0001498301-14-000032.txt : 20140902 0001498301-14-000032.hdr.sgml : 20140901 20140902155745 ACCESSION NUMBER: 0001498301-14-000032 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140829 FILED AS OF DATE: 20140902 DATE AS OF CHANGE: 20140902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ascena Retail Group, Inc. CENTRAL INDEX KEY: 0001498301 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 300641353 STATE OF INCORPORATION: DE FISCAL YEAR END: 0726 BUSINESS ADDRESS: STREET 1: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 BUSINESS PHONE: 551.777.6700 MAIL ADDRESS: STREET 1: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trolaro Kevin Michael CENTRAL INDEX KEY: 0001617404 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11736 FILM NUMBER: 141077606 MAIL ADDRESS: STREET 1: C/O ASCENA RETAIL GROUP, INC. STREET 2: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2014-08-29 0 0001498301 Ascena Retail Group, Inc. ASNA 0001617404 Trolaro Kevin Michael C/O ASCENA RETAIL GROUP, INC. 933 MACARTHUR BOULEVARD MAHWAH NJ 07430 0 1 0 0 Interim CFO Common 0 D Option To Buy 17.67 2014-06-19 2020-06-19 Common 2500 D Option To Buy 19.91 2014-09-25 2020-09-25 Common 2000 D Restricted Stock Units 0 Common 667 D Restricted Stock Units 0 Common 7000 D Granted under the Company's 2010 Incentive Stock Plan. Exercisable in four equal annual installments with the first installment on the date indicated. On Septemnber 25, 2013, the reporting person was granted 667 restricted share units, vesting in four equal annual installments beginning on the first anniversary of the grant date. On July 23, 2014, the reporting person was granted 7,000 restricted share units, vesting in two equal installments beginning on November 30, 2015. Mary Beth Riley, Attorney-in-Fact 2014-09-02