0001445546-22-005356.txt : 20220808 0001445546-22-005356.hdr.sgml : 20220808 20220808115444 ACCESSION NUMBER: 0001445546-22-005356 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220808 DATE AS OF CHANGE: 20220808 EFFECTIVENESS DATE: 20220808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRUST SERIES FUND CENTRAL INDEX KEY: 0001497778 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22452 FILM NUMBER: 221143304 BUSINESS ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 630-765-8000 MAIL ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 0001497778 S000030198 First Trust Preferred Securities and Income Fund C000092932 Class A FPEAX C000092933 Class C FPECX C000092934 Class F FPEFX C000092935 Class I FPEIX C000092936 Class R3 FPERX 0001497778 S000030199 First Trust/Confluence Small Cap Value Fund C000092938 Class A FOVAX C000092939 Class C FOVCX C000092941 Class I FOVIX 0001497778 S000038285 First Trust Short Duration High Income Fund C000118178 Class A FDHAX C000121471 Class C FDHCX C000121472 Class I FDHIX 0001497778 S000074778 First Trust Managed Municipal Fund C000232961 Class I CWAIX N-PX 1 ftseries_npx.htm VOTE SUMMARY

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act File No. 811-22452

 

 

FIRST TRUST SERIES FUND

 

Exact Name of Registrant as Specified in Declaration of Trust

 

 

120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187

 

Address of Principal Executive Offices (Number, Street, City, State, Zip Code)

 

 

W. Scott Jardine

First Trust Portfolios L.P.

120 East Liberty Drive, Suite 400

Wheaton, Illinois 60187

 

Name and Address (Number, Street, City, State, Zip Code) of Agent for Service

 

 

(630) 765-8000

 

Registrant's Telephone Number, including Area Code

 

 

Date of fiscal year end: October 31

 

 

 

Date of reporting period: July 1, 2021 - June 30, 2022

 

 

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington D.C. 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.

 

 

  

 

Item 1. Proxy Voting Record

  


================= First Trust Short Duration High Income Fund ==================


CUMULUS MEDIA INC.

Ticker:       CMLS           Security ID:  231082801
Meeting Date: MAY 03, 2022   Meeting Type: Annual
Record Date:  MAR 14, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Mary G. Berner           For       For          Management
1.2   Elect Director David M. Baum            For       For          Management
1.3   Elect Director Matthew C. Blank         For       For          Management
1.4   Elect Director Thomas H. Castro         For       For          Management
1.5   Elect Director Joan Hogan Gillman       For       For          Management
1.6   Elect Director Andrew W. Hobson         For       For          Management
1.7   Elect Director Brian G. Kushner         For       For          Management
2     Advisory Vote to Ratify Named           For       For          Management
      Executive Officers' Compensation
3     Ratify PricewaterhouseCoopers LLP as    For       For          Management
      Auditors


--------------------------------------------------------------------------------

MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS

Ticker:                      Security ID:  61747C582
Meeting Date: MAR 31, 2022   Meeting Type: Special
Record Date:  DEC 27, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Nancy C. Everett         For       For          Management
1.2   Elect Director Jakki L. Haussler        For       For          Management
1.3   Elect Director Patricia A. Maleski      For       For          Management
1.4   Elect Director Frances L. Cashman       For       For          Management
1.5   Elect Director Eddie A. Grier           For       For          Management


--------------------------------------------------------------------------------

VISTRA CORP.

Ticker:       VST            Security ID:  92840M102
Meeting Date: MAY 03, 2022   Meeting Type: Annual
Record Date:  MAR 23, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Scott B. Helm            For       For          Management
1.2   Elect Director Hilary E. Ackermann      For       For          Management
1.3   Elect Director Arcilia C. Acosta        For       For          Management
1.4   Elect Director Gavin R. Baiera          For       For          Management
1.5   Elect Director Paul M. Barbas           For       For          Management
1.6   Elect Director Lisa Crutchfield         For       For          Management
1.7   Elect Director Brian K. Ferraioli       For       For          Management
1.8   Elect Director Jeff D. Hunter           For       For          Management
1.9   Elect Director Curtis A. Morgan         For       For          Management
1.10  Elect Director John R. (J.R.) Sult      For       For          Management
2     Advisory Vote to Ratify Named           For       For          Management
      Executive Officers' Compensation
3     Ratify Deloitte & Touche LLP as         For       For          Management
      Auditors

 

 

First Trust Preferred Securities and Income Fund

 

                 
ATHENE HOLDING LTD.                
Ticker: ATH.PRA                
CUSIP: G0684D305                
Shareholder Meeting Date: 12/20/2021                
                 
Proponent   Proposal Text   Did The Fund Cast Its Vote   How The Fund Voted   Vote For Or Against Management
Issuer    Special Meeting - Merger   Yes   FOR   FOR
                 
ATHENE HOLDING LTD.                
Ticker: ATH.PRC                
CUSIP: 04686J309                
Shareholder Meeting Date: 12/20/2021                
                 
Proponent   Proposal Text   Did The Fund Cast Its Vote   How The Fund Voted   Vote For Or Against Management
Issuer   Special Meeting - Merger   Yes   For   For
                 
FIFTH THIRD BANCORP                
Ticker: FITBP                
CUSIP: 316773886                
Shareholder Meeting Date: 4/11/2022                
                 
Proponent   Proposal Text   Did The Fund Cast Its Vote   How The Fund Voted   Vote For Or Against Management
Issuer   Annual Meeting   Yes   For   For
                 
SIGNATURE BANK                
Ticker: SBNYP                
CUSIP: 82669G203                
Shareholder Meeting Date: 4/27/2022                
                 
Proponent   Proposal Text   Did The Fund Cast Its Vote   How The Fund Voted   Vote For Or Against Management
Issuer   Special Meeting - Share repurchase plan   Yes   Abstain   N/A

 

 

 

First Trust/Confluence Small Cap Value Fund

 

