0001752724-24-148860.txt : 20240627 0001752724-24-148860.hdr.sgml : 20240627 20240627154654 ACCESSION NUMBER: 0001752724-24-148860 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240430 FILED AS OF DATE: 20240627 DATE AS OF CHANGE: 20240627 PERIOD START: 20241031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRUST SERIES FUND CENTRAL INDEX KEY: 0001497778 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22452 FILM NUMBER: 241078603 BUSINESS ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 630-765-8000 MAIL ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 0001497778 S000030198 First Trust Preferred Securities and Income Fund C000092932 Class A FPEAX C000092933 Class C FPECX C000092934 Class F FPEFX C000092935 Class I FPEIX C000092936 Class R3 FPERX NPORT-P 1 primary_doc.xml NPORT-P false 0001497778 XXXXXXXX S000030198 C000092932 C000092935 C000092934 C000092933 C000092936 First Trust Series Fund 811-22452 0001497778 549300RL1B5O4HI4N885 120 East Liberty Drive Suite 400 Wheaton 60187 630-765-8000 First Trust Preferred Securities and Income Fund S000030198 549300LKVIT5Y3616E74 2024-10-31 2024-04-30 N 220002721.18 2335559.27 217667161.91 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 1957658.79000000 USD N ENBRIDGE INC 98TPTUM4IVMFCZBCUR27 29250NAW5 2132000.00000000 PA USD 1993166.29000000 0.915694527603 Long DBT CORP CA N 2 2078-03-01 Fixed 6.25000000 N N N N N N BANK OF AMERICA CORP 9DJT3UXIJIZJI4WXO774 060505682 1013.00000000 NS USD 1164950.00000000 0.535197863461 Long EP CORP US N 1 N N N LAND O'LAKES INC 4ONCJWH5BBCYSJIJYX61 514666AM8 1200000.00000000 PA USD 966000.00000000 0.443796846305 Long DBT CORP US N 2 N/A Fixed 7.25000000 N N N N N N FORTEGRA FINANCIAL CORP 5493004Z5XFZNDJRE757 34954WAA2 1000000.00000000 PA USD 982404.54000000 0.451333371271 Long DBT CORP US Y 2 2057-10-15 Fixed 8.50000000 N N N N N N LAND O LAKES CAP TRST I N/A 514665AA6 1305000.00000000 PA USD 1284289.65000000 0.590024530448 Long DBT CORP US Y 2 2028-03-15 Fixed 7.45000000 N N N N N N BNP PARIBAS R0MUWSFPU8MPRO8K5P83 05565A5R0 2650000.00000000 PA USD 2746369.90000000 1.261729089450 Long DBT CORP FR N 2 N/A Fixed 8.50000000 N N N N N N PNC FINANCIAL SERVICES CFGNEKW0P8842LEUIA51 693475BF1 494000.00000000 PA USD 485505.37000000 0.223049432785 Long DBT CORP US N 2 N/A Fixed 6.20000000 N N N N N N AMTRUST FINANCIAL SERVIC 549300SNNS1GRWBTGA28 032359861 4822.00000000 NS USD 75705.40000000 0.034780349656 Long EP CORP US N 2 N N N ASPEN INSURANCE HLDG LTD 549300YX6HECG9XQCQ75 000000000 10322.00000000 NS USD 202827.30000000 0.093182314787 Long EP CORP BM N 1 N N N CNP ASSURANCES SACA 969500QKVPV2H8UXM738 000000000 2000000.00000000 PA USD 1641760.00000000 0.754252495228 Long DBT CORP FR N 2 N/A Fixed 4.87500000 N N N N N N BANC CREDITO INVERSIONES 549300E9E5Y3PKW24142 05890PAC0 200000.00000000 PA USD 205105.00000000 0.094228728945 Long DBT CORP CL N 2 N/A Fixed 8.75000000 N N N N N N DELPHI FINANCIAL GROUP 5493001NGT0EEYMZG011 247131303 73827.00000000 NS USD 1788459.08000000 0.821648550156 Long EP CORP US N 2 N N N INTESA SANPAOLO SPA 2W8N8UU78PMDQKZENC08 46115HAU1 3882000.00000000 PA USD 3857617.93000000 1.772255353609 Long DBT CORP IT N 2 N/A Fixed 7.70000000 N N N N N N AMERICAN EQUITY INVESTME 549300RK5RZQ740FPL83 025676503 77331.00000000 NS USD 1864450.41000000 0.856560260923 Long EP CORP US N 1 N N N LANCASHIRE HOLDINGS LTD 5493002UNUYXLHOWF752 000000000 1920000.00000000 PA USD 1709602.56000000 0.785420522323 Long DBT CORP BM N 2 2041-09-18 Fixed 5.62500000 N N N N N N NATIONAL STORAGE AFFILIA 529900FS06O8GOYNR108 637870205 2712.00000000 NS USD 58986.00000000 0.027099172646 Long EP CORP US N 1 N N N SOCIETE GENERALE O2RNE8IBXP4R0TD8PU41 83371GAA9 