SEC Seal
SEC Banner
Search the Next-Generation EDGAR System
Filing Detail
Form N-CSR - Certified Shareholder Report:
SEC Accession No. 0001445546-21-000140
Filing Date
2021-01-11
Accepted
2021-01-11 15:14:51
Documents
24
Period of Report
2020-10-31
Effectiveness Date
2021-01-11

Document Format Files

Seq Description Document Type Size
1 ANNUAL REPORT TO SHAREHOLDERS ftsrs_ncsr.htm N-CSR 3549047
2 CODE OF ETHICS ethics.txt EX-99.CODE ETH 10266
3 SECTION 302 CERTIFICATIONS certs_302.htm EX-99.CERT 18620
4 SECTION 906 CERTIFICATIONS certs_906.htm EX-99.906 CERT 5674
5 GRAPHIC img0c4fda004.jpg GRAPHIC 5709
6 GRAPHIC img3a9350343.jpg GRAPHIC 10013
7 GRAPHIC img3c746aaf1.jpg GRAPHIC 5264
8 GRAPHIC img3f7fcb262.jpg GRAPHIC 18901
9 GRAPHIC img4093434f5.jpg GRAPHIC 6886
10 GRAPHIC img5bee2ca65.jpg GRAPHIC 22986
11 GRAPHIC img76216db74.jpg GRAPHIC 22318
12 GRAPHIC img79994c7e1.jpg GRAPHIC 5264
13 GRAPHIC img7ec164556.jpg GRAPHIC 5352
14 GRAPHIC img8459b87e7.jpg GRAPHIC 5352
15 GRAPHIC img9808689b2.jpg GRAPHIC 18901
16 GRAPHIC imga47d75aa6.jpg GRAPHIC 6886
17 GRAPHIC imgb5d765d47.jpg GRAPHIC 5352
18 GRAPHIC imgb949a16f3.jpg GRAPHIC 5709
19 GRAPHIC imgbd3217605.jpg GRAPHIC 22565
20 GRAPHIC imgcf5d97eb4.jpg GRAPHIC 5709
21 GRAPHIC imge55a34a83.jpg GRAPHIC 5846
22 GRAPHIC imge6a1afc56.jpg GRAPHIC 6886
23 GRAPHIC imge804af631.jpg GRAPHIC 5264
24 GRAPHIC imgea3ce21e2.jpg GRAPHIC 18901
  Complete submission text file 0001445546-21-000140.txt   3876986

Series and Classes/Contracts Information:

Existing
  Status Name Ticker Symbol
CIK 0001497778      
Series S000030198   First Trust Preferred Securities and Income Fund
Class/Contract C000092932   Class A FPEAX
Class/Contract C000092933   Class C FPECX
Class/Contract C000092934   Class F FPEFX
Class/Contract C000092935   Class I FPEIX
Class/Contract C000092936   Class R3 FPERX
  Status Name Ticker Symbol
CIK 0001497778      
Series S000030199   First Trust/Confluence Small Cap Value Fund
Class/Contract C000092938   Class A FOVAX
Class/Contract C000092939   Class C FOVCX
Class/Contract C000092941   Class I FOVIX
  Status Name Ticker Symbol
CIK 0001497778      
Series S000038285   First Trust Short Duration High Income Fund
Class/Contract C000118178   Class A FDHAX
Class/Contract C000121471   Class C FDHCX
Class/Contract C000121472   Class I FDHIX
Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST SERIES FUND (Filer) CIK: 0001497778 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: N-CSR | Act: 40 | File No.: 811-22452 | Film No.: 21520615