Series and Classes/Contracts Information:
| Existing | |||
| Status | Name | Ticker Symbol | |
| CIK 0001497778 | |||
| Series S000030198 | First Trust Preferred Securities and Income Fund | ||
| Class/Contract C000092932 | Class A | FPEAX | |
| Class/Contract C000092933 | Class C | FPECX | |
| Class/Contract C000092934 | Class F | FPEFX | |
| Class/Contract C000092935 | Class I | FPEIX | |
| Class/Contract C000092936 | Class R3 | FPERX | |
| Status | Name | Ticker Symbol | |
| CIK 0001497778 | |||
| Series S000030199 | First Trust/Confluence Small Cap Value Fund | ||
| Class/Contract C000092938 | Class A | FOVAX | |
| Class/Contract C000092939 | Class C | FOVCX | |
| Class/Contract C000092941 | Class I | FOVIX | |
| Status | Name | Ticker Symbol | |
| CIK 0001497778 | |||
| Series S000038285 | First Trust Short Duration High Income Fund | ||
| Class/Contract C000118178 | Class A | FDHAX | |
| Class/Contract C000121471 | Class C | FDHCX | |
| Class/Contract C000121472 | Class I | FDHIX | |
| Status | Name | Ticker Symbol | |
| CIK 0001497778 | |||
| Series S000051546 | First Trust AQA Equity Fund | ||
| Class/Contract C000162221 | Class A | AQAAX | |
| Class/Contract C000162222 | Class C | AQACX | |
| Class/Contract C000162223 | Class I | AQAIX | |
IRS No.: 000000000 | State of Incorp.: MA
Type: N-PX | Act: 40 | File No.: 811-22452 | Film No.: 17992664