  BANK OF MARIN BANCORP    
  Security 063425102           Meeting Type Special 
  Ticker Symbol BMRC                      Meeting Date 28-Jul-2021  
  ISIN US0634251021           Agenda 935469494 - Management
  Record Date 11-Jun-2021           Holding Recon Date 11-Jun-2021  
  City / Country     / United
States		         Vote Deadline Date 27-Jul-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1.    To consider and vote on a merger, and Agreement to
Merge and Plan of Reorganization dated as of April 16,
2021 ("merger agreement") with American River
Bankshares ("AMRB"), under which AMRB will merge
with and into Bank of Marin Bancorp ("BMRC"), with
BMRC surviving ("merger"), followed immediately
thereafter by merger of AMRB's wholly-owned subsidiary
American River Bank with and into BMRC's wholly owned
subsidiary Bank of Marin, with Bank of Marin surviving
("bank merger"), as more particularly described in proxy
statement/prospectus.		 Management   For   For    
  2.    Adjournment. To approve the adjournment or
postponement of the special meeting, if necessary or
appropriate, including to solicit additional proxies to
approve the merger and merger agreement.		 Management   For   For    
  THERMON GROUP HOLDINGS, INC.    
  Security 88362T103           Meeting Type Annual  
  Ticker Symbol THR                       Meeting Date 02-Aug-2021  
  ISIN US88362T1034           Agenda 935462452 - Management
  Record Date 07-Jun-2021           Holding Recon Date 07-Jun-2021  
  City / Country     / United
States		         Vote Deadline Date 30-Jul-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 John U. Clarke       For   For    
      2 Linda A. Dalgetty       For   For    
      3 Roger L. Fix       For   For    
      4 Marcus J. George       For   For    
      5 Kevin J. McGinty       For   For    
      6 John T. Nesser, III       For   For    
      7 Bruce A. Thames       For   For    
  2.    To ratify the appointment of KPMG LLP as the
Company's independent registered public accounting firm
for the fiscal year ending March 31, 2022.		 Management   For   For    
  3.    To approve, on a non-binding advisory basis, the
compensation of the Company's executive officers as
described in the Proxy Statement.		 Management   For   For    
  NATHAN'S FAMOUS, INC.    
  Security 632347100           Meeting Type Annual  
  Ticker Symbol NATH                      Meeting Date 02-Sep-2021  
  ISIN US6323471002           Agenda 935477592 - Management
  Record Date 20-Jul-2021           Holding Recon Date 20-Jul-2021  
  City / Country     / United
States		         Vote Deadline Date 01-Sep-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Robert J. Eide       For   For    
      2 Eric Gatoff       For   For    
      3 Brian S. Genson       For   For    
      4 Barry Leistner       For   For    
      5 Andrew Levine       For   For    
      6 Howard M. Lorber       For   For    
      7 Wayne Norbitz       For   For    
      8 A.F. Petrocelli       For   For    
      9 Charles Raich       For   For    
  2.    Ratification of the appointment of Marcum LLP as the
independent registered public accounting firm of Nathan's
Famous, Inc. for fiscal 2022.		 Management   For   For    
  RBC BEARINGS INCORPORATED    
  Security 75524B104           Meeting Type Annual  
  Ticker Symbol ROLL                      Meeting Date 08-Sep-2021  
  ISIN US75524B1044           Agenda 935478948 - Management
  Record Date 12-Jul-2021           Holding Recon Date 12-Jul-2021  
  City / Country     / United
States		         Vote Deadline Date 07-Sep-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Richard R. Crowell       For   For    
      2 Dr. Steven H. Kaplan       For   For    
      3 Alan B. Levine       For   For    
  2.    To ratify the appointment of Ernst & Young LLP as the
Company's independent registered public accounting firm
for the fiscal year 2022.		 Management   For   For    
  3.    To approve the Company's 2021 Long-Term Incentive
Plan.		 Management   For   For    
  4.    To consider a resolution regarding the stockholder
advisory vote on named executive officer compensation.		 Management   For   For    
  AMERICAN OUTDOOR BRANDS INC    
  Security 02875D109           Meeting Type Annual  
  Ticker Symbol AOUT                      Meeting Date 24-Sep-2021  
  ISIN US02875D1090           Agenda 935483153 - Management
  Record Date 02-Aug-2021           Holding Recon Date 02-Aug-2021  
  City / Country     / United
States		         Vote Deadline Date 23-Sep-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Brian D. Murphy       For   For    
      2 Mary E. Gallagher       For   For    
  2.    To ratify the appointment of Grant Thornton LLP, an
independent registered public accounting firm, as the
independent registered public accountant of our company
for the fiscal year ending April 30, 2022.		 Management   For   For    
  JAMES RIVER GROUP HOLDINGS, LTD.    
  Security G5005R107           Meeting Type Annual  
  Ticker Symbol JRVR                      Meeting Date 26-Oct-2021  
  ISIN BMG5005R1079           Agenda 935496439 - Management
  Record Date 08-Sep-2021           Holding Recon Date 08-Sep-2021  
  City / Country     / Bermuda         Vote Deadline Date 25-Oct-2021  
  SEDOL(s)         Quick Code    
                                   