1200000.00000000 PA USD 1260261.60000000 0.578985635197 Long DBT CORP FR N 2 N/A Fixed 10.00000000 N N N N N N SOCIETE GENERALE O2RNE8IBXP4R0TD8PU41 83370RAA6 870000.00000000 PA USD 705874.94000000 0.324290965070 Long DBT CORP FR N 2 N/A Fixed 5.37500000 N N N N N N UNITED STATES CELLULAR C 549300B164AZXESI6E03 911684702 38996.00000000 NS USD 751062.96000000 0.345051110792 Long EP CORP US N 1 N N N ING GROEP NV 549300NYKK9MWM7GGW15 000000000 3400000.00000000 PA USD 3340500.00000000 1.534682572551 Long DBT CORP NL N 2 N/A Fixed 7.50000000 N N N N N N LAND O'LAKES INC 4ONCJWH5BBCYSJIJYX61 514666AN6 1400000.00000000 PA USD 1088500.00000000 0.500075431888 Long DBT CORP US N 2 N/A Fixed 7.00000000 N N N N N N LLOYDS BANKING GROUP PLC 549300PPXHEU2JF0AM85 53944YAJ2 600000.00000000 PA USD 590507.88000000 0.271289373563 Long DBT CORP GB N 2 N/A Fixed 6.75000000 N N N N N N UNICREDIT SPA 549300TRUWO2CD2G5692 904678AS8 750000.00000000 PA USD 690301.25000000 0.317136146740 Long DBT CORP IT N 2 2035-06-30 Fixed 5.45900000 N N N N N N EDISON INTERNATIONAL 549300I7ROF15MAEVP56 281020AS6 186000.00000000 PA USD 178652.05000000 0.082075793349 Long DBT CORP US N 2 N/A Fixed 5.37500000 N N N N N N SCE TRUST IV N/A 78409G206 12419.00000000 NS USD 292964.21000000 0.134592745836 Long EP CORP US N 1 N N N AERCAP HOLDINGS NV 549300SZYINBBLJQU475 00774YAA7 260000.00000000 PA USD 257198.79000000 0.118161502976 Long DBT CORP NL N 2 2079-10-10 Fixed 5.87500000 N N N N N N BANK OF NOVA SCOTIA L3I9ZG2KFGXZ61BMYR72 0641598V1 800000.00000000 PA USD 806247.20000000 0.370403690168 Long DBT CORP CA N 2 2084-01-27 Fixed 8.00000000 N N N N N N LLOYDS BANKING GROUP PLC 549300PPXHEU2JF0AM85 53944YAV5 3550000.00000000 PA USD 3514705.55000000 1.614715568098 Long DBT CORP GB N 2 N/A Fixed 8.00000000 N N N N N N CNO FINANCIAL GROUP INC 11XPYHB76MPM4Y4P2897 12621E301 20182.00000000 NS USD 406465.48000000 0.186737161652 Long EP CORP US N 1 N N N ENERGY TRANSFER LP MTLVN9N7JE8MIBIJ1H73 29273VAM2 3625000.00000000 PA USD 3489477.93000000 1.603125569966 Long DBT CORP US N 2 N/A Fixed 7.12500000 N N N N N N METLIFE INC C4BXATY60WC6XEOZDX54 59156R850 17455.00000000 NS USD 356431.10000000 0.163750515636 Long EP CORP US N 1 N N N FORD MOTOR COMPANY 20S05OYHG0MQM4VUIC57 345370811 13042.00000000 NS USD 319529.00000000 0.146797062632 Long EP CORP US N 1 N N N AMERICAN ELECTRIC POWER 1B4S6S7G0TW5EE83BO58 025537AU5 320000.00000000 PA USD 287345.82000000 0.132011561816 Long DBT CORP US N 2 2062-02-15 Fixed 3.87500000 N N N N N N BNP PARIBAS R0MUWSFPU8MPRO8K5P83 05602XDJ4 600000.00000000 PA USD 597735.86000000 0.274610030633 Long DBT CORP FR N 2 N/A Fixed 8.00000000 N N N N N N ENTERPRISE PRODUCTS OPER 5493004LGN656HWLDA30 29379VBR3 66000.00000000 PA USD 61287.92000000 0.028156713884 Long DBT CORP US N 2 2078-02-15 Fixed 5.37500000 N N N N N N ENERGY TRANSFER LP MTLVN9N7JE8MIBIJ1H73 29273VAJ9 490000.00000000 PA USD 451938.03000000 0.207628025299 Long DBT CORP US N 2 N/A Fixed 6.62500000 N N N N N N GOLDMAN SACHS GROUP INC 784F5XWPLTWKTBV3E584 38141GA79 2225000.00000000 PA USD 2254776.42000000 1.035882675280 Long DBT CORP US N 2 N/A Fixed 7.50000000 N N N N N N ATHENE HOLDING LTD 549300H316CT32FQXI76 04686J408 1656.00000000 NS USD 29311.20000000 0.013466064307 Long EP CORP US N 1 N N N ING GROEP NV 549300NYKK9MWM7GGW15 456837AR4 1130000.00000000 PA USD 1067464.78000000 0.490411493692 Long DBT CORP NL N 2 N/A Fixed 5.75000000 N N N N N N ATHENE HOLDING LTD 549300H316CT32FQXI76 04686J861 29701.00000000 NS USD 698270.51000000 0.320797360462 Long EP CORP US N 1 N N N BROOKFIELD RENEWABLE PAR VA8DFMRI2GY8Y7V79H93 000000000 21958.00000000 NS USD 373286.00000000 0.171493943654 Long EP CORP CA N 1 N N N ATHENE HOLDING LTD 