0001498383-21-000005.txt : 20211015 0001498383-21-000005.hdr.sgml : 20211015 20211015125208 ACCESSION NUMBER: 0001498383-21-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211015 DATE AS OF CHANGE: 20211015 EFFECTIVENESS DATE: 20211015 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Asset Allocation & Management Company, LLC CENTRAL INDEX KEY: 0001498383 IRS NUMBER: 364418695 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20383 FILM NUMBER: 211325541 BUSINESS ADDRESS: STREET 1: 30 W. MONROE ST. STREET 2: THIRD FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-263-2900 MAIL ADDRESS: STREET 1: 30 W. MONROE ST. STREET 2: THIRD FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001498383 XXXXXXXX 09-30-2021 09-30-2021 Asset Allocation & Management Company, LLC

30 W. MONROE ST. THIRD FLOOR CHICAGO IL 60603

13F COMBINATION REPORT 028-20383 0001373442 Mariner, LLC 0001035350 SECURIAN ASSET MANAGEMENT, INC 0001618824 Muzinich & Co., Inc. 0001009012 ZAZOVE ASSOCIATES LLC N Chelsea Klassa 312-845-2308 Chelsea Klassa Chicago IL 10-15-2021 0 35 184609 false INFORMATION TABLE 2 13fdocument3q21.xml ALPHABET INC CAP STK CL A 02079K305 906 339 SH SOLE 0 0 339 BP PLC SPONSORED ADR 055622104 328 12000 SH SOLE 0 0 12000 BERKSHIRE HATHAWAY I CL A 084670108 1234 3 SH SOLE 0 0 3 BROADCOM INC COM 11135F101 222 457 SH SOLE 0 0 457 EATON VANCE FLTING R COM 278279104 190 13000 SH SOLE 0 0 13000 HOPE BANCORP INC NOTE 2.000% 5/1 43940TAB5 20879 21090000 PRN SOLE 0 0 21090000 INVESCO QQQ TR UNIT SER 1 46090E103 1623 4535 SH SOLE 0 0 4535 INVESCO SR INCOME TR COM 46131H107 141 30000 SH SOLE 0 0 30000 ISHARES TR CORE S&P TTL STK 464287150 408 4143 SH SOLE 0 0 4143 ISHARES TR SELECT DIVID ETF 464287168 1179 10273 SH SOLE 0 0 10273 ISHARES TR CORE S&P500 ETF 464287200 6448 14967 SH SOLE 0 0 14967 ISHARES TR MSCI EAFE ETF 464287465 2218 28430 SH SOLE 0 0 28430 ISHARES TR CORE S&P MCP ETF 464287507 1088 4134 SH SOLE 0 0 4134 ISHARES TR IBOXX HI YD ETF 464288513 2436 27845 SH SOLE 0 0 27845 ISHARES TR ISHS 1-5YR INVS 464288646 49722 910000 SH SOLE 0 0 910000 ISHARES INC MSCI EMRG CHN 46434G764 281 4634 SH SOLE 0 0 4634 ISHARES TR MORTGE REL ETF 46435G342 208 5747 SH SOLE 0 0 5747 PIMCO INCOME STRATEG COM 72201J104 163 17500 SH SOLE 0 0 17500 SPDR S&P 500 ETF TR TR UNIT 78462F103 2408 5611 SH SOLE 0 0 5611 SPDR SER TR S&P DIVID ETF 78464A763 224 1902 SH SOLE 0 0 1902 TARGET CORP COM 87612E106 327 1430 SH SOLE 0 0 1430 VANGUARD WORLD FD ESG US STK ETF 921910733 3086 38545 SH SOLE 0 0 38545 VANGUARD BD INDEX FD SHORT TRM BOND 921937827 257 3142 SH SOLE 0 0 3142 VANGUARD TAX-MANAGED FTSE DEV MKT ETF 921943858 5512 109176 SH SOLE 0 0 109176 VANGUARD WHITEHALL F HIGH DIV YLD 921946406 21657 209548 SH SOLE 0 0 209548 VANGUARD INTL EQUITY ALLWRLD EX US 922042775 1870 30678 SH SOLE 0 0 30678 VANGUARD INTL EQUITY FTSE EMR MKT ETF 922042858 3921 78403 SH SOLE 0 0 78403 VANGUARD SCOTTSDALE SHRT TRM CORP BD 92206C409 3898 47300 SH SOLE 0 0 47300 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 8214 20826 SH SOLE 0 0 20826 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1732 7329 SH SOLE 0 0 7329 VANGUARD INDEX FDS MID CAP ETF 922908629 1726 7291 SH SOLE 0 0 7291 VANGUARD INDEX FDS GROWTH ETF 922908736 3537 12189 SH SOLE 0 0 12189 VANGUARD INDEX FDS SMALL CP ETF 922908751 684 3128 SH SOLE 0 0 3128 VANGUARD INDEX FDS TOTAL STK MKT 922908769 35882 161586 SH SOLE 0 0 161586