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Patricia H. Roberts       For   For    
      2 Thomas L. Brown       For   For    
  2.    To approve the re-appointment of Ernst & Young LLP, an
independent registered public accounting firm, as our
independent auditor to serve until the 2022 Annual
General Meeting of Shareholders, and to authorize our
Board of Directors, acting by the Audit Committee, to
determine the independent auditor's remuneration.		 Management   For   For    
  3.    To approve, on a non-binding, advisory basis, the 2020
compensation of our named executive officers.		 Management   For   For    
  PHIBRO ANIMAL HEALTH CORPORATION    
  Security 71742Q106           Meeting Type Annual  
  Ticker Symbol PAHC                      Meeting Date 01-Nov-2021  
  ISIN US71742Q1067           Agenda 935495843 - Management
  Record Date 02-Sep-2021           Holding Recon Date 02-Sep-2021  
  City / Country     / United
States		         Vote Deadline Date 29-Oct-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Gerald K. Carlson       For   For    
      2 Mary Lou Malanoski       For   For    
      3 Carol A. Wrenn       For   For    
  2.    Ratification of the selection of PricewaterhouseCoopers
LLP as the Company's independent registered public
accounting firm for the fiscal year ending June 30, 2022.		 Management   For   For    
  WINNEBAGO INDUSTRIES, INC.    
  Security 974637100           Meeting Type Annual  
  Ticker Symbol WGO                       Meeting Date 14-Dec-2021  
  ISIN US9746371007           Agenda 935510998 - Management
  Record Date 19-Oct-2021           Holding Recon Date 19-Oct-2021  
  City / Country     / United
States		         Vote Deadline Date 13-Dec-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Maria F. Blase*       For   For    
      2 Christopher J. Braun*       For   For    
      3 David W. Miles*       For   For    
      4 Jacqueline D. Woods*       For   For    
      5 Kevin E. Bryant#       For   For    
  2.    Approve, on an advisory basis, the compensation of our
named executive officers.		 Management   For   For    
  3.    Ratify the selection of Deloitte & Touche LLP as our
independent registered public accountant for fiscal 2022.		 Management   For   For    
  4.    Approve the reincorporation of the Company from Iowa to
Minnesota.		 Management   For   For    
  EDGEWELL PERSONAL CARE COMPANY    
  Security 28035Q102           Meeting Type Annual  
  Ticker Symbol EPC                       Meeting Date 04-Feb-2022  
  ISIN US28035Q1022           Agenda 935534380 - Management
  Record Date 29-Nov-2021           Holding Recon Date 29-Nov-2021  
  City / Country     / United
States		         Vote Deadline Date 03-Feb-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director: Robert W. Black Management   For   For    
  1B.   Election of Director: George R. Corbin Management   For   For    
  1C.   Election of Director: Carla C. Hendra Management   For   For    
  1D.   Election of Director: John C. Hunter, III Management   For   For    
  1E.   Election of Director: James C. Johnson Management   For   For    
  1F.   Election of Director: Rod R. Little Management   For   For    
  1G.   Election of Director: Joseph D. O'Leary Management   For   For    
  1H.   Election of Director: Rakesh Sachdev Management   For   For    
  1I.   Election of Director: Swan Sit Management   For   For    
  1J.   Election of Director: Gary K. Waring Management   For   For    
  2.    To ratify the appointment of PricewaterhouseCoopers
LLP as the independent registered public accounting firm
for fiscal 2022.		 Management   For   For    
  3.    To cast a non-binding advisory vote on executive
compensation.		 Management   For   For    
  J & J SNACK FOODS CORP.    
  Security 466032109           Meeting Type Annual  
  Ticker Symbol JJSF                      Meeting Date 16-Feb-2022  
  ISIN US4660321096           Agenda 935539455 - Management
  Record Date 20-Dec-2021           Holding Recon Date 20-Dec-2021  
  City / Country     / United
States		         Vote Deadline Date 15-Feb-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 M. S. Roshkoff, Esquire       For   For    
  2.    ADVISORY VOTE ON APPROVAL OF THE
COMPENSATION OF EXECUTIVES.		 Management   For   For    
  I3 VERTICALS, INC.    
  Security 46571Y107           Meeting Type Annual  
  Ticker Symbol IIIV                      Meeting Date 25-Feb-2022  
  ISIN US46571Y1073           Agenda 935545371 - Management
  Record Date 14-Jan-2022           Holding Recon Date 14-Jan-2022  
  City / Country     / United
States		         Vote Deadline Date 24-Feb-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Gregory Daily       For   For    
      2 Clay Whitson       For   For    
      3 Elizabeth S. Courtney       For   For    
      4 John Harrison       For   For    
      5 Burton Harvey       For   For    
      6 Timothy McKenna       For   For    
      7 David Morgan       For   For    
      8 David Wilds       For   For    
      9 Decosta Jenkins       For   For    
  2.    To ratify the appointment of Deloitte & Touche LLP as the
Company's independent registered public accounting firm
for the fiscal year ending September 30, 2022.		 Management   For   For    
  SJW GROUP    
  Security 784305104           Meeting Type Annual  
  Ticker Symbol SJW                       Meeting Date 27-Apr-2022  
  ISIN US7843051043           Agenda 935570122 - Management
  Record Date 02-Mar-2022           Holding Recon Date 02-Mar-2022  
  City / Country     / United
States		         Vote Deadline Date 26-Apr-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director: W. J. Bishop Management   For   For    
  1B.   Election of Director: C. Guardino Management   For   For    
  1C.   Election of Director: M. Hanley Management   For   For    
  1D.   Election of Director: H. Hunt Management   For   For    
  1E.   Election of Director: R. A. Klein Management   For   For    
  1F.   Election of Director: G. P. Landis Management   For   For    
  1G.   Election of Director: D. B. More Management   For   For    
  1H.   Election of Director: E. W. Thornburg Management   For   For    
  1I.   Election of Director: C. P. Wallace Management   For   For    
  2.    To approve, on an advisory basis, the compensation of
the named executive officers as disclosed in the
accompanying proxy statement.		 Management   For   For    
  3.    Ratify the appointment of Deloitte & Touche LLP as the
independent registered public accounting firm of the
Company for fiscal year 2022.		 Management   For   For    
  MARTEN TRANSPORT, LTD.    
  Security 573075108           Meeting Type Annual  
  Ticker Symbol MRTN                      Meeting Date 03-May-2022  
  ISIN US5730751089           Agenda 935567404 - Management