549300H316CT32FQXI76 04686J838 36000.00000000 NS USD 896760.00000000 0.411986811483 Long EP CORP US N 1 N N N LIBERTY MUTUAL GROUP INC QUR0DG15Z6FFGYCHH861 53079EBM5 1558000.00000000 PA USD 1421838.90000000 0.653216997696 Long DBT CORP US N 2 2051-12-15 Fixed 4.12500000 N N N N N N BBVA BANCOMER SA TEXAS 549300WIWQK5Q9MCUN92 07336UAA1 1300000.00000000 PA USD 1343011.80000000 0.617002485912 Long DBT CORP MX N 2 2038-06-29 Fixed 8.45000000 N N N N N N PNC FINANCIAL SERVICES CFGNEKW0P8842LEUIA51 693475BD6 1406000.00000000 PA USD 1355940.92000000 0.622942343760 Long DBT CORP US N 2 N/A Fixed 6.00000000 N N N N N N CITIGROUP INC 6SHGI4ZSSLCXXQSBB395 172967HQ7 317000.00000000 PA USD 318044.77000000 0.146115182101 Long DBT CORP US N 2 N/A Fixed 6.30000000 N N N N N N COMPEER FINANCIAL ACA 54930020HTACTODKHT04 20453QAA0 600000.00000000 PA USD 570000.00000000 0.261867704341 Long DBT CORP US N 2 N/A Fixed 4.87500000 N N N N N N CAPITAL FARM CREDIT ACA 254900S6K5I3OISPS518 14019TAA4 1500000.00000000 PA USD 1440000.00000000 0.661560516232 Long DBT CORP US N 2 N/A Fixed 5.00000000 N N N N N N WELLS FARGO & COMPANY PBLD0EJDB5FWOLXP3B76 949746804 3761.00000000 NS USD 4307999.84000000 1.979168470888 Long EP CORP US N 1 N N N SOCIETE GENERALE O2RNE8IBXP4R0TD8PU41 83370RAC2 1500000.00000000 PA USD 1530471.00000000 0.703124433915 Long DBT CORP FR N 2 N/A Fixed 9.37500000 N N N N N N TPG OPERATING GROUP II 2549001H9RJQNZT7MU11 872652102 48000.00000000 NS USD 1237920.00000000 0.568721523787 Long EP CORP US N 1 N N N AFFILIATED MANAGERS GROU 2JE75BUE3T1BLCYYGK54 008252827 41682.00000000 NS USD 1067059.20000000 0.490225163335 Long EP CORP US N 1 N N N BANK OF MONTREAL NQQ6HPCNCCU6TUTQYE16 06368LQ58 1700000.00000000 PA USD 1701258.85000000 0.781587279896 Long DBT CORP CA N 2 2084-05-26 Fixed 7.70000000 N N N N N N CREDIT SUISSE GROUP AG 549300506SI9CRFV9Z86 225401AR9 1500000.00000000 PA USD 172500.00000000 0.079249436840 Long DBT CORP CH N 2 N/A Fixed 5.25000000 N Y N N N N SCE TRUST V N/A 78409W201 9729.00000000 NS USD 238944.24000000 0.109775051920 Long EP CORP US N 1 N N N BROOKFIELD BRP HOLDINGS 549300NSPD7QJ50GZW26 11259P109 35878.00000000 NS USD 557902.90000000 0.256310090646 Long EP CORP CA N 1 N N N FARM CREDIT BK OF TEXAS V1EBJIOLRNYDHDF63Z33 30767EAD1 100000.00000000 PA USD 98489.85000000 0.045247913895 Long DBT USGSE US N 2 N/A Fixed 5.70000000 N N N N N N US BANCORP N1GZ7BBF3NP8GI976H15 902973759 10557.00000000 NS USD 246083.67000000 0.113055027612 Long EP CORP US N 1 N N N EQUITABLE HOLDINGS INC 549300FIBAKMNHPZ4009 29452E200 38898.00000000 NS USD 847976.40000000 0.389574795095 Long EP CORP US N 1 N N N ENBRIDGE INC 98TPTUM4IVMFCZBCUR27 29250NBT1 1200000.00000000 PA USD 1269057.60000000 0.583026667350 Long DBT CORP CA N 2 2084-01-15 Fixed 8.50000000 N N N N N N CHARLES SCHWAB CORP 549300VSGCJ7E698NM85 808513BK0 795000.00000000 PA USD 733481.45000000 0.336973865770 Long DBT CORP US N 2 N/A Fixed 4.00000000 N N N N N N SUMITOMO MITSUI FINL GRP 35380028MYWPB6AUO129 86562MDK3 720000.00000000 PA USD 694185.84000000 0.318920793521 Long DBT CORP JP N 2 N/A Fixed 6.60000000 N N N N N N BBVA BANCOMER SA TEXAS 549300WIWQK5Q9MCUN92 05533UAG3 650000.00000000 PA USD 600157.09000000 0.275722384917 Long DBT CORP MX N 2 2034-09-13 Fixed 5.87500000 N N N N N N ASSURED GUARANTY MUNI 549300WKHOG7BKB8MS12 31769PAB6 850000.00000000 PA USD 752270.15000000 0.345605714430 Long DBT CORP US N 2 2066-12-15 Fixed 6.40000000 N N N N N N BANCO DEL ESTADO -CHILE 5493004R4EJC0W0XVQ72 05957AAC3 800000.00000000 PA USD 806500.00000000 0.370519830792 Long DBT CORP CL N 2 N/A Fixed 7.95000000 N N N N N N BANCO MERCANTIL DE NORTE 549300QTVYRPFHS0J362 05971PAB4 900000.00000000 PA USD 867897.81000000 