The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 222 | 2,191 | SH | SOLE | 0 | 0 | 2,191 | |||
AIR PRODS & CHEMS INC | COM | 009158106 | 737 | 2,567 | SH | SOLE | 0 | 0 | 2,567 | |||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,023 | 9,839 | SH | SOLE | 0 | 0 | 9,839 | |||
ALPHABET INC | CAP STK CL A | 02079K305 | 703 | 6,780 | SH | SOLE | 0 | 0 | 6,780 | |||
AMAZON COM INC | COM | 023135106 | 567 | 5,493 | SH | SOLE | 0 | 0 | 5,493 | |||
AMERIPRISE FINL INC | COM | 03076C106 | 777 | 2,536 | SH | SOLE | 0 | 0 | 2,536 | |||
AMGEN INC | COM | 031162100 | 742 | 3,068 | SH | SOLE | 0 | 0 | 3,068 | |||
APPLE INC | COM | 037833100 | 1,651 | 10,012 | SH | SOLE | 0 | 0 | 10,012 | |||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 891 | 4,003 | SH | SOLE | 0 | 0 | 4,003 | |||
BANK AMERICA CORP | COM | 060505104 | 474 | 16,581 | SH | SOLE | 0 | 0 | 16,581 | |||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 1,397 | 3 | SH | SOLE | 0 | 0 | 3 | |||
BLACKROCK INC | COM | 09247X101 | 280 | 418 | SH | SOLE | 0 | 0 | 418 | |||
BP PLC | SPONSORED ADR | 055622104 | 455 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | |||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 287 | 4,142 | SH | SOLE | 0 | 0 | 4,142 | |||
BROADCOM INC | COM | 11135F101 | 1,185 | 1,847 | SH | SOLE | 0 | 0 | 1,847 | |||
CATERPILLAR INC | COM | 149123101 | 300 | 1,313 | SH | SOLE | 0 | 0 | 1,313 | |||
CISCO SYS INC | COM | 17275R102 | 729 | 13,941 | SH | SOLE | 0 | 0 | 13,941 | |||
COCA COLA CO | COM | 191216100 | 908 | 14,635 | SH | SOLE | 0 | 0 | 14,635 | |||
COLGATE PALMOLIVE CO | COM | 194162103 | 667 | 8,881 | SH | SOLE | 0 | 0 | 8,881 | |||
COSTCO WHSL CORP NEW | COM | 22160K105 | 209 | 420 | SH | SOLE | 0 | 0 | 420 | |||
CUMMINS INC | COM | 231021106 | 883 | 3,695 | SH | SOLE | 0 | 0 | 3,695 | |||
DANAHER CORPORATION | COM | 235851102 | 237 | 940 | SH | SOLE | 0 | 0 | 940 | |||
EATON VANCE FLTING RATE INC | COM | 278279104 | 150 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | |||
FORD MTR CO DEL | COM | 345370860 | 630 | 50,000 | SH | SOLE | 0 | 0 | 50,000 | |||
GENERAL DYNAMICS CORP | COM | 369550108 | 788 | 3,453 | SH | SOLE | 0 | 0 | 3,453 | |||
GILEAD SCIENCES INC | COM | 375558103 | 316 | 3,803 | SH | SOLE | 0 | 0 | 3,803 | |||
HOME DEPOT INC | COM | 437076102 | 626 | 2,122 | SH | SOLE | 0 | 0 | 2,122 | |||
HOPE BANCORP INC | NOTE 2.000% 5/1 | 43940TAB5 | 20,811 | 21,510,000 | PRN | SOLE | 0 | 0 | 21,510,000 | |||
HP INC | COM | 40434L105 | 683 | 23,278 | SH | SOLE | 0 | 0 | 23,278 | |||
ILLINOIS TOOL WKS INC | COM | 452308109 | 723 | 2,971 | SH | SOLE | 0 | 0 | 2,971 | |||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,455 | 4,535 | SH | SOLE | 0 | 0 | 4,535 | |||
INVESCO SR INCOME TR | COM | 46131H107 | 110 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | |||
ISHARES INC | MSCI EMRG CHN | 46434G764 | 443 | 8,971 | SH | SOLE | 0 | 0 | 8,971 | |||