  Record Date 07-Mar-2022           Holding Recon Date 07-Mar-2022  
  City / Country     / United
States		         Vote Deadline Date 02-May-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1.1   Election of Director: Randolph L. Marten Management   For   For    
  1.2   Election of Director: Larry B. Hagness Management   For   For    
  1.3   Election of Director: Thomas J. Winkel Management   For   For    
  1.4   Election of Director: Jerry M. Bauer Management   For   For    
  1.5   Election of Director: Robert L. Demorest Management   For   For    
  1.6   Election of Director: Ronald R. Booth Management   For   For    
  1.7   Election of Director: Kathleen P. Iverson Management   For   For    
  2.    Advisory resolution to approve executive compensation. Management   For   For    
  3.    Proposal to confirm the selection of Grant Thornton LLP
as independent public accountants of the company for
the fiscal year ending December 31, 2022.		 Management   For   For    
  4.    To transact other business if properly brought before the
Annual Meeting or any adjournment thereof.		 Management   Against   Against    
  ALLIED MOTION TECHNOLOGIES INC.    
  Security 019330109           Meeting Type Annual  
  Ticker Symbol AMOT                      Meeting Date 04-May-2022  
  ISIN US0193301092           Agenda 935603743 - Management
  Record Date 09-Mar-2022           Holding Recon Date 09-Mar-2022  
  City / Country     / United
States		         Vote Deadline Date 03-May-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director TO HOLD OFFICE UNTIL THE NEXT
ANNUAL MEETING: R.B. Engel		 Management   For   For    
  1B.   Election of Director TO HOLD OFFICE UNTIL THE NEXT
ANNUAL MEETING: R.D. Federico		 Management   For   For    
  1C.   Election of Director TO HOLD OFFICE UNTIL THE NEXT
ANNUAL MEETING: S. C. Finch		 Management   For   For    
  1D.   Election of Director TO HOLD OFFICE UNTIL THE NEXT
ANNUAL MEETING: J.J. Tanous		 Management   For   For    
  1E.   Election of Director TO HOLD OFFICE UNTIL THE NEXT
ANNUAL MEETING: N. R. Tzetzo		 Management   For   For    
  1F.   Election of Director TO HOLD OFFICE UNTIL THE NEXT
ANNUAL MEETING: R.S. Warzala		 Management   For   For    
  1G.   Election of Director TO HOLD OFFICE UNTIL THE NEXT
ANNUAL MEETING: M.R. Winter		 Management   For   For    
  2.    ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.		 Management   For   For    
  3.    RATIFICATION OF THE APPOINTMENT OF THE
COMPANY'S INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2022.		 Management   For   For    
  BROWN & BROWN, INC.    
  Security 115236101           Meeting Type Annual  
  Ticker Symbol BRO                       Meeting Date 04-May-2022  
  ISIN US1152361010           Agenda 935567125 - Management
  Record Date 28-Feb-2022           Holding Recon Date 28-Feb-2022  
  City / Country     / United
States		         Vote Deadline Date 03-May-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 J. Hyatt Brown       For   For    
      2 Hugh M. Brown       For   For    
      3 J. Powell Brown       For   For    
      4 Lawrence L. Gellerstedt       For   For    
      5 James C. Hays       For   For    
      6 Theodore J. Hoepner       For   For    
      7 James S. Hunt       For   For    
      8 Toni Jennings       For   For    
      9 Timothy R.M. Main       For   For    
      10 H. Palmer Proctor, Jr.       For   For    
      11 Wendell S. Reilly       For   For    
      12 Chilton D. Varner       For   For    
  2.    To ratify the appointment of Deloitte & Touche LLP as
Brown & Brown, Inc.'s independent registered public
accountants for the fiscal year ending December 31,
2022.		 Management   For   For    
  3.    To approve, on an advisory basis, the compensation of
named executive officers.		 Management   For   For    
  GLADSTONE COMMERCIAL CORPORATION    
  Security 376536108           Meeting Type Annual  
  Ticker Symbol GOOD                      Meeting Date 05-May-2022  
  ISIN US3765361080           Agenda 935567327 - Management
  Record Date 11-Mar-2022           Holding Recon Date 11-Mar-2022  
  City / Country     / United
States		         Vote Deadline Date 04-May-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 David Gladstone       For   For    
      2 Paul W. Adelgren       For   For    
      3 John H. Outland       For   For    
  2.    To ratify our Audit Committee's selection of
PricewaterhouseCoopers LLP as our independent
registered public accounting firm for our fiscal year
ending December 31, 2022.		 Management   For   For    
  BANK OF MARIN BANCORP    
  Security 063425102           Meeting Type Annual  
  Ticker Symbol BMRC                      Meeting Date 10-May-2022  
  ISIN US0634251021           Agenda 935599437 - Management
  Record Date 21-Mar-2022           Holding Recon Date 21-Mar-2022  
  City / Country     / United
States		         Vote Deadline Date 09-May-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director: Nicolas C. Anderson Management   For   For    
  1B.   Election of Director: Russell A. Colombo Management   For   For    
  1C.   Election of Director: Charles D. Fite Management   For   For    
  1D.   Election of Director: James C. Hale Management   For   For    
  1E.   Election of Director: Robert Heller Management   For   For    
  1F.   Election of Director: Kevin R. Kennedy Management   For   For    
  1G.   Election of Director: William H. McDevitt, Jr. Management   For   For    
  1H.   Election of Director: Timothy D. Myers Management   For   For    
  1I.   Election of Director: Sanjiv S. Sanghvi Management   For   For    
  1J.   Election of Director: Joel Sklar, MD Management   For   For    
  1K.   Election of Director: Brian M. Sobel Management   For   For    
  1L.   Election of Director: Secil T. Watson Management   For   For    
  2.    To approve, by non-binding vote, executive
compensation		 Management   For   For    
  3.    Ratification of the selection of independent auditor Management   For   For    
  FORWARD AIR CORPORATION    
  Security 349853101           Meeting Type Annual  
  Ticker Symbol FWRD                      Meeting Date 10-May-2022  
  ISIN US3498531017           Agenda 935571922 - Management
  Record Date 15-Mar-2022           Holding Recon Date 15-Mar-2022  
  City / Country     / United
States		         Vote Deadline Date 09-May-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Ronald W. Allen       For   For    
      2 Ana B. Amicarella       For   For    
      3 Valerie A. Bonebrake       For   For    
      4 C. Robert Campbell       For   For    
      5 R. Craig Carlock       For   For    
      6 G. Michael Lynch       For   For    
      7 George S. Mayes, Jr.       For   For    
      8 Chitra Nayak       For   For    
      9 Scott M. Niswonger       For   For    
      10 Javier Polit       For   For    