0.398727030014 Long DBT CORP MX N 2 N/A Fixed 7.50000000 N N N N N N COBANK ACB P0J8I7M2E0A77CKF1705 19075QAC6 2500000.00000000 PA USD 2459249.75000000 1.129821204273 Long DBT USGSE US N 2 N/A Fixed 6.25000000 N N N N N N DAIRY FARMERS OF AMERICA 1LTUIZEFFT7MUIERI838 23385HAA7 300000.00000000 PA USD 280875.00000000 0.129038756942 Long DBT CORP US Y 2 N/A Fixed 7.12500000 N N N N N N BANCO SANTANDER SA 5493006QMFDDMYWIAM13 05971KAQ2 1600000.00000000 PA USD 1712144.00000000 0.786588103127 Long DBT CORP ES N 2 N/A Fixed 9.62500000 N N N N N N SCE TRUST VII N/A 783892201 85000.00000000 NS USD 2218500.00000000 1.019216670320 Long EP CORP US N 1 N N N ENSTAR FINANCE LLC N/A 29360AAA8 1276000.00000000 PA USD 1247155.51000000 0.572964474317 Long DBT CORP US N 2 2040-09-01 Fixed 5.75000000 N N N N N N JPMORGAN CHASE & CO 8I5DZWZKVSZI1NUHU748 48128BAQ4 3850000.00000000 PA USD 3954767.16000000 1.816887363852 Long DBT CORP US N 2 N/A Fixed 6.87500000 N N N N N N QBE INSURANCE GROUP LTD 549300D2FBW76FPUSG65 000000000 301000.00000000 PA USD 295425.77000000 0.135723628409 Long DBT CORP AU N 2 2046-06-17 Fixed 5.87500000 N N N N N N ALGONQUIN PWR & UTILITY 549300K5VIUTJXQL7X75 015857AH8 3450000.00000000 PA USD 2995600.16000000 1.376229714079 Long DBT CORP CA N 2 2082-01-18 Fixed 4.75000000 N N N N N N SEMPRA PBBKGKLRK5S5C0Y4T545 816851BM0 1870000.00000000 PA USD 1700331.78000000 0.781161368154 Long DBT CORP US N 2 2052-04-01 Fixed 4.12500000 N N N N N N TRANSCANADA TRUST 549300Y0MFCAXLBWUV51 89356BAG3 1200000.00000000 PA USD 1051046.52000000 0.482868665524 Long DBT CORP CA N 2 2082-03-07 Fixed 5.60000000 N N N N N N CITIGROUP INC 6SHGI4ZSSLCXXQSBB395 172967PC9 2000000.00000000 PA USD 2055786.00000000 0.944463088488 Long DBT CORP US N 2 N/A Fixed 7.37500000 N N N N N N CITIGROUP INC 6SHGI4ZSSLCXXQSBB395 172967MV0 1000000.00000000 PA USD 941183.90000000 0.432395907467 Long DBT CORP US N 2 N/A Fixed 3.87500000 N N N N N N COBANK ACB P0J8I7M2E0A77CKF1705 19075QAE2 1115000.00000000 PA USD 1103735.82000000 0.507075026988 Long DBT USGSE US N 2 N/A Fixed 6.45000000 N N N N N N ROYAL BANK OF CANADA ES7IP3U3RHIGC71XBU11 780082AR4 2000000.00000000 PA USD 2007271.70000000 0.922174793104 Long DBT CORP CA N 2 2084-05-02 Fixed 7.50000000 N N N N N N TRANSCANADA TRUST 549300Y0MFCAXLBWUV51 89356BAE8 1700000.00000000 PA USD 1539626.59000000 0.707330667837 Long DBT CORP CA N 2 2079-09-15 Fixed 5.50000000 N N N N N N BROOKFIELD PROPERTY PART 5493004J5Z0TZW83NU62 000000000 4783.00000000 NS USD 69592.65000000 0.031972048236 Long EP CORP US N 1 N N N KUVARE US HOLDINGS INC 254900MGBERNLZXF7O58 50149XAA2 1174000.00000000 PA USD 1188675.00000000 0.546097532383 Long DBT CORP US N 2 2051-02-17 Fixed 7.00000000 N N N N N N BROOKFIELD OAKTREE HLDGS 254900T1ODNFOK2L6090 674001300 8104.00000000 NS USD 176667.20000000 0.081163919467 Long EP CORP US N 1 N N N ING GROEP NV 549300NYKK9MWM7GGW15 000000000 600000.00000000 PA USD 599340.00000000 0.275346999860 Long DBT CORP NL N 2 N/A Fixed 8.00000000 N N N N N N CAPITAL ONE FINANCIAL CO ZUE8T73ROZOF6FLBAR73 14040H782 2923.00000000 NS USD 53666.28000000 0.024655202709 Long EP CORP US N 1 N N N COBANK ACB P0J8I7M2E0A77CKF1705 19075QAF9 500000.00000000 PA USD 499292.35000000 0.229383406122 Long DBT USGSE US N 2 N/A Fixed 7.25000000 N N N N N N PINNACLE FINANCIAL PARTN 54930098EZ8JMSAZGS24 72346Q302 29236.00000000 NS USD 674474.52000000 0.309865077525 Long EP CORP US N 1 N N N CITIZENS FINANCIAL GROUP 2138004JDDA4ZQUPFW65 174610BD6 547000.00000000 PA USD 470147.76000000 0.215993885285 Long DBT CORP US N 2 N/A Fixed 4.00000000 N N N N N N ARES FINANCE CO N/A 04018VAA1 1500000.00000000 PA USD 1385935.80000000 0.636722502300 Long DBT CORP US N 2 2051-06-30 Fixed 4.12500000 