0001498068-20-000046.txt : 20200319 0001498068-20-000046.hdr.sgml : 20200319 20200319160501 ACCESSION NUMBER: 0001498068-20-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200318 FILED AS OF DATE: 20200319 DATE AS OF CHANGE: 20200319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlucci Joseph A CENTRAL INDEX KEY: 0001655251 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37751 FILM NUMBER: 20728456 MAIL ADDRESS: STREET 1: C/O AMERICAN RENAL ASSOCIATES HOLDINGS STREET 2: 500 CUMMINGS CENTER CITY: BEVERLY STATE: MA ZIP: 01915 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Renal Associates Holdings, Inc. CENTRAL INDEX KEY: 0001498068 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 272170749 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: AMERICAN RENAL HOLDINGS, INC. STREET 2: 500 CUMMINGS CENTER, SUITE 6550 CITY: BEVERLY STATE: MA ZIP: 01915 BUSINESS PHONE: 978-922-3080 MAIL ADDRESS: STREET 1: AMERICAN RENAL HOLDINGS, INC. STREET 2: 500 CUMMINGS CENTER, SUITE 6550 CITY: BEVERLY STATE: MA ZIP: 01915 FORMER COMPANY: FORMER CONFORMED NAME: C.P. Atlas Holdings, Inc. DATE OF NAME CHANGE: 20100802 4 1 wf-form4_158464828439637.xml FORM 4 X0306 4 2020-03-18 0 0001498068 American Renal Associates Holdings, Inc. ARA 0001655251 Carlucci Joseph A C/O ARAH INC. 500 CUMMINGS CENTER, SUITE 6550 BEVERLY MA 01915 1 1 0 0 Chief Executive Officer Common Stock 2020-03-18 4 A 0 131927 0 A 245984 D Common Stock 654285 I See Footnote Reflects grant of restricted stock that vests 70% on March 18, 2021 and the remaining 30% on the date that is 12 months following the earlier to occur of (i) the date on which a successor chief executive officer designated by the Issuer's Board of Directors commences employment with the Issuer and (ii) the date of the Reporting Person's termination of employment with the Issuer for any reason. Shares held by trusts for the benefit of the Reporting Person's family. The Reporting Person disclaims beneficial ownership of the shares held by such trusts, except to the extent of his pecuniary interest therein. The filing of this statement by the Reporting Person shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, such Reporting Person is the beneficial owners of the securities reported herein. /s/ Victoria A. Labriola, by power of attorney 2020-03-19