      11 Richard H. Roberts       For   For    
      12 Thomas Schmitt       For   For    
      13 Laurie A. Tucker       For   For    
  2.    To ratify the appointment of Ernst & Young LLP as the
independent registered public accounting firm of the
Company.		 Management   For   For    
  3.    To approve, on a non-binding, advisory basis, the
compensation of the named executive officers (the "say
on pay vote").		 Management   For   For    
  FRONTDOOR, INC.    
  Security 35905A109           Meeting Type Annual  
  Ticker Symbol FTDR                      Meeting Date 11-May-2022  
  ISIN US35905A1097           Agenda 935578659 - Management
  Record Date 17-Mar-2022           Holding Recon Date 17-Mar-2022  
  City / Country     / United
States		         Vote Deadline Date 10-May-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director to serve for a one-year term: William
C. Cobb		 Management   For   For    
  1B.   Election of Director to serve for a one-year term: D. Steve
Boland		 Management   For   For    
  1C.   Election of Director to serve for a one-year term: Anna C.
Catalano		 Management   For   For    
  1D.   Election of Director to serve for a one-year term: Peter L.
Cella		 Management   For   For    
  1E.   Election of Director to serve for a one-year term:
Christopher L. Clipper		 Management   For   For    
  1F.   Election of Director to serve for a one-year term: Richard
P. Fox		 Management   For   For    
  1G.   Election of Director to serve for a one-year term: Brian P.
McAndrews		 Management   For   For    
  1H.   Election of Director to serve for a one-year term: Liane J.
Pelletier		 Management   For   For    
  1I.   Election of Director to serve for a one-year term: Rexford
J. Tibbens		 Management   For   For    
  2.    To ratify the selection of Deloitte & Touche LLP as the
Company's independent registered public accounting firm
for fiscal 2022.		 Management   For   For    
  3.    Advisory vote to approve the Company's named
executive officer compensation.		 Management   For   For    
  JOHN BEAN TECHNOLOGIES CORPORATION    
  Security 477839104           Meeting Type Annual  
  Ticker Symbol JBT                       Meeting Date 13-May-2022  
  ISIN US4778391049           Agenda 935575603 - Management
  Record Date 18-Mar-2022           Holding Recon Date 18-Mar-2022  
  City / Country     / United
States		         Vote Deadline Date 12-May-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director: Alan D. Feldman Management   For   For    
  1B.   Election of Director: Lawrence V. Jackson Management   For   For    
  2.    Approve, on an advisory basis, a non-binding resolution
regarding the compensation of named executive officers.		 Management   For   For    
  3.    Ratify the appointment of PricewaterhouseCoopers LLP
as our independent registered public accounting firm for
2022.		 Management   For   For    
  MORNINGSTAR, INC.    
  Security 617700109           Meeting Type Annual  
  Ticker Symbol MORN                      Meeting Date 13-May-2022  
  ISIN US6177001095           Agenda 935568533 - Management
  Record Date 14-Mar-2022           Holding Recon Date 14-Mar-2022  
  City / Country     / United
States		         Vote Deadline Date 12-May-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director: Joe Mansueto Management   For   For    
  1B.   Election of Director: Kunal Kapoor Management   For   For    
  1C.   Election of Director: Robin Diamonte Management   For   For    
  1D.   Election of Director: Cheryl Francis Management   For   For    
  1E.   Election of Director: Steve Joynt Management   For   For    
  1F.   Election of Director: Steve Kaplan Management   For   For    
  1G.   Election of Director: Gail Landis Management   For   For    
  1H.   Election of Director: Bill Lyons Management   For   For    
  1I.   Election of Director: Doniel Sutton Management   For   For    
  1J.   Election of Director: Caroline Tsay Management   For   For    
  2.    Advisory vote to approve executive compensation. Management   For   For    
  3.    Ratification of the appointment of KPMG LLP as
Morningstar's independent registered public accounting
firm for 2022.		 Management   For   For    
  VERITEX HOLDINGS, INC.    
  Security 923451108           Meeting Type Annual  
  Ticker Symbol VBTX                      Meeting Date 17-May-2022  
  ISIN US9234511080           Agenda 935622717 - Management
  Record Date 05-Apr-2022           Holding Recon Date 05-Apr-2022  
  City / Country     / United
States		         Vote Deadline Date 16-May-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 C. Malcolm Holland, III       For   For    
      2 Arcilia Acosta       For   For    
      3 Pat S. Bolin       For   For    
      4 April Box       For   For    
      5 Blake Bozman       For   For    
      6 William D. Ellis       For   For    
      7 William E. Fallon       For   For    
      8 Mark C. Griege       For   For    
      9 Gordon Huddleston       For   For    
      10 Steven D. Lerner       For   For    
      11 Manuel J. Mehos       For   For    
      12 Gregory B. Morrison       For   For    
      13 John T. Sughrue       For   For    
  2.    Approval of 2022 amended and restated omnibus
incentive plan.		 Management   For   For    
  3.    Advisory vote to approve the compensation of our named
executive officers.		 Management   For   For    
  4.    To ratify the appointment of Grant Thronton LLP as the
independent registered public accounting firm of the
Company for the year ending December 31, 2022.		 Management   For   For    
  KADANT INC.    
  Security 48282T104           Meeting Type Annual  
  Ticker Symbol KAI                       Meeting Date 18-May-2022  
  ISIN US48282T1043           Agenda 935579699 - Management
  Record Date 21-Mar-2022           Holding Recon Date 21-Mar-2022  
  City / Country     / United
States		         Vote Deadline Date 17-May-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1.1   Election of Director for a three-year term expiring in 2025:
Jonathan W. Painter		 Management   For   For    
  1.2   Election of Director for a three-year term expiring in 2025:
Jeffrey L. Powell		 Management   For   For    
  2.    To approve, by non-binding advisory vote, our executive
compensation.		 Management   For   For    
  3.    To approve restricted stock unit grants to our non-
employee directors.		 Management   For   For    
  4.    To ratify the selection of KPMG LLP as our company's
independent registered public accounting firm for 2022.		 Management   For   For    
  CORE LABORATORIES N.V.    
  Security N22717107           Meeting Type Annual  
  Ticker Symbol CLB                       Meeting Date 19-May-2022  
  ISIN NL0000200384           Agenda 935583838 - Management
  Record Date 16-Mar-2022           Holding Recon Date 16-Mar-2022  
