0001498233-23-000078.txt : 20230919 0001498233-23-000078.hdr.sgml : 20230919 20230919170153 ACCESSION NUMBER: 0001498233-23-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230918 FILED AS OF DATE: 20230919 DATE AS OF CHANGE: 20230919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOURTIENNE MITCHELL CENTRAL INDEX KEY: 0001993261 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39959 FILM NUMBER: 231264549 MAIL ADDRESS: STREET 1: 399 WEST TRIMBLE ROAD CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cepton, Inc. CENTRAL INDEX KEY: 0001498233 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 272447291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 WEST TRIMBLE ROAD CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-459-7579 MAIL ADDRESS: STREET 1: 399 WEST TRIMBLE ROAD CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: Growth Capital Acquisition Corp. DATE OF NAME CHANGE: 20210910 FORMER COMPANY: FORMER CONFORMED NAME: PinstripesNYS, Inc. DATE OF NAME CHANGE: 20210910 FORMER COMPANY: FORMER CONFORMED NAME: Growth Capital Acquisition Corp. DATE OF NAME CHANGE: 20200225 4 1 wk-form4_1695157305.xml FORM 4 X0508 4 2023-09-18 0 0001498233 Cepton, Inc. CPTN 0001993261 HOURTIENNE MITCHELL C/O CEPTON, INC. 399 W. TRIMBLE ROAD SAN JOSE CA 95131 0 1 0 0 Chief Commercial Officer 0 Common Stock 2023-09-18 4 A 0 200000 0 A 472308 D The Issuer awarded the Reporting Person 200,000 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's Common Stock, that will vest in four equal installments on November 20, 2024, November 20, 2025, November 20, 2026 and November 20, 2027, in each case subject to early termination and adjustment as provided in the applicable award agreement. /s/: Ming Qiu, Attorney-in-Fact for Mitchell Hourtienne 2023-09-19