0001498301-16-000123.txt : 20160119 0001498301-16-000123.hdr.sgml : 20160118 20160119161448 ACCESSION NUMBER: 0001498301-16-000123 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20160118 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20160119 DATE AS OF CHANGE: 20160119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ascena Retail Group, Inc. CENTRAL INDEX KEY: 0001498301 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 300641353 STATE OF INCORPORATION: DE FISCAL YEAR END: 0730 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-11736 FILM NUMBER: 161348483 BUSINESS ADDRESS: STREET 1: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 BUSINESS PHONE: 551.777.6700 MAIL ADDRESS: STREET 1: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 8-K 1 a8-k1192016.htm 8-K 8-K




UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
January 18, 2016
Date of Report (date of earliest event reported)
_________________________
ASCENA RETAIL GROUP, INC.
(Exact name of Registrant as specified in its charter)
__________________________________________________________
Delaware
0-11736
30-0641353
(State or other jurisdiction of
(Commission File Number)
(IRS Employer
incorporation)
 
Identification Number)
933 MacArthur Boulevard
Mahwah, New Jersey 07430

(Address of principal executive offices, including zip code)
(551) 777-6700
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report)
_________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d‑2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e‑4c))






Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

On January 18, 2016, Ascena Retail Group, Inc. (the “Company”) issued a press release announcing that Duane Holloway has been appointed as Senior Vice President and General Counsel. As Senior Vice President and General Counsel he will be responsible for overseeing all legal matters for the Company. A copy of the press release is attached hereto as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference into this Item 5.02.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit Number
 
Description
99.1
 
Press Release dated January 18, 2016.
 
 
 





SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ASCENA RETAIL GROUP, INC.
(Registrant)

Date: January 19, 2016
    
By:
/s/ Ernest LaPorte
 
Ernest LaPorte
 
Senior Vice President and Chief Accounting Officer
 
(Principal Accounting Officer)



EX-99.1 2 exhibit991_1192016.htm EXHIBIT 99.1 Exhibit

Exhibit 99.1

NEWS RELEASE

ASCENA RETAIL GROUP, INC. ANNOUNCES APPOINTMENT OF DUANE HOLLOWAY AS SENIOR VICE PRESIDENT AND GENERAL COUNSEL


Mahwah, NJ – January 18, 2016 – ascena retail group, inc. (NASDAQ – ASNA) (the “Company”), today announced the appointment of Duane Holloway as Senior Vice President and General Counsel, effective immediately. Mr. Holloway will serve on the Company’s leadership team and report to David Jaffe, President and CEO. He will be responsible for overseeing all legal matters for the Company.

Mr. Holloway joins the Company from CoreLogic, a real estate data, analytics and services provider where he was Vice President, Deputy General Counsel and led the U.S. legal department. Before joining CoreLogic, Mr. Holloway spent several years in executive positions with Caesars Entertainment Corporation, most recently as Senior Vice President and Chief Counsel, Operations & Litigation. Prior to his tenure at Caesars Entertainment Corporation, he practiced corporate law with the international law firm of Hogan & Hartson (now Hogan Lovells).

Commenting on today's announcement David Jaffe, President and Chief Executive Officer, said: "We are pleased to welcome Duane to our executive leadership team. Duane is a results-based strategist who has demonstrated success in building high-achieving teams and finding solutions to complex issues. We look forward to Duane being an integral part of the continued success of ascena."

Mr. Holloway holds a B.A. from the University of Virginia and a J.D. from the University of Pennsylvania Law School.

About ascena retail group, inc.
ascena retail group, inc. (NASDAQ: ASNA) is a leading national specialty retailer offering clothing, shoes, and accessories for missy and plus-size women under the Ann Taylor, LOFT, Lou & Grey, Lane Bryant, Cacique, maurices, dressbarn, and Catherines brands, and for tween girls under the Justice brand. ascena retail group, inc. operates, through its 100% owned subsidiaries, ecommerce operations and approximately 5,000 stores throughout the United States, Canada and Puerto Rico.
For more information about ascena retail group, visit ascenaretail.com, AnnTaylor.com, LOFT.com, louandgrey.com, lanebryant.com, cacique.com, maurices.com, dressbarn.com, catherines.com, and shopjustice.com.
Source: ascena retail group, inc.
ascena
Investor Relations
551-777-6895

asc-ascenainvestorrelations@ascenaretail.com

GRAPHIC 3 newsreleaseduanehollo_image1.gif GRAPHIC begin 644 newsreleaseduanehollo_image1.gif K1TE&.#EA 0 ! ( ,# P "'Y! $ + ! $ ("1 $ .P$! end