N N N N N N AMTRUST FINANCIAL SERVIC 549300SNNS1GRWBTGA28 032359853 5383.00000000 NS USD 87725.82000000 0.040302735254 Long EP CORP US N 2 N N N CITIZENS FINANCIAL GROUP 2138004JDDA4ZQUPFW65 174610AU9 1400000.00000000 PA USD 1371625.22000000 0.630147978208 Long DBT CORP US N 2 N/A Fixed 5.65000000 N N N N N N ENERGY TRANSFER LP MTLVN9N7JE8MIBIJ1H73 29273VAX8 252000.00000000 PA USD 259722.04000000 0.119320726985 Long DBT CORP US N 2 2054-05-15 Fixed 8.00000000 N N N N N N ALGONQUIN PWR & UTILITY 549300K5VIUTJXQL7X75 015857808 27276.00000000 NS USD 680536.20000000 0.312649916518 Long EP CORP CA N 1 N N N ENERGY TRANSFER LP MTLVN9N7JE8MIBIJ1H73 29273VAN0 658000.00000000 PA USD 640133.85000000 0.294088389072 Long DBT CORP US N 2 N/A Fixed 6.50000000 N N N N N N AEGON FUNDING CO LLC KEIOKM01PSK5VZ5CCI74 00775V104 56757.00000000 NS USD 1193599.71000000 0.548360028001 Long EP CORP US N 1 N N N CREDIT SUISSE GROUP AG 549300506SI9CRFV9Z86 225401AL2 2425000.00000000 PA USD 278875.00000000 0.128119922891 Long DBT CORP CH N 2 N/A Fixed 6.37500000 N Y N N N N BARCLAYS PLC 213800LBQA1Y9L22JB70 06738ECN3 1100000.00000000 PA USD 1152391.90000000 0.529428458518 Long DBT CORP GB N 2 N/A Fixed 9.62500000 N N N N N N AFFILIATED MANAGERS GROU 2JE75BUE3T1BLCYYGK54 008252835 25553.00000000 NS USD 423157.68000000 0.194405842519 Long EP CORP US N 1 N N N DIGITALBRIDGE GROUP INC 549300XG87L902AGBO89 25401T306 115.00000000 NS USD 2610.50000000 0.001199308144 Long EP CORP US N 1 N N N CREDIT SUISSE GROUP AG 549300506SI9CRFV9Z86 225401AX6 1600000.00000000 PA USD 184000.00000000 0.084532732629 Long DBT CORP CH N 2 N/A Fixed 9.75000000 N N N N N N BARCLAYS PLC 213800LBQA1Y9L22JB70 06738EBT1 1300000.00000000 PA USD 1061826.35000000 0.487821102954 Long DBT CORP GB N 2 N/A Fixed 4.37500000 N N N N N N ENSTAR FINANCE LLC N/A 29360AAB6 1085000.00000000 PA USD 1029583.84000000 0.473008344926 Long DBT CORP US N 2 2042-01-15 Fixed 5.50000000 N N N N N N BANC CREDITO INVERSIONES 549300E9E5Y3PKW24142 05890MAC7 300000.00000000 PA USD 307657.50000000 0.141343093418 Long DBT CORP CL N 2 N/A Fixed 8.75000000 N N N N N N HARTFORD FINL SVCS GRP IU7C3FTM7Y3BQM112U94 416515BC7 2870000.00000000 PA USD 2550966.95000000 1.171957647453 Long DBT CORP US N 2 2047-02-12 Floating 7.69360000 N N N N N N SVENSKA HANDELSBANKEN AB NHBDILHZTYCNBV5UYZ31 000000000 800000.00000000 PA USD 667718.40000000 0.306761200973 Long DBT CORP SE N 2 N/A Fixed 4.75000000 N N N N N N BARCLAYS PLC 213800LBQA1Y9L22JB70 06738EBX2 4960000.00000000 PA USD 4889836.34000000 2.246474064848 Long DBT CORP GB N 2 N/A Fixed 8.00000000 N N N N N N KKR GROUP FIN CO IX LLC N/A 48253M104 28058.00000000 NS USD 530576.78000000 0.243756005887 Long EP CORP US N 1 N N N PHOENIX COMPANIES INC 549300Q3ENSFI87YLC32 71902E208 10700.00000000 NS USD 192198.75000000 0.088299377964 Long EP CORP US N 2 N N N EMERA INC NQZVQT2P5IUF2PGA1Q48 290876AD3 500000.00000000 PA USD 496174.05000000 0.227950806013 Long DBT CORP CA N 2 2076-06-15 Fixed 6.75000000 N N N N N N GLOBAL NET LEASE INC 549300NUYANCT5SU8Z65 379378300 27478.00000000 NS USD 549834.78000000 0.252603458957 Long EP CORP US N 1 N N N PNC FINANCIAL SERVICES CFGNEKW0P8842LEUIA51 693475BP9 1650000.00000000 PA USD 1555293.30000000 0.714528221139 Long DBT CORP US N 2 N/A Fixed 6.25000000 N N N N N N NATWEST GROUP PLC 2138005O9XJIJN4JPN90 780099CK1 1800000.00000000 PA USD 1804262.40000000 0.828908864418 Long DBT CORP GB N 2 N/A Fixed 8.00000000 N N N N N N NEXTERA ENERGY CAPITAL UMI46YPGBLUE4VGNNT48 65339KCW8 1400000.00000000 PA USD 1387542.11000000 0.637460468462 Long DBT CORP US N 2 2054-09-01 Fixed 6.70000000 N N N N N N SEMPRA PBBKGKLRK5S5C0Y4T545 816851BS7 1000000.00000000 PA USD 989914.87000000 