0001498383-14-000001.txt : 20140401
0001498383-14-000001.hdr.sgml : 20140401
20140401102706
ACCESSION NUMBER: 0001498383-14-000001
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20140401
DATE AS OF CHANGE: 20140401
EFFECTIVENESS DATE: 20140401
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Asset Allocation & Management Company, LLC
CENTRAL INDEX KEY: 0001498383
IRS NUMBER: 364418695
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-214636
FILM NUMBER: 14732610
BUSINESS ADDRESS:
STREET 1: 30 N. LASALLE STREET
STREET 2: SUITE 3500
CITY: CHICAGO
STATE: IL
ZIP: 60602
BUSINESS PHONE: 312-263-2900
MAIL ADDRESS:
STREET 1: 30 N. LASALLE STREET
STREET 2: SUITE 3500
CITY: CHICAGO
STATE: IL
ZIP: 60602
D
1
primary_doc.xml
X0707
D
LIVE
0001498383
Asset Allocation & Management Company, LLC
30 W. MONROE STREET
3RD FLOOR
CHICAGO
IL
ILLINOIS
60603-2405
312-263-2900
DELAWARE
None
None
Limited Liability Company
true
JOHN
LARKIN
SCHAEFER
30 W. MONROE STREET
3RD FLOOR
CHICAGO
IL
ILLINOIS
60603-2405
Executive Officer
DARLENE
HAZEL
RICHARDS
30 W. MONROE STREET
3RD FLOOR
CHICAGO
IL
ILLINOIS
60603-2405
Executive Officer
REED
J
NUTTALL
30 W. MONROE STREET
3RD FLOOR
CHICAGO
IL
ILLINOIS
60603-2405
Director
JAMES
DAWSON
CAREY
20 HORSENECK LANE
GREENWICH
CT
CONNECTICUT
06830
Promoter
JOHN
FRANCIS
SHETTLE
20 HORSENECK LANE
GREENWICH
CT
CONNECTICUT
06830
Director
FAYEZ
SAMI
MUHTADIE
20 HORSENECK LANE
GREEMWICH
CT
CONNECTICUT
06830
Director
Other Banking and Financial Services
$5,000,001 - $25,000,000
- 06b
false
2014-03-31
false
true
false
80000
820000
280090
539910
true
0
2
0
0
0
false
Asset Allocation & Management Company, LLC
MARK STEIGER
Mark Steiger
Chief Compliance Officer
2014-04-01