930 ISHARES TR CORE S&P TTL STK 464287150 436 4143 SH SOLE 0 0 4143 ISHARES TR IBOXX HI YD ETF 464288513 1480 19130 SH SOLE 0 0 19130 ISHARES TR IBOXX INV CP ETF 464287242 4537 41000 SH SOLE 0 0 41000 ISHARES TR ISHS 1-5YR INVS 464288646 3077 60000 SH SOLE 0 0 60000 ISHARES TR PFD AND INCM SEC 464288687 655 21000 SH SOLE 0 0 21000 ISHARES TR ESG AWR MSCI USA 46435G425 3567 34000 SH SOLE 0 0 34000 ISHARES TR FALN ANGLS USD 46435G474 1030 39000 SH SOLE 0 0 39000 ISHARES TR CORE S&P SCP ETF 464287804 600 5541 SH SOLE 0 0 5541 ISHARES TR RUSSELL 3000 ETF 464287689 723 2641 SH SOLE 0 0 2641 MARATHON PETE CORP COM 56585A102 371 2502 SH SOLE 0 0 2502 NI HLDGS INC COM 65342T106 280 21589 SH SOLE 0 0 21589 PIMCO INCOME STRATEGY FD II COM 72201J104 127 17500 SH SOLE 0 0 17500 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 2802 36806 SH SOLE 0 0 36806 SPDR S&P 500 ETF TR TR UNIT 78462F103 2627 5527 SH SOLE 0 0 5527 SPDR SER TR PORTFLI HIGH YLD 78468R606 6883 294400 SH SOLE 0 0 294400 SPDR SER TR S&P DIVID ETF 78464A763 238 1902 SH SOLE 0 0 1902 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 8199 195551 SH SOLE 0 0 195551 TARGET CORP COM 87612E106 204 1430 SH SOLE 0 0 1430 VALARIS LTD CL A G9460G101 260 3793 SH SOLE 0 0 3793 VALERO ENERGY CORP COM 91913Y100 212 1634 SH SOLE 0 0 1634 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 242 3142 SH SOLE 0 0 3142 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 12459 28523 SH SOLE 0 0 28523 VANGUARD INDEX FDS MID CAP ETF 922908629 1743 7491 SH SOLE 0 0 7491 VANGUARD INDEX FDS SMALL CP ETF 922908751 957 4488 SH SOLE 0 0 4488 VANGUARD INDEX FDS TOTAL STK MKT 922908769 41289 174052 SH SOLE 0 0 174052 VANGUARD INDEX FDS GROWTH ETF 922908736 3789 12189 SH SOLE 0 0 12189 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1609 7329 SH SOLE 0 0 7329 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3297 80229 SH SOLE 0 0 80229 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3381 43700 SH SOLE 0 0 43700 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 6023 125742 SH SOLE 0 0 125742 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 12952 116029 SH SOLE 0 0 116029 WELLS FARGO CO NEW PERP PFD CNV A 949746804 1315 1100 SH SOLE 0 0 1100