0.454783744738 Long DBT CORP US N 2 2054-10-01 Fixed 6.87500000 N N N N N N PRUDENTIAL FINANCIAL INC 5PRBRS5FEH7NREC8OR45 744320BK7 820000.00000000 PA USD 794228.40000000 0.364882048826 Long DBT CORP US N 2 2052-09-01 Fixed 6.00000000 N N N N N N AMER AGCREDIT ACA N/A 02369GAA3 2500000.00000000 PA USD 2350000.00000000 1.079630009129 Long DBT CORP US N 2 N/A Fixed 5.25000000 N N N N N N HSBC HOLDINGS PLC MLU0ZO3ML4LN2LL2TL39 404280CN7 200000.00000000 PA USD 165070.84000000 0.075836354253 Long DBT CORP GB N 2 N/A Fixed 4.60000000 N N N N N N HSBC HOLDINGS PLC MLU0ZO3ML4LN2LL2TL39 404280DT3 2000000.00000000 PA USD 2069254.00000000 0.950650516983 Long DBT CORP GB N 2 N/A Fixed 8.00000000 N N N N N N BANCO BILBAO VIZCAYA ARG K8MS7FD7N5Z2WQ51AZ71 05946KAM3 1300000.00000000 PA USD 1368529.50000000 0.628725751735 Long DBT CORP ES N 2 N/A Fixed 9.37500000 N N N N N N BANK OF AMERICA CORP 9DJT3UXIJIZJI4WXO774 060505GB4 500000.00000000 PA USD 459808.50000000 0.211243853213 Long DBT CORP US N 2 N/A Fixed 4.37500000 N N N N N N TORONTO-DOMINION BANK PT3QB789TSUIDF371261 89117F8Z5 3450000.00000000 PA USD 3556270.35000000 1.633811144866 Long DBT CORP CA N 2 2082-10-31 Fixed 8.12500000 N N N N N N QBE INSURANCE GROUP LTD 549300D2FBW76FPUSG65 74728GAE0 500000.00000000 PA USD 495300.30000000 0.227549390387 Long DBT CORP AU N 2 N/A Fixed 5.87500000 N N N N N N AT&T INC 549300Z40J86GGSTL398 00206R706 42284.00000000 NS USD 830457.76000000 0.381526433621 Long EP CORP US N 1 N N N ASSURANT INC H3F39CAXWQRVWURFXL38 04621XAK4 1822000.00000000 PA USD 1815097.54000000 0.833886712204 Long DBT CORP US N 2 2048-03-27 Fixed 7.00000000 N N N N N N ASPEN INSURANCE HLDG LTD 549300YX6HECG9XQCQ75 000000000 48607.00000000 NS USD 936170.82000000 0.430092813167 Long EP CORP BM N 1 N N N KEYCORP RKPI3RZGV1V1FJTH5T61 493267843 15899.00000000 NS USD 356137.60000000 0.163615676740 Long EP CORP US N 1 N N N HIGHLAND HOLDINGS BOND N/A 43103QAA6 4925666.00000000 PA USD 4926457.06000000 2.263298247090 Long DBT CORP N/A N 2 2025-10-15 Fixed 7.62500000 N N N N N N SWEDBANK AB M312WZV08Y7LYUC71685 000000000 200000.00000000 PA USD 196444.60000000 0.090249993741 Long DBT CORP SE N 2 N/A Fixed 7.62500000 N N N N N N US CELLULAR CORP 549300B164AZXESI6E03 911684801 12980.00000000 NS USD 230654.60000000 0.105966650171 Long EP CORP US N 1 N N N BROOKFIELD PROPERTY PART 5493004J5Z0TZW83NU62 000000000 48772.00000000 NS USD 659885.16000000 0.303162477155 Long EP CORP US N 1 N N N BANCO BILBAO VIZCAYA ARG K8MS7FD7N5Z2WQ51AZ71 05946KAG6 1700000.00000000 PA USD 1680920.90000000 0.772243679409 Long DBT CORP ES N 2 N/A Fixed 6.50000000 N N N N N N LAND O'LAKES INC 4ONCJWH5BBCYSJIJYX61 514666AK2 3000000.00000000 PA USD 2625000.00000000 1.205969691048 Long DBT CORP US N 2 N/A Fixed 8.00000000 N N N N N N BROOKFIELD INFRA FIN ULC N/A 11276B109 28651.00000000 NS USD 488213.04000000 0.224293382481 Long EP CORP CA N 1 N N N ARGO GROUP INTERNATIONAL 549300M4T8Y5TTWI6O03 040128407 1909.00000000 NS USD 46388.70000000 0.021311758555 Long EP CORP US N 1 N N N AIRCASTLE LTD 549300PNK8AKY3OIKP58 00928QAW1 1323000.00000000 PA USD 1256624.10000000 0.577314505768 Long DBT CORP BM N 2 N/A Fixed 5.25000000 N N N N N N SWEDBANK AB M312WZV08Y7LYUC71685 000000000 1000000.00000000 PA USD 982549.00000000 0.451399738655 Long DBT CORP SE N 2 N/A Fixed 7.75000000 N N N N N N BNP PARIBAS R0MUWSFPU8MPRO8K5P83 05565AM34 1840000.00000000 PA USD 1860079.92000000 0.854552383408 Long DBT CORP FR N 2 N/A Fixed 7.75000000 N N N N N N GLOBAL ATLANTIC N/A 37959GAC1 4027000.00000000 PA USD 3560086.46000000 1.635564330770 Long DBT CORP US N 2 2051-10-15 Fixed 4.70000000 N N N N N N CHARLES SCHWAB CORP 549300VSGCJ7E698NM85 808513CB9 900000.00000000 PA USD 