0001213900-22-007122.txt : 20220211
0001213900-22-007122.hdr.sgml : 20220211
20220211175950
ACCESSION NUMBER: 0001213900-22-007122
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220210
FILED AS OF DATE: 20220211
DATE AS OF CHANGE: 20220211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chen Jinying
CENTRAL INDEX KEY: 0001888632
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39959
FILM NUMBER: 22623292
MAIL ADDRESS:
STREET 1: C/O CEPTON, INC.
STREET 2: 399 W. TRIMBLE ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cepton, Inc.
CENTRAL INDEX KEY: 0001498233
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 272447291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 WEST TRIMBLE ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 408-459-7579
MAIL ADDRESS:
STREET 1: 399 WEST TRIMBLE ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95131
FORMER COMPANY:
FORMER CONFORMED NAME: Growth Capital Acquisition Corp.
DATE OF NAME CHANGE: 20210910
FORMER COMPANY:
FORMER CONFORMED NAME: PinstripesNYS, Inc.
DATE OF NAME CHANGE: 20210910
FORMER COMPANY:
FORMER CONFORMED NAME: Growth Capital Acquisition Corp.
DATE OF NAME CHANGE: 20200225
3
1
ownership.xml
X0206
3
2022-02-10
0
0001498233
Cepton, Inc.
CPTN
0001888632
Chen Jinying
C/O CEPTON, INC.
399 W. TRIMBLE RD
SAN JOSE
CA
95131
0
1
0
0
Corporate Controller
Employee Stock Option (right to buy)
0.97
2029-11-19
Common Stock
171446
D
Employee Stock Option (right to buy)
0.83
2030-07-14
Common Stock
73476
D
Employee Stock Option (right to buy)
1.26
2030-12-23
Common Stock
48984
D
Employee Stock Option (right to buy)
5.34
2031-03-14
Common Stock
73477
D
The stock options vested as to 25% of the total number of shares of Common Stock subject to the stock options on November 4, 2020. The remaining 75% of the total number of shares of Common Stock subject to the stock options vest thereafter in 36 substantially equal monthly installments.
Pursuant to the Business Combination Agreement, dated as of August 4, 2021 (as amended by the Amendment to the Business Combination Agreement, dated as of January 21, 2022, and as it may be further amended or supplemented from time to time, the "Business Combination Agreement"), by and among Growth Capital Acquisition Corp. ("GCAC" and, upon consummation of the business combination, the surviving Issuer as renamed Cepton, Inc.), Cepton Technologies, Inc., a Delaware corporation ("Former Cepton"), and GCAC Merger Sub Inc., a Delaware corporation and a direct, wholly owned subsidiary of GCAC, on February 10, 2022 (the "Effective Date"), all shares of common stock subject to stock options of Former Cepton were automatically converted into shares of the Issuer's Common Stock based on a 1-to-2.449 conversion ratio.
The stock options vested as to 25% of the total number of shares of Common Stock subject to the stock options on May 15, 2021. The remaining 75% of the total number of shares of Common Stock subject to the stock options vest thereafter in 36 substantially equal monthly installments.
The stock options vested as to 25% of the total number of shares of Common Stock subject to the stock options on November 23, 2021. The remaining 75% of the total number of shares of Common Stock subject to the stock options vest thereafter in 36 substantially equal monthly installments.
The stock options will vest as to 25% of the total number of shares of Common Stock subject to the stock options on March 2, 2022. The remaining 75% of the total number of shares of Common Stock subject to the stock options vest thereafter in 36 substantially equal monthly installments.
/s/ Jinying (Jenny) Chen
2022-02-11