0001445546-11-003259.txt : 20110830
0001445546-11-003259.hdr.sgml : 20110830
20110830162141
ACCESSION NUMBER: 0001445546-11-003259
CONFORMED SUBMISSION TYPE: AW
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20110830
DATE AS OF CHANGE: 20110830
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRUST SERIES FUND
CENTRAL INDEX KEY: 0001497778
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: AW
SEC ACT:
SEC FILE NUMBER: 333-168727
FILM NUMBER: 111066045
BUSINESS ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 630-765-8000
MAIL ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
AW
1
ftseries_aw.txt
REQUEST FOR WITHDRAWAL OF AMENDMENT
FIRST TRUST SERIES FUND
120 EAST LIBERTY DRIVE
SUITE 400
WHEATON, ILLINOIS 60187
August 30, 2011
Mr. Houghton Hallock
Division of Investment Management
Securities and Exchange Commission
100 F Street, NE
Washington, DC 20549
Re: Form AW - Request for Withdrawal
First Trust Series Fund
(CIK 0001497778, SEC Accession No. 0001445546-11-001362)
Registration on Form N-1A/A
(Registration Statement File Nos. 333-168727, 811-22452)
Dear Mr. Hallock:
On behalf of the First Trust Floating Rate Fund (the "Fund"), a series of
the First Trust Series Fund (the "Trust"), the Trust hereby requests the
withdrawal of the above-mentioned amendment to the Registration Statement, filed
as Post-Effective Amendment No. 2 under the Securities Act of 1933, as amended
(the "Securities Act"), pursuant to Rule 477 of Regulation C under the
Securities Act. The Registration Statement was originally filed with the
Securities and Exchange Commission on April 4, 2011. No securities of the Funds
were sold, or will be sold, pursuant to the Registration Statement.
Sincerely,
FIRST TRUST SERIES FUND
By: /s/ W. Scott Jardine
------------------------------
W. Scott Jardine, Secretary