843296.49000000 0.387424764764 Long DBT CORP US N 2 N/A Fixed 5.00000000 N N N N N N ENBRIDGE INC 98TPTUM4IVMFCZBCUR27 29250NBC8 1360000.00000000 PA USD 1247624.02000000 0.573179715788 Long DBT CORP CA N 2 2080-07-15 Fixed 5.75000000 N N N N N N CHARLES SCHWAB CORP 549300VSGCJ7E698NM85 808513BD6 1516000.00000000 PA USD 1502926.77000000 0.690470145708 Long DBT CORP US N 2 N/A Fixed 5.37500000 N N N N N N FIFTH THIRD BANCORP THRNG6BD57P9QWTQLG42 316773DB3 630000.00000000 PA USD 602162.00000000 0.276643474705 Long DBT CORP US N 2 N/A Fixed 4.50000000 N N N N N N ENBRIDGE INC 98TPTUM4IVMFCZBCUR27 29250NBP9 440000.00000000 PA USD 439165.72000000 0.201760208635 Long DBT CORP CA N 2 2083-01-15 Fixed 7.62500000 N N N N N N BROOKFIELD PROP PFD LP 254900N07TR905Y0G344 000000000 7103.00000000 NS USD 103064.53000000 0.047349599772 Long EP CORP CA N 1 N N N CITIGROUP INC 6SHGI4ZSSLCXXQSBB395 172967JM4 2770000.00000000 PA USD 2759689.78000000 1.267848469095 Long DBT CORP US N 2 N/A Fixed 5.95000000 N N N N N N BANK OF AMERICA CORP 9DJT3UXIJIZJI4WXO774 06055HAB9 5900000.00000000 PA USD 5844969.05000000 2.685278293110 Long DBT CORP US N 2 N/A Fixed 6.12500000 N N N N N N CREDIT SUISSE GROUP AG 549300506SI9CRFV9Z86 225401AJ7 4100000.00000000 PA USD 471500.00000000 0.216615127363 Long DBT CORP CH N 2 N/A Variable 7.50000000 N N N N N N BANK OF NOVA SCOTIA L3I9ZG2KFGXZ61BMYR72 0641598S8 2500000.00000000 PA USD 2580100.00000000 1.185341866618 Long DBT CORP CA N 2 2082-10-27 Fixed 8.62500000 N N N N N N NUSTAR ENERGY LP 5493003BMLTUIEG2LG44 67058H201 11798.00000000 NS USD 301674.86000000 0.138594566747 Long EP CORP US N 1 N N N BANCO MERCANTIL DE NORTE 549300QTVYRPFHS0J362 05962GAJ8 1000000.00000000 PA USD 975771.38000000 0.448285984637 Long DBT CORP MX N 2 N/A Fixed 7.62500000 N N N N N N BNP PARIBAS R0MUWSFPU8MPRO8K5P83 05565ASK0 3150000.00000000 PA USD 2535383.66000000 1.164798418719 Long DBT CORP FR N 2 N/A Fixed 4.62500000 N N N N N N LA MONDIALE 969500L0T16HX3R78P61 000000000 300000.00000000 PA USD 292142.70000000 0.134215330156 Long DBT CORP FR N 2 2047-01-26 Fixed 5.87500000 N N N N N N BROOKFIELD INFRASTRUCTUR 549300WEH5R2OODI7Y90 000000000 29230.00000000 NS USD 504217.50000000 0.231646103884 Long EP CORP CA N 1 N N N CHARLES SCHWAB CORP 549300VSGCJ7E698NM85 808513BJ3 1000000.00000000 PA USD 815123.20000000 0.374481475683 Long DBT CORP US N 2 N/A Fixed 4.00000000 N N N N N N AGNC INVESTMENT CORP 5TRACI5HRMELWV32OF39 00123Q872 23983.00000000 NS USD 560242.88000000 0.257385117297 Long EP CORP US N 1 N N N COREBRIDGE FINANCIAL INC 549300XY1661QCIA7J65 21871XAP4 2920000.00000000 PA USD 2891628.52000000 1.328463372530 Long DBT CORP US N 2 2052-12-15 Fixed 6.87500000 N N N N N N ENERGY TRANSFER LP MTLVN9N7JE8MIBIJ1H73 29273VAL4 1452000.00000000 PA USD 1422565.78000000 0.653550938743 Long DBT CORP US N 2 N/A Fixed 6.75000000 N N N N N N STATE STREET CORP 549300ZFEEJ2IP5VME73 857477CH4 513000.00000000 PA USD 514714.09000000 0.236468416036 Long DBT CORP US N 2 N/A Fixed 6.70000000 N N N N N N DIGITALBRIDGE GROUP INC 549300XG87L902AGBO89 25401T405 3087.00000000 NS USD 69025.32000000 0.031711407175 Long EP CORP US N 1 N N N WELLS FARGO & COMPANY PBLD0EJDB5FWOLXP3B76 95002YAA1 1000000.00000000 PA USD 1048132.00000000 0.481529685416 Long DBT CORP US N 2 N/A Fixed 7.62500000 N N N N N N FARM CREDIT BK OF TEXAS V1EBJIOLRNYDHDF63Z33 30767EAC3 600000.00000000 PA USD 551694.30000000 0.253457754104 Long DBT USGSE US N 2 N/A Fixed 6.20000000 N N N N N N SCENTRE GROUP TRUST 2 549300VRF0U0JH8TBJ74 76025LAA2 400000.00000000 PA USD 381919.96000000 0.175460531872 Long DBT CORP AU N 2 2080-09-24 Fixed 4.75000000 N N N N N N LLOYDS BANKING GROUP PLC 549300PPXHEU2JF0AM85 539439AU3 2331000.00000000 