  City / Country     / United
States		         Vote Deadline Date 18-May-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Class II supervisory Director to serve until
2025 annual meeting: Katherine Murray		 Management   For   For    
  1B.   Re-Election of Class II Supervisory Director to serve until
2025 annual meeting: Martha Carnes		 Management   For   For    
  1C.   Re-election of Class II Supervisory Director to serve until
2025 annual meeting: Michael Straughen		 Management   For   For    
  2.    To appoint KPMG, including its U.S. and Dutch affiliates
(collectively, "KPMG"), as the Company's independent
registered public accountants for the year ending
December 31, 2022.		 Management   For   For    
  3.    To confirm and adopt our Dutch Statutory Annual
Accounts in the English language for the fiscal year
ended December 31, 2021, following a discussion of our
Dutch Report of the Management Board for that same
period.		 Management   For   For    
  4.    To approve and resolve the cancellation of our
repurchased shares held at 12:01 a.m. CEST on May 19,
2022.		 Management   For   For    
  5.    To approve and resolve the extension of the existing
authority to repurchase up to 10% of our issued share
capital from time to time for an 18-month period, until
November 19, 2023, and such repurchased shares may
be used for any legal purpose.		 Management   For   For    
  6.    To approve and resolve the extension of the authority to
issue shares and/or to grant rights (including options to
purchase) with respect to our common and preference
shares up to a maximum of 10% of outstanding shares
per annum until November 19, 2023.		 Management   For   For    
  7.    To approve and resolve the extension of the authority to
limit or exclude the preemptive rights of the holders of our
common shares and/or preference shares up to a
maximum of 10% of outstanding shares per annum until
November 19, 2023		 Management   For   For    
  8A.   To approve, on an advisory basis, the compensation
philosophy, policies and procedures described in the
section entitled Compensation Discussion and Analysis
("CD&A"), and the compensation of Core Laboratories
N.V.'s named executive officers as disclosed pursuant to
the United States Securities and Exchange Commission's
compensation disclosure rules, including the
compensation tables.		 Management   For   For    
  8B.   To cast a favorable advisory vote on the remuneration
report referred to in Section 2:135b of the Dutch Civil
Code for the fiscal year ended December 31, 2021.		 Management   For   For    
  CORE LABORATORIES N.V.    
  Security N22717107           Meeting Type Annual  
  Ticker Symbol CLB                       Meeting Date 19-May-2022  
  ISIN NL0000200384           Agenda 935636350 - Management
  Record Date 21-Apr-2022           Holding Recon Date 21-Apr-2022  
  City / Country     / United
States		         Vote Deadline Date 18-May-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Class II supervisory Director to serve until
2025 annual meeting: Katherine Murray		 Management   For   For    
  1B.   Re-Election of Class II Supervisory Director to serve until
2025 annual meeting: Martha Carnes		 Management   For   For    
  1C.   Re-election of Class II Supervisory Director to serve until
2025 annual meeting: Michael Straughen		 Management   For   For    
  2.    To appoint KPMG, including its U.S. and Dutch affiliates
(collectively, "KPMG"), as the Company's independent
registered public accountants for the year ending
December 31, 2022.		 Management   For   For    
  3.    To confirm and adopt our Dutch Statutory Annual
Accounts in the English language for the fiscal year
ended December 31, 2021, following a discussion of our
Dutch Report of the Management Board for that same
period.		 Management   For   For    
  4.    To approve and resolve the cancellation of our
repurchased shares held at 12:01 a.m. CEST on May 19,
2022.		 Management   For   For    
  5.    To approve and resolve the extension of the existing
authority to repurchase up to 10% of our issued share
capital from time to time for an 18-month period, until
November 19, 2023, and such repurchased shares may
be used for any legal purpose.		 Management   For   For    
  6.    To approve and resolve the extension of the authority to
issue shares and/or to grant rights (including options to
purchase) with respect to our common and preference
shares up to a maximum of 10% of outstanding shares
per annum until November 19, 2023.		 Management   For   For    
  7.    To approve and resolve the extension of the authority to
limit or exclude the preemptive rights of the holders of our
common shares and/or preference shares up to a
maximum of 10% of outstanding shares per annum until
November 19, 2023		 Management   For   For    
  8A.   To approve, on an advisory basis, the compensation
philosophy, policies and procedures described in the
section entitled Compensation Discussion and Analysis
("CD&A"), and the compensation of Core Laboratories
N.V.'s named executive officers as disclosed pursuant to
the United States Securities and Exchange Commission's
compensation disclosure rules, including the
compensation tables.		 Management   For   For    
  8B.   To cast a favorable advisory vote on the remuneration
report referred to in Section 2:135b of the Dutch Civil
Code for the fiscal year ended December 31, 2021.		 Management   For   For    
  NEENAH, INC.    
  Security 640079109           Meeting Type Annual  
  Ticker Symbol NP                        Meeting Date 19-May-2022  
  ISIN US6400791090           Agenda 935593714 - Management
  Record Date 25-Mar-2022           Holding Recon Date 25-Mar-2022  
  City / Country     / United
States		         Vote Deadline Date 18-May-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Class III Director: Shruti Singhal Management   For   For    
  1B.   Election of Class III Director: Tony R. Thene Management   For   For    
  2.    Proposal to approve an advisory vote on the Company's
executive compensation.		 Management   For   For    
  3.    Proposal to ratify Deloitte & Touche LLP as the
independent registered public accounting firm of Neenah,
Inc. for the fiscal year ending December 31, 2022.		 Management   For   For    
  RAYONIER INC.    
  Security 754907103           Meeting Type Annual  
  Ticker Symbol RYN                       Meeting Date 19-May-2022  
  ISIN US7549071030           Agenda 935591758 - Management
  Record Date 18-Mar-2022           Holding Recon Date 18-Mar-2022  
  City / Country     / United
States		         Vote Deadline Date 18-May-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director: Dod A. Fraser Management   For   For    
  1B.   Election of Director: Keith E. Bass Management   For   For    
  1C.   Election of Director: Scott R. Jones Management   For   For    
