0001498301-20-000005.txt : 20200203 0001498301-20-000005.hdr.sgml : 20200203 20200203115523 ACCESSION NUMBER: 0001498301-20-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200131 FILED AS OF DATE: 20200203 DATE AS OF CHANGE: 20200203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MacFarlane Justin S CENTRAL INDEX KEY: 0001665839 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11736 FILM NUMBER: 20567642 MAIL ADDRESS: STREET 1: C/O ASCENA RETAIL GROUP, INC. STREET 2: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ascena Retail Group, Inc. CENTRAL INDEX KEY: 0001498301 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 300641353 STATE OF INCORPORATION: DE FISCAL YEAR END: 0801 BUSINESS ADDRESS: STREET 1: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 BUSINESS PHONE: 551.777.6700 MAIL ADDRESS: STREET 1: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-01-31 0001498301 Ascena Retail Group, Inc. ASNA 0001665839 MacFarlane Justin S C/O ASCENA RETAIL GROUP, INC. 933 MACARTHUR BOULEVARD MAHWAH NJ 07430 0 1 0 0 EVP. Chief Customer Officer Common 0 D Option To Buy 4.46 2020-01-31 4 A 0 5000 0 A 2021-01-31 2027-01-31 Common 5000 5000 D Option To Buy 4.46 2020-01-31 4 A 0 10000 0 A 2021-01-31 2027-01-31 Common 10000 10000 D Granted under the Company's 2016 Omnibus Incentive Plan. On January 31, 2020, the reporting person was granted 5,000 non-qualified stock options, vesting in two annual installments beginning on the first anniversary of the grant date. On January 31, 2020, the reporting person was granted 10,000 non-qualified stock options, vesting in two annual installments beginning on the first anniversary of the grant date. Mary Beth Riley, Power of Attorney 2020-02-03