PA USD 2313280.90000000 1.062760629440 Long DBT CORP GB N 2 N/A Fixed 7.50000000 N N N N N N AXIS SPECIALTY FINANCE N/A 05463HAC5 2100000.00000000 PA USD 1884846.18000000 0.865930424902 Long DBT CORP US N 2 2040-01-15 Fixed 4.90000000 N N N N N N NATWEST GROUP PLC 2138005O9XJIJN4JPN90 780097BQ3 200000.00000000 PA USD 194882.46000000 0.089532320029 Long DBT CORP GB N 2 N/A Fixed 6.00000000 N N N N N N ING GROEP NV 549300NYKK9MWM7GGW15 456837AF0 1000000.00000000 PA USD 987273.40000000 0.453570208448 Long DBT CORP NL N 2 N/A Fixed 6.50000000 N N N N N N DEUTSCHE BANK AG 7LTWFZYICNSX8D621K86 251525AX9 2800000.00000000 PA USD 2611969.92000000 1.199983450457 Long DBT CORP DE N 2 N/A Fixed 6.00000000 N N N N N N SOUTH JERSEY INDUSTRIES 549300DJYWYT5VXLFA46 838518207 67017.00000000 NS USD 931048.62000000 0.427739587280 Long EP CORP US N 2 N N N ARCH CAPITAL GROUP LTD 549300AYR4P8AFKDCE43 03939A404 28000.00000000 NS USD 540400.00000000 0.248268960397 Long EP CORP BM N 1 N N N AMERICAN EQUITY INVESTME 549300RK5RZQ740FPL83 025676602 36659.00000000 NS USD 900711.63000000 0.413802257582 Long EP CORP US N 1 N N N GOLDMAN SACHS GROUP INC 784F5XWPLTWKTBV3E584 38141GA38 1600000.00000000 PA USD 1659798.40000000 0.762539643295 Long DBT CORP US N 2 N/A Fixed 7.50000000 N N N N N N CARLYLE FINANCE LLC N/A 14314C105 53659.00000000 NS USD 971764.49000000 0.446445151153 Long EP CORP US N 1 N N N BANCO SANTANDER SA 5493006QMFDDMYWIAM13 05971KAP4 800000.00000000 PA USD 840492.80000000 0.386136701845 Long DBT CORP ES N 2 N/A Fixed 9.62500000 N N N N N N RENAISSANCERE HOLDINGS L EK6GB9U3U58PDI411C94 000000000 3152.00000000 NS USD 55002.40000000 0.025269038984 Long EP CORP BM N 1 N N N SCENTRE GROUP TRUST 2 549300VRF0U0JH8TBJ74 76025LAB0 800000.00000000 PA USD 730523.28000000 0.335614832108 Long DBT CORP AU N 2 2080-09-24 Fixed 5.12500000 N N N N N N LINCOLN NATIONAL CORP EFQMQROEDSNBRIP7LE47 534187BR9 579000.00000000 PA USD 618398.06000000 0.284102597090 Long DBT CORP US N 2 N/A Fixed 9.25000000 N N N N N N FORD MOTOR COMPANY 20S05OYHG0MQM4VUIC57 345370837 2045.00000000 NS USD 49080.00000000 0.022548187594 Long EP CORP US N 1 N N N US CELLULAR CORP 549300B164AZXESI6E03 911684884 49193.00000000 NS USD 868256.45000000 0.398891795336 Long EP CORP US N 1 N N N ENBRIDGE INC 98TPTUM4IVMFCZBCUR27 29250NAN5 3040000.00000000 PA USD 2881078.22000000 1.323616385089 Long DBT CORP CA N 2 2077-01-15 Fixed 6.00000000 N N N N N N ATHENE HOLDING LTD 549300H316CT32FQXI76 04686J507 52818.00000000 NS USD 1405486.98000000 0.645704647254 Long EP CORP US N 1 N N N APOLLO MANAGEMENT HOLDIN 5493006XQW0V5K38YM64 03765HAE1 1568000.00000000 PA USD 1506699.04000000 0.692203190770 Long DBT CORP US N 2 2050-01-14 Fixed 4.95000000 N N N N N N COMMERZBANK AG 851WYGNLUQLFZBSYGB56 000000000 600000.00000000 PA USD 591165.60000000 0.271591541329 Long DBT CORP DE N 2 N/A Fixed 7.00000000 N N N N N N BANK OF AMERICA CORP 9DJT3UXIJIZJI4WXO774 06053U601 31680.00000000 NS USD 721036.80000000 0.331256581687 Long EP CORP US N 1 N N N BANCO MERCANTIL DE NORTE 549300QTVYRPFHS0J362 05971PAC2 1100000.00000000 PA USD 1095880.06000000 0.503465957098 Long DBT CORP MX N 2 N/A Fixed 8.37500000 N N N N N N F&G ANNUITIES & LIFE INC N/A 30190A203 47092.00000000 NS USD 1224392.00000000 0.562506530271 Long EP CORP US N 1 N N N BROOKFIELD PROPERTY PART 5493004J5Z0TZW83NU62 000000000 52168.00000000 NS USD 652621.68000000 0.299825510781 Long EP CORP US N 1 N N N BANCO SANTANDER SA 5493006QMFDDMYWIAM13 05971KAH2 1600000.00000000 PA USD 1372641.44000000 0.630614846977 Long DBT CORP ES N 2 N/A Fixed 4.75000000 N N N N N N 2024-06-18 First Trust Series Fund Derek Maltbie Derek Maltbie Treasurer, Chief Financial Officer and Chief Accounting Officer