  1D.   Election of Director: V. Larkin Martin Management   For   For    
  1E.   Election of Director: Meridee A. Moore Management   For   For    
  1F.   Election of Director: Ann C. Nelson Management   For   For    
  1G.   Election of Director: David L. Nunes Management   For   For    
  1H.   Election of Director: Matthew J. Rivers Management   For   For    
  1I.   Election of Director: Andrew G. Wiltshire Management   For   For    
  2.    Approval, on a non-binding advisory basis, of the
compensation of our named executive officers as
disclosed in the proxy statement.		 Management   For   For    
  3.    Ratification of the appointment of Ernst & Young, LLP as
the independent registered public accounting firm for
2022.		 Management   For   For    
  NORTHWEST NATURAL HOLDING COMPANY    
  Security 66765N105           Meeting Type Annual  
  Ticker Symbol NWN                       Meeting Date 23-May-2022  
  ISIN US66765N1054           Agenda 935613706 - Management
  Record Date 07-Apr-2022           Holding Recon Date 07-Apr-2022  
  City / Country     / United
States		         Vote Deadline Date 20-May-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Sandra McDonough       For   For    
      2 Jane L. Peverett       For   For    
      3 Kenneth Thrasher       For   For    
      4 Charles A. Wilhoite       For   For    
  2.    Amend the Company's Employee Stock Purchase Plan to
modify eligibility requirements and increase shares
reserved for issuance.		 Management   For   For    
  3.    Advisory vote to approve Named Executive Officer
Compensation.		 Management   For   For    
  4.    The ratification of the appointment of
PricewaterhouseCoopers LLP as Northwest Natural
Holding Company's independent registered public
accountants for the fiscal year 2022.		 Management   For   For    
  PERFICIENT, INC.    
  Security 71375U101           Meeting Type Annual  
  Ticker Symbol PRFT                      Meeting Date 25-May-2022  
  ISIN US71375U1016           Agenda 935593663 - Management
  Record Date 28-Mar-2022           Holding Recon Date 28-Mar-2022  
  City / Country     / United
States		         Vote Deadline Date 24-May-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director: Romil Bahl Management   For   For    
  1B.   Election of Director: Jeffrey S. Davis Management   For   For    
  1C.   Election of Director: Ralph C. Derrickson Management   For   For    
  1D.   Election of Director: David S. Lundeen Management   For   For    
  1E.   Election of Director: Brian L. Matthews Management   For   For    
  1F.   Election of Director: Nancy C. Pechloff Management   For   For    
  1G.   Election of Director: Gary M. Wimberly Management   For   For    
  2.    Proposal to approve, on an advisory basis, a resolution
relating to the 2021 compensation of the named
executive officers.		 Management   For   For    
  3.    Proposal to ratify KPMG LLP as Perficient, Inc.'s
independent registered public accounting firm for the
2022 fiscal year.		 Management   For   For    
  FARO TECHNOLOGIES, INC.    
  Security 311642102           Meeting Type Annual  
  Ticker Symbol FARO                      Meeting Date 26-May-2022  
  ISIN US3116421021           Agenda 935604199 - Management
  Record Date 25-Mar-2022           Holding Recon Date 25-Mar-2022  
  City / Country     / United
States		         Vote Deadline Date 25-May-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Moonhie Chin       For   For    
      2 John Donofrio       For   For    
      3 Yuval Wasserman       For   For    
  2.    The ratification of Grant Thornton LLP as the Company's
independent registered public accounting firm for 2022.		 Management   For   For    
  3.    Non-binding resolution to approve the compensation of
the Company's named executive officers.		 Management   For   For    
  4.    The approval of the Company's 2022 Equity Incentive
Plan.		 Management   For   For    
  MGP INGREDIENTS, INC.    
  Security 55303J106           Meeting Type Annual  
  Ticker Symbol MGPI                      Meeting Date 26-May-2022  
  ISIN US55303J1060           Agenda 935587278 - Management
  Record Date 28-Mar-2022           Holding Recon Date 28-Mar-2022  
  City / Country     / United
States		         Vote Deadline Date 25-May-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director: Thomas A. Gerke Management   For   For    
  1B.   Election of Director: Donn Lux Management   For   For    
  1C.   Election of Director: Kevin S. Rauckman Management   For   For    
  1D.   Election of Director: Todd B. Siwak Management   For   For    
  2.    To ratify the appointment of KPMG LLP as the
Company's independent registered public accounting
firm.		 Management   For   For    
  3.    To adopt an advisory resolution to approve the
compensation of our named executive officers.		 Management   For   For    
  HEALTHCARE SERVICES GROUP, INC.    
  Security 421906108           Meeting Type Annual  
  Ticker Symbol HCSG                      Meeting Date 31-May-2022  
  ISIN US4219061086           Agenda 935620648 - Management
  Record Date 30-Mar-2022           Holding Recon Date 30-Mar-2022  
  City / Country     / United
States		         Vote Deadline Date 27-May-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1a.   Election of Director: Diane S. Casey Management   For   For    
  1b.   Election of Director: Daniela Castagnino Management   For   For    
  1c.   Election of Director: Robert L. Frome Management   For   For    
  1d.   Election of Director: Laura Grant Management   For   For    
  1e.   Election of Director: John J. McFadden Management   For   For    
  1f.   Election of Director: Dino D. Ottaviano Management   For   For    
  1g.   Election of Director: Kurt Simmons, Jr. Management   For   For    
  1h.   Election of Director: Jude Visconto Management   For   For    
  1i.   Election of Director: Theodore Wahl Management   For   For    
  2.    To approve and ratify the selection of Grant Thornton
LLP as the independent registered public accounting firm
of the Company for the current fiscal year ending
December 31, 2022.		 Management   For   For    
  3.    To hold an advisory vote to approve the compensation of
the named executive officers.		 Management   For   For    
  RE/MAX HOLDINGS, INC.    
  Security 75524W108           Meeting Type Annual  
  Ticker Symbol RMAX                      Meeting Date 01-Jun-2022  
  ISIN US75524W1080           Agenda 935612297 - Management
  Record Date 08-Apr-2022           Holding Recon Date 08-Apr-2022  
  City / Country     / United
States		         Vote Deadline Date 31-May-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Stephen Joyce       For   For    
      2 David Liniger       For   For    
      3 Annita Menogan       For   For    
      4 Teresa Van De Bogart       For   For    