ISHARES TR | RUS MID CAP ETF | 464287499 | 280 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | |||
ISHARES TR | CORE S&P500 ETF | 464287200 | 8,232 | 20,026 | SH | SOLE | 0 | 0 | 20,026 | |||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 317 | 1,776 | SH | SOLE | 0 | 0 | 1,776 | |||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 1,781 | 7,118 | SH | SOLE | 0 | 0 | 7,118 | |||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 642 | 6,641 | SH | SOLE | 0 | 0 | 6,641 | |||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 15,667 | 310,000 | SH | SOLE | 0 | 0 | 310,000 | |||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 4,494 | 41,000 | SH | SOLE | 0 | 0 | 41,000 | |||
ISHARES TR | SELECT DIVID ETF | 464287168 | 1,204 | 10,273 | SH | SOLE | 0 | 0 | 10,273 | |||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 2,104 | 27,845 | SH | SOLE | 0 | 0 | 27,845 | |||
ISHARES TR | MSCI EAFE ETF | 464287465 | 281 | 3,930 | SH | SOLE | 0 | 0 | 3,930 | |||
ISHARES TR | CORE S&P TTL STK | 464287150 | 375 | 4,143 | SH | SOLE | 0 | 0 | 4,143 | |||
ISHARES TR | ESG AWR MSCI USA | 46435G425 | 3,075 | 34,000 | SH | SOLE | 0 | 0 | 34,000 | |||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 994 | 4,221 | SH | SOLE | 0 | 0 | 4,221 | |||
JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 | 3,941 | 79,600 | SH | SOLE | 0 | 0 | 79,600 | |||
JOHNSON & JOHNSON | COM | 478160104 | 756 | 4,875 | SH | SOLE | 0 | 0 | 4,875 | |||
JPMORGAN CHASE & CO | COM | 46625H100 | 564 | 4,327 | SH | SOLE | 0 | 0 | 4,327 | |||
KIMBERLY-CLARK CORP | COM | 494368103 | 795 | 5,921 | SH | SOLE | 0 | 0 | 5,921 | |||
M & T BK CORP | COM | 55261F104 | 591 | 4,943 | SH | SOLE | 0 | 0 | 4,943 | |||
MARATHON PETE CORP | COM | 56585A102 | 337 | 2,502 | SH | SOLE | 0 | 0 | 2,502 | |||
MARSH & MCLENNAN COS INC | COM | 571748102 | 227 | 1,363 | SH | SOLE | 0 | 0 | 1,363 | |||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 283 | 780 | SH | SOLE | 0 | 0 | 780 | |||
MCDONALDS CORP | COM | 580135101 | 1,245 | 4,452 | SH | SOLE | 0 | 0 | 4,452 | |||
MICROSOFT CORP | COM | 594918104 | 2,053 | 7,121 | SH | SOLE | 0 | 0 | 7,121 | |||
MONDELEZ INTL INC | CL A | 609207105 | 778 | 11,152 | SH | SOLE | 0 | 0 | 11,152 | |||
PEPSICO INC | COM | 713448108 | 806 | 4,424 | SH | SOLE | 0 | 0 | 4,424 | |||
PFIZER INC | COM | 717081103 | 726 | 17,799 | SH | SOLE | 0 | 0 | 17,799 | |||
PHILIP MORRIS INTL INC | COM | 718172109 | 653 | 6,719 | SH | SOLE | 0 | 0 | 6,719 | |||
PIMCO INCOME STRATEGY FD II | COM | 72201J104 | 125 | 17,500 | SH | SOLE | 0 | 0 | 17,500 | |||
PNC FINL SVCS GROUP INC | COM | 693475105 | 460 | 3,621 | SH | SOLE | 0 | 0 | 3,621 | |||
PROCTER AND GAMBLE CO | COM | 742718109 | 723 | 4,861 | SH | SOLE | 0 | 0 | 4,861 | |||
QUALCOMM INC | COM | 747525103 | 602 | 4,718 | SH | SOLE | 0 | 0 | 4,718 | |||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 800 | 8,167 | SH | SOLE | 0 | 0 | 8,167 | |||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 2,693 | 36,806 | SH | SOLE | 0 | 0 | 36,806 | |||
SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 579 | 18,000 | SH | SOLE | 0 | 0 | 18,000 | |||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,290 | 5,594 | SH | SOLE | 0 | 0 | 5,594 | |||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 235 | 1,902 | SH | SOLE | 0 | 0 | 1,902 | |||
SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 | 7,153 | 172,526 | SH | SOLE | 0 | 0 | 172,526 | |||
TARGET CORP | COM | 87612E106 | 237 | 1,430 | SH | SOLE | 0 | 0 | 1,430 | |||
TESLA INC | COM | 88160R101 | 295 | 1,420 | SH | SOLE | 0 | 0 | 1,420 | |||
TEXAS INSTRS INC | COM | 882508104 | 674 | 3,625 | SH | SOLE | 0 | 0 | 3,625 | |||
TRAVELERS COMPANIES INC | COM | 89417E109 | 878 | 5,124 | SH | SOLE | 0 | 0 | 5,124 | |||
TYSON FOODS INC | CL A | 902494103 | 523 | 8,816 | SH | SOLE | 0 | 0 | 8,816 | |||
UNION PAC CORP | COM | 907818108 | 643 | 3,193 | SH | SOLE | 0 | 0 | 3,193 | |||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 842 | 4,342 | SH | SOLE | 0 | 0 | 4,342 | |||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 464 | 981 | SH | SOLE | 0 | 0 | 981 | |||
V F CORP | COM | 918204108 | 207 | 9,052 | SH | SOLE | 0 | 0 | 9,052 | |||
VALARIS LIMITED | CL A | G9460G101 | 247 | 3,793 | SH | SOLE | 0 | 0 | 3,793 | |||
VALERO ENERGY CORP | COM | 91913Y100 | 228 | 1,634 | SH | SOLE | 0 | 0 | 1,634 | |||
VANECK ETF TRUST | FALLEN ANGEL HG | 92189F437 | 1,009 | 36,000 | SH | SOLE | 0 | 0 | 36,000 | |||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 240 | 3,142 | SH | SOLE | 0 | 0 | 3,142 | |||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 10,464 | 27,824 | SH | SOLE | 0 | 0 | 27,824 | |||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 72,048 | 353,003 | SH | SOLE | 0 | 0 | 353,003 | |||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 2,935 | 13,915 | SH | SOLE | 0 | 0 | 13,915 | |||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 891 | 4,701 | SH | SOLE | 0 | 0 | 4,701 | |||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 3,040 | 12,189 | SH | SOLE | 0 | 0 | 12,189 | |||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 1,428 | 7,329 | SH | SOLE | 0 | 0 | 7,329 | |||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 3,547 | 87,795 | SH | SOLE | 0 | 0 | 87,795 | |||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 628 | 11,754 | SH | SOLE | 0 | 0 | 11,754 | |||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 3,606 | 47,300 | SH | SOLE | 0 | 0 | 47,300 | |||
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | 6,122 | 135,538 | SH | SOLE | 0 | 0 | 135,538 | |||
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 25,072 | 237,650 | SH | SOLE | 0 | 0 | 237,650 | |||
VANGUARD WORLD FD | ESG US STK ETF | 921910733 | 993 | 13,850 | SH | SOLE | 0 | 0 | 13,850 | |||
WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | 1,268 | 1,100 | SH | SOLE | 0 | 0 | 1,100 |