0001498383-20-000005.txt : 20201116 0001498383-20-000005.hdr.sgml : 20201116 20201116113018 ACCESSION NUMBER: 0001498383-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201116 EFFECTIVENESS DATE: 20201116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Asset Allocation & Management Company, LLC CENTRAL INDEX KEY: 0001498383 IRS NUMBER: 364418695 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20383 FILM NUMBER: 201314669 BUSINESS ADDRESS: STREET 1: 30 W. MONROE ST. STREET 2: THIRD FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-263-2900 MAIL ADDRESS: STREET 1: 30 W. MONROE ST. STREET 2: THIRD FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001498383 XXXXXXXX 03-31-2020 03-31-2020 Asset Allocation & Management Company, LLC

30 W. MONROE ST. THIRD FLOOR CHICAGO IL 60603

13F COMBINATION REPORT 028-20383 0001035350 SECURIAN ASSET MANAGEMENT, INC 0001373442 Mariner, LLC 0001009012 ZAZOVE ASSOCIATES LLC 0001618824 Muzinich & Co., Inc. N Chelsea Klassa 312-845-2308 Chelsea Klassa Chicago IL 11-16-2020 0 52 201811 false INFORMATION TABLE 2 mar202013f.xml ALPHABET INC CAP STK CL A 02079K305 410 353 SH SOLE 0 0 0 AMGEN INC COM 031162100 238 1175 SH SOLE 0 0 0 APPLE INC COM 037833100 324 1276 SH SOLE 0 0 0 AT&T INC COM 00206R102 763 26184 SH SOLE 0 0 0 BERKSHIRE HATHAWAY I CL A 084670108 816 3 SH SOLE 0 0 0 BOEING CO COM 097023105 224 1500 SH SOLE 0 0 0 BP PLC SPONSORED ADR 055622104 293 12000 SH SOLE 0 0 0 BROADCOM INC COM 11135F101 462 1949 SH SOLE 0 0 0 CATERPILLAR INC DEL COM 149123101 360 3100 SH SOLE 0 0 0 EATON VANCE FLTING R COM 278279104 133 13000 SH SOLE 0 0 0 GENERAL ELECTRIC CO COM 369604103 102 12909 SH SOLE 0 0 0 GENERAL MTRS CO COM 37045V100 370 17802 SH SOLE 0 0 0 HSBC HLDGS PLC ADR A 1/40PF A 404280604 250 10000 SH SOLE 0 0 0 INTERNATIONAL BUSINE COM 459200101 407 3670 SH SOLE 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 863 4535 SH SOLE 0 0 0 INVESCO SR INCOME TR COM 46131H107 97 30000 SH SOLE 0 0 0 ISHARES INC CORE MSCI EMKT 46434G103 267 6592 SH SOLE 0 0 0 ISHARES TR MSCI KLD400 SOC 464288570 1287 13218 SH SOLE 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 605 10781 SH SOLE 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 1964 13652 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 26603 102954 SH SOLE 0 0 0 ISHARES TR CORE MSCI EAFE 46432F842 848 16988 SH SOLE 0 0 0 ISHARES TR CORE S&P TTL STK 464287150 1257 21973 SH SOLE 0 0 0 ISHARES TR SELECT DIVID ETF 464287168 755 10273 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 1520 28430 SH SOLE 0 0 0 ISHARES TR SH TR CRPORT ETF 464288646 47648 910000 SH SOLE 0 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 1189 8015 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 373 4148 SH SOLE 0 0 0 LILLY ELI & CO COM 532457108 291 2100 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 612 3883 SH SOLE 0 0 0 PIMCO INCOME STRATEG COM 72201J104 133 17500 SH SOLE 0 0 0 PROCTER & GAMBLE CO COM 742718109 204 1857 SH SOLE 0 0 0 SOUTHERN CO COM 842587107 282 5217 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5454 21159 SH SOLE 0 0 0 SPDR SER TR S&P DIVID ETF 78464A763 3622 45349 SH SOLE 0 0 0 VALERO ENERGY CORP COM 91913Y100 564 12431 SH SOLE 0 0 0 VANGUARD ADMIRAL FDS SMLLCP 600 IDX 921932828 580 5656 SH SOLE 0 0 0 VANGUARD ADMIRAL FDS MIDCP 400 IDX 921932885 897 9221 SH SOLE 0 0 0 VANGUARD BD INDEX FD SHORT TRM BOND 921937827 816 9930 SH SOLE 0 0 0 VANGUARD BD INDEX FD INTERMED TERM 921937819 819 9173 SH SOLE 0 0 0 VANGUARD BD INDEX FD LONG TERM BOND 921937793 423 3960 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 23073 178984 SH SOLE 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 26570 112193 SH SOLE 0 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 6792 58837 SH SOLE 0 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1995 15152 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 951 7504 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 2121 13536 SH SOLE 0 0 0 VANGUARD INTL EQUITY FTSE EMR MKT ETF 922042858 5252 156556 SH SOLE 0 0 0 VANGUARD INTL EQUITY ALLWRLD EX US 922042775 3854 93962 SH SOLE 0 0 0 VANGUARD TAX-MANAGED FTSE DEV MKT ETF 921943858 3971 119114 SH SOLE 0 0 0 VANGUARD WHITEHALL F HIGH DIV YLD 921946406 21817 308367 SH SOLE 0 0 0 VERIZON COMMUNICATIO COM 92343V104 290 5393 SH SOLE 0 0 0