  2.    Ratification of the appointment of KPMG LLP as the
Company's independent registered public accounting firm
for the fiscal year ending December 31, 2022.		 Management   For   For    
  NATUS MEDICAL INCORPORATED    
  Security 639050103           Meeting Type Annual  
  Ticker Symbol NTUS                      Meeting Date 15-Jun-2022  
  ISIN US6390501038           Agenda 935633998 - Management
  Record Date 18-Apr-2022           Holding Recon Date 18-Apr-2022  
  City / Country     / United
States		         Vote Deadline Date 14-Jun-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1a.   Election of Director to serve until the 2023 annual
meeting: Ilan Daskal		 Management   For   For    
  1b.   Election of Director to serve until the 2023 annual
meeting: Eric J. Guerin		 Management   For   For    
  1c.   Election of Director to serve until the 2023 annual
meeting: Lisa Wipperman Heine		 Management   For   For    
  1d.   Election of Director to serve until the 2023 annual
meeting: Joshua H. Levine		 Management   For   For    
  1e.   Election of Director to serve until the 2023 annual
meeting: Bryant M. Moore		 Management   For   For    
  1f.   Election of Director to serve until the 2023 annual
meeting: Alice D. Schroeder		 Management   For   For    
  1g.   Election of Director to serve until the 2023 annual
meeting: Thomas J. Sullivan		 Management   For   For    
  2.    Approval of the Natus Medical Incorporated Amended
and Restated 2011 Employee Stock Purchase Plan.		 Management   For   For    
  3.    Approval, on an advisory basis, of the named executive
officer compensation disclosed in the attached Proxy
Statement.		 Management   For   For    
  4.    Ratification of appointment of KPMG LLP as our
independent registered public accounting firm for the
fiscal year ending December 31, 2022.		 Management   For   For    
  BRP GROUP, INC.    
  Security 05589G102           Meeting Type Annual  
  Ticker Symbol BRP                       Meeting Date 21-Jun-2022  
  ISIN US05589G1022           Agenda 935638758 - Management
  Record Date 22-Apr-2022           Holding Recon Date 22-Apr-2022  
  City / Country     / United
States		         Vote Deadline Date 17-Jun-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Joseph Kadow       For   For    
      2 Chris Sullivan       For   For    
      3 Kris Wiebeck       For   For    
      4 Myron Williams       For   For    
  2.    To approve, on an advisory basis, the compensation of
our named executive officers.		 Management   For   For    
  3.    To approve, on an advisory basis, the frequency of future
advisory votes on the compensation of our named
executive officers.		 Management   1 Year   For    
  4.    To ratify the appointment of PricewaterhouseCoopers
LLP as our independent registered public accounting firm
for fiscal year 2022.		 Management   For   For    
  CANNAE HOLDINGS, INC.    
  Security 13765N107           Meeting Type Annual  
  Ticker Symbol CNNE                      Meeting Date 22-Jun-2022  
  ISIN US13765N1072           Agenda 935636728 - Management
  Record Date 25-Apr-2022           Holding Recon Date 25-Apr-2022  
  City / Country     / United
States		         Vote Deadline Date 21-Jun-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Erika Meinhardt       For   For    
      2 Barry B. Moullet       For   For    
      3 James B. Stallings, Jr.       For   For    
      4 Frank P. Willey       For   For    
  2.    Approval of a non-binding advisory resolution on the
compensation paid to our named executive officers.		 Management   For   For    
  3.    Ratification of the appointment of Deloitte as our
independent registered public accounting firm for the
2022 fiscal year.		 Management   For   For    
  MOVADO GROUP, INC.    
  Security 624580106           Meeting Type Annual  
  Ticker Symbol MOV                       Meeting Date 23-Jun-2022  
  ISIN US6245801062           Agenda 935643571 - Management
  Record Date 26-Apr-2022           Holding Recon Date 26-Apr-2022  
  City / Country     / United
States		         Vote Deadline Date 22-Jun-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Peter A. Bridgman       For   For    
      2 Alex Grinberg       For   For    
      3 Efraim Grinberg       For   For    
      4 Alan H. Howard       For   For    
      5 Richard Isserman       For   For    
      6 Ann Kirschner       For   For    
      7 Maya Peterson       For   For    
      8 Stephen Sadove       For   For    
  2.    To ratify the selection of PricewaterhouseCoopers LLP as
the Company's independent registered public accounting
firm for the fiscal year ending January 31, 2023.		 Management   For   For    
  3.    To approve, on an advisory basis, the compensation of
the Company's named executive officers, as described in
the Proxy Statement under "Executive Compensation".		 Management   For   For    
  4.    To approve the amendment of the Deferred
Compensation Plan for Executives.		 Management   For   For    
  NEENAH, INC.    
  Security 640079109           Meeting Type Special 
  Ticker Symbol NP                        Meeting Date 29-Jun-2022  
  ISIN US6400791090           Agenda 935662951 - Management
  Record Date 20-May-2022           Holding Recon Date 20-May-2022  
  City / Country     / United
States		         Vote Deadline Date 28-Jun-2022  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by		   Vote For/Against
Management		    
  1.    Proposal to approve and adopt the Agreement and Plan
of Merger, dated as of March 28, 2022, as it may be
amended from time to time, by and between Schweitzer-
Mauduit International, Inc., the Company, and Samurai
Warrior Merger Sub, Inc.		 Management   For   For    
  2.    Proposal to approve, on an advisory (non-binding) basis,
the compensation that may be paid or become payable to
the Company's named executive officers that is based on
or otherwise relates to the merger.		 Management   For   For    
  3.    Proposal to approve the adjournment of the special
meeting from time to time, if determined by the
chairperson of the meeting to be necessary or
appropriate, including adjournments to permit further
solicitation of proxies in favor of the merger proposal or to
ensure that any supplement or amendment to the joint
proxy statement/prospectus is timely provided to the
Company's stockholders.		 Management   For   For    

 

 

 

First Trust Managed Municipal Fund

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

 

 

SIGNATURES

 

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

(Registrant)

First Trust SERIES FUND

  
         
By (Signature and Title)* /s/ James M. Dykas    
  James M. Dykas, President and Chief Executive Officer    
         
Date August 8, 2022      

 

* Print the name and title of each signing officer under his or her signature.