0001498383-20-000004.txt : 20201113 0001498383-20-000004.hdr.sgml : 20201113 20201113110422 ACCESSION NUMBER: 0001498383-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Asset Allocation & Management Company, LLC CENTRAL INDEX KEY: 0001498383 IRS NUMBER: 364418695 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20383 FILM NUMBER: 201309847 BUSINESS ADDRESS: STREET 1: 30 W. MONROE ST. STREET 2: THIRD FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-263-2900 MAIL ADDRESS: STREET 1: 30 W. MONROE ST. STREET 2: THIRD FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001498383 XXXXXXXX 12-31-2019 12-31-2019 Asset Allocation & Management Company, LLC

30 W. MONROE ST. THIRD FLOOR CHICAGO IL 60603

13F COMBINATION REPORT 028-20383 0001373442 Mariner, LLC 0001009012 ZAZOVE ASSOCIATES LLC 0001618824 Muzinich & Co., Inc. 0001035350 SECURIAN ASSET MANAGEMENT, INC N Chelsea Klassa 312-845-2308 Chelsea Klassa Chicago IL 11-13-2020 0 68 267502 false INFORMATION TABLE 2 dec201913f.xml ALPHABET INC CAP STK CL A 02079K305 534 399 SH SOLE 0 0 0 AMGEN INC COM 031162100 332 1377 SH SOLE 0 0 0 APPLE INC COM 037833100 458 1560 SH SOLE 0 0 0 AT&T INC COM 00206R102 1026 26245 SH SOLE 0 0 0 BERKSHIRE HATHAWAY I CL A 084670108 1019 3 SH SOLE 0 0 0 BP PLC SPONSORED ADR 055622104 477 12635 SH SOLE 0 0 0 BROADCOM INC COM 11135F101 324 1025 SH SOLE 0 0 0 CATERPILLAR INC DEL COM 149123101 362 2450 SH SOLE 0 0 0 EATON VANCE FLTING R COM 278279104 178 13000 SH SOLE 0 0 0 ENBRIDGE INC COM 29250N105 279 7026 SH SOLE 0 0 0 FACEBOOK INC CL A 30303M102 408 1986 SH SOLE 0 0 0 BOEING CO COM 097023105 570 1750 SH SOLE 0 0 0 FIRST TR EXCHANGE TR FST LOW OPPT EFT 33739Q200 502 9691 SH SOLE 0 0 0 GENERAL ELECTRIC CO COM 369604103 144 12909 SH SOLE 0 0 0 GENERAL MTRS CO COM 37045V100 629 17184 SH SOLE 0 0 0 HSBC HLDGS PLC ADR A 1/40PF A 404280604 266 10000 SH SOLE 0 0 0 HUNTINGTON BANCSHARE COM 446150104 151 10006 SH SOLE 0 0 0 INTEL CORP COM 458140100 208 3468 SH SOLE 0 0 0 INTERNATIONAL BUSINE COM 459200101 351 2617 SH SOLE 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 964 4535 SH SOLE 0 0 0 INVESCO SR INCOME TR COM 46131H107 129 30000 SH SOLE 0 0 0 ISHARES INC CORE MSCI EMKT 46434G103 354 6592 SH SOLE 0 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 1511 8015 SH SOLE 0 0 0 ISHARES TR MORTGE REL ETF 46435G342 365 8198 SH SOLE 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 844 10060 SH SOLE 0 0 0 ISHARES TR SELECT DIVID ETF 464287168 1085 10273 SH SOLE 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 2733 13277 SH SOLE 0 0 0 ISHARES TR CORE MSCI EAFE 46432F842 867 13288 SH SOLE 0 0 0 ISHARES TR MSCI KLD400 SOC 464288570 2313 19258 SH SOLE 0 0 0 ISHARES TR CORE S&P TTL STK 464287150 1990 27373 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 1974 28430 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 31405 97157 SH SOLE 0 0 0 ISHARES TR SH TR CRPORT ETF 464288646 71864 1340000 SH SOLE 0 0 0 JOHNSON & JOHNSON COM 478160104 230 1579 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 468 3357 SH SOLE 0 0 0 KIMBERLY CLARK CORP COM 494368103 217 1578 SH SOLE 0 0 0 LILLY ELI & CO COM 532457108 201 1528 SH SOLE 0 0 0 LOCKHEED MARTIN CORP COM 539830109 226 580 SH SOLE 0 0 0 MCDONALDS CORP COM 580135101 216 1091 SH SOLE 0 0 0 MERCK & CO INC COM 58933Y105 221 2425 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 478 3029 SH SOLE 0 0 0 NATIONAL CINEMEDIA I COM 635309107 255 35000 SH SOLE 0 0 0 PHILIP MORRIS INTL I COM 718172109 205 2413 SH SOLE 0 0 0 PIMCO INCOME STRATEG COM 72201J104 185 17500 SH SOLE 0 0 0 PNC FINL SVCS GROUP COM 693475105 201 1261 SH SOLE 0 0 0 PROCTER & GAMBLE CO COM 742718109 281 2251 SH SOLE 0 0 0 SOUTHERN CO COM 842587107 374 5874 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6810 21159 SH SOLE 0 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 5083 47249 SH SOLE 0 0 0 TARGET CORP COM 87612E106 226 1763 SH SOLE 0 0 0 TRUIST FINL CORP COM 89832Q109 201 3572 SH SOLE 0 0 0 VALERO ENERGY CORP N COM 91913Y100 1168 12476 SH SOLE 0 0 0 VANGUARD ADMIRAL FDS SMLLCP 600 IDX 921932828 617 4056 SH SOLE 0 0 0 VANGUARD ADMIRAL FDS MIDCP 400 IDX 921932885 1250 8997 SH SOLE 0 0 0 VANGUARD BD INDEX FD LONG TERM BOND 921937793 397 3960 SH SOLE 0 0 0 VANGUARD BD INDEX FD INTERMED TERM 921937819 800 9173 SH SOLE 0 0 0 VANGUARD BD INDEX FD SHORT TRM BOND 921937827 800 9930 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1191 7504 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 2466 13536 SH SOLE 0 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 3056 17152 SH SOLE 0 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 9745 58835 SH SOLE 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 28820 97432 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 30005 183382 SH SOLE 0 0 0 VANGUARD INTL EQUITY ALLWRLD EX US 922042775 4749 88362 SH SOLE 0 0 0 VANGUARD INTL EQUITY FTSE EMR MKT ETF 922042858 6905 155283 SH SOLE 0 0 0 VANGUARD TAX MANAGED FTSE DEV MKT ETF 921943858 5232 118748 SH SOLE 0 0 0 VANGUARD WHITEHALL F HIGH DIV YLD 921946406 26886 286908 SH SOLE 0 0 0 VERIZON COMMUNICATIO COM 92343V104 337 5493 SH SOLE 0 0 0 VISA INC COM CL A 92826C839 384 2041 SH SOLE 0 0 0