UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
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Securities registered pursuant to Section 12(b) of the Act:
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The |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
On October 9, 2023, Kintara Therapeutics, Inc. (the “Company”) held a Special Meeting of Stockholders (the “Special Meeting”). The matters voted on at the Special Meeting were: (i) the approval, for purposes of complying with Nasdaq Listing Rule 5635(d), of the issuance of more than 20% of the Company’s issued and outstanding common stock pursuant to the Company’s purchase agreement with Lincoln Park Capital Fund, LLC (“Proposal 1”), and (ii) the approval of the adjournment of the Special Meeting in the event that the number of shares of the Company’s common stock and Series C Preferred Stock present or represented by proxy at the Special Meeting and voting “FOR” the adoption of Proposal 1 were insufficient.
The voting results for each item of business voted upon at the Special Meeting were as follows:
1. |
The votes cast with respect to the proposal to approve, for purposes of complying with Nasdaq Listing Rule 5635(d), the issuance of more than 20% of the Company’s issued and outstanding common stock pursuant to the Company’s purchase agreement with Lincoln Park Capital Fund, LLC were as follows:
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FOR |
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AGAINST |
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ABSTAIN |
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BROKER |
644,145 |
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39,208 |
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2,222 |
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0 |
The stockholders approved the proposal to issue more than 20% of the Company’s issued and outstanding common stock pursuant to the Company’s purchase agreement with Lincoln Park Capital Fund, LLC.
2. |
The votes cast with respect to the proposal to approve the adjournment of the Special Meeting in the event that the number of shares of the Company’s common stock and Series C Preferred Stock present or represented by proxy at the Special Meeting and voting “FOR” the adoption of Proposal 1 were insufficient were as follows: |
FOR |
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AGAINST |
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ABSTAIN |
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BROKER |
647,100 |
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36,634 |
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1,841 |
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0 |
The stockholders approved the proposal to adjourn the Special Meeting if needed.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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KINTARA THERAPEUTICS, INC. |
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Date: October 10, 2023 |
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By: |
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/s/ Robert E. Hoffman |
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Name: Robert E. Hoffman |
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Title: Chief Executive Officer |