0001498383-20-000007.txt : 20201116 0001498383-20-000007.hdr.sgml : 20201116 20201116134033 ACCESSION NUMBER: 0001498383-20-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201116 EFFECTIVENESS DATE: 20201116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Asset Allocation & Management Company, LLC CENTRAL INDEX KEY: 0001498383 IRS NUMBER: 364418695 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20383 FILM NUMBER: 201315322 BUSINESS ADDRESS: STREET 1: 30 W. MONROE ST. STREET 2: THIRD FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-263-2900 MAIL ADDRESS: STREET 1: 30 W. MONROE ST. STREET 2: THIRD FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001498383 XXXXXXXX 09-30-2020 09-30-2020 Asset Allocation & Management Company, LLC

30 W. MONROE ST. THIRD FLOOR CHICAGO IL 60603

13F COMBINATION REPORT 028-20383 0001035350 SECURIAN ASSET MANAGEMENT, INC 0001373442 Mariner, LLC 0001009012 ZAZOVE ASSOCIATES LLC 0001618824 Muzinich & Co., Inc. N Chelsea Klassea 312-845-2308 Chelsea Klassa Chicago IL 11-16-2020 0 42 216677 false INFORMATION TABLE 2 sept202013f.xml ALPHABET INC CAP STK CL A 02079K305 519 354 SH SOLE 0 0 0 BERKSHIRE HATHAWAY I CL A 084670108 960 3 SH SOLE 0 0 0 BP PLC SPONSORED ADR 055622104 210 12000 SH SOLE 0 0 0 BROADCOM INC COM 11135F101 204 561 SH SOLE 0 0 0 EATON VANCE FLTING R COM 278279104 154 13000 SH SOLE 0 0 0 GENERAL ELECTRIC CO COM 369604103 80 12909 SH SOLE 0 0 0 GENERAL MTRS CO COM 37045V100 508 17184 SH SOLE 0 0 0 INTERNATIONAL BUSINE COM 459200101 447 3670 SH SOLE 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1260 4535 SH SOLE 0 0 0 INVESCO SR INCOME TR COM 46131H107 110 30000 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 29159 86768 SH SOLE 0 0 0 ISHARES TR MSCI KLD400 SOC 464288570 2417 18888 SH SOLE 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 757 10781 SH SOLE 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 2530 13652 SH SOLE 0 0 0 ISHARES TR CORE MSCI EAFE 46432F842 287 4765 SH SOLE 0 0 0 ISHARES TR MORTGE REL ETF 46435G342 211 8198 SH SOLE 0 0 0 ISHARES TR CORE S&P TTL STK 464287150 1659 21973 SH SOLE 0 0 0 ISHARES TR SELECT DIVID ETF 464287168 838 10273 SH SOLE 0 0 0 ISHARES TR IBOXX HI YD ETF 464288513 899 10710 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 1810 28430 SH SOLE 0 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 49968 910000 SH SOLE 0 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 1326 6776 SH SOLE 0 0 0 PIMCO INCOME STRATEG COM 72201J104 159 17500 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6694 19988 SH SOLE 0 0 0 SPDR SER TR S&P DIVID ETF 78464A763 4050 43828 SH SOLE 0 0 0 TARGET CORP COM 87612E106 258 1636 SH SOLE 0 0 0 VALERO ENERGY CORP COM 91913Y100 540 12471 SH SOLE 0 0 0 VANGUARD BD INDEX FD SHORT TRM BOND 921937827 2324 27980 SH SOLE 0 0 0 VANGUARD BD INDEX FD INTERMED TERM 921937819 1047 11202 SH SOLE 0 0 0 VANGUARD BD INDEX FD LONG TERM BOND 921937793 443 3960 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 28844 169360 SH SOLE 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 20064 65217 SH SOLE 0 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 9184 59715 SH SOLE 0 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 2945 16710 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1352 7504 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 3081 13537 SH SOLE 0 0 0 VANGUARD INTL EQUITY FTSE EMR MKT ETF 922042858 6797 157189 SH SOLE 0 0 0 VANGUARD INTL EQUITY ALLWRLD EX US 922042775 2592 51375 SH SOLE 0 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 585 11209 SH SOLE 0 0 0 VANGUARD TAX-MANAGED FTSE DEV MKT ETF 921943858 5233 127935 SH SOLE 0 0 0 VANGUARD WHITEHALL F HIGH DIV YLD 921946406 23866 294902 SH SOLE 0 0 0 VERIZON COMMUNICATIO COM 92343V104 306 5150 SH SOLE 0 0 0