0001498383-14-000001.txt : 20140401 0001498383-14-000001.hdr.sgml : 20140401 20140401102706 ACCESSION NUMBER: 0001498383-14-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140401 DATE AS OF CHANGE: 20140401 EFFECTIVENESS DATE: 20140401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Asset Allocation & Management Company, LLC CENTRAL INDEX KEY: 0001498383 IRS NUMBER: 364418695 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-214636 FILM NUMBER: 14732610 BUSINESS ADDRESS: STREET 1: 30 N. LASALLE STREET STREET 2: SUITE 3500 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 312-263-2900 MAIL ADDRESS: STREET 1: 30 N. LASALLE STREET STREET 2: SUITE 3500 CITY: CHICAGO STATE: IL ZIP: 60602 D 1 primary_doc.xml X0707 D LIVE 0001498383 Asset Allocation & Management Company, LLC 30 W. MONROE STREET 3RD FLOOR CHICAGO IL ILLINOIS 60603-2405 312-263-2900 DELAWARE None None Limited Liability Company true JOHN LARKIN SCHAEFER 30 W. MONROE STREET 3RD FLOOR CHICAGO IL ILLINOIS 60603-2405 Executive Officer DARLENE HAZEL RICHARDS 30 W. MONROE STREET 3RD FLOOR CHICAGO IL ILLINOIS 60603-2405 Executive Officer REED J NUTTALL 30 W. MONROE STREET 3RD FLOOR CHICAGO IL ILLINOIS 60603-2405 Director JAMES DAWSON CAREY 20 HORSENECK LANE GREENWICH CT CONNECTICUT 06830 Promoter JOHN FRANCIS SHETTLE 20 HORSENECK LANE GREENWICH CT CONNECTICUT 06830 Director FAYEZ SAMI MUHTADIE 20 HORSENECK LANE GREEMWICH CT CONNECTICUT 06830 Director Other Banking and Financial Services $5,000,001 - $25,000,000 06b false 2014-03-31 false true false 80000 820000 280090 539910 true 0 2 0 0 0 false Asset Allocation & Management Company, LLC MARK STEIGER Mark Steiger Chief Compliance Officer 2014-04-01