Series and Classes/Contracts Information:
| Existing | |||
| Status | Name | Ticker Symbol | |
| CIK 0001497778 | |||
| Series S000030199 | First Trust/Confluence Small Cap Value Fund | ||
| Class/Contract C000092938 | Class A | FOVAX | |
| Class/Contract C000092939 | Class C | FOVCX | |
| Class/Contract C000092941 | Class I | FOVIX | |
IRS No.: 000000000 | State of Incorp.: MA
Type: NPORT-P | Act: 40 | File No.: 811-22452 | Film No.: 221264665