0001145549-20-035209.txt : 20200622 0001145549-20-035209.hdr.sgml : 20200622 20200622115354 ACCESSION NUMBER: 0001145549-20-035209 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200430 FILED AS OF DATE: 20200622 PERIOD START: 20201031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRUST SERIES FUND CENTRAL INDEX KEY: 0001497778 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22452 FILM NUMBER: 20977853 BUSINESS ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 630-765-8000 MAIL ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 0001497778 S000030198 First Trust Preferred Securities and Income Fund C000092932 Class A FPEAX C000092933 Class C FPECX C000092934 Class F FPEFX C000092935 Class I FPEIX C000092936 Class R3 FPERX NPORT-P 1 primary_doc.xml NPORT-P false 0001497778 XXXXXXXX S000030198 C000092935 C000092933 C000092936 C000092932 C000092934 First Trust Series Fund 811-22452 0001497778 549300RL1B5O4HI4N885 120 East Liberty Drive, Suite 400 Wheaton 60187 630-765-8000 First Trust Preferred Securities and Income Fund S000030198 549300LKVIT5Y3616E74 2020-10-31 2020-04-30 N 265469105.600000000000 5667301.120000000000 259801804.480000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 6047825.560000000000 USD N AES Gener S.A. 549300IF4IFG0FS0RM26 00105DAG0 1100000.0000 PA USD 1029886.00 0.3964121812 Long DBT CORP CL N 2 2079-10-07 Fixed 6.350000000000 N N N N N N Aercap Global Aviation Trust 635400FBSV8LXXNRV758 00773HAA5 1860000.0000 PA USD 1369890.00 0.5272827118 Long DBT CORP US N 2 2045-06-15 Fixed 6.500000000000 N N N N N N AerCap Holdings N.V. 549300SZYINBBLJQU475 00774YAA7 3300000.0000 PA USD 2217435.00 0.8535102381 Long DBT CORP NL N 2 2079-10-10 Fixed 5.875000000000 N N N N N N Air Lease Corporation 5493004NW4M4P8TMMK63 00912X500 48229.0000 NS USD 869086.58 0.3345190699 Long EP CORP US N 1 N N N Algonquin Power & Utilities Corporation 549300K5VIUTJXQL7X75 015857709 39206.0000 NS USD 1082085.60 0.4165042665 Long EP CORP CA N 1 N N N Algonquin Power & Utilities Corporation 549300K5VIUTJXQL7X75 015857808 60841.0000 NS USD 1662784.53 0.6400203930 Long EP CORP CA N 1 N N N The Allstate Corporation OBT0W1ED8G0NWVOLOJ77 020002838 33745.0000 NS USD 863872.00 0.3325119322 Long EP CORP US N 1 N N N American Equity Investment Life Holding Company 549300RK5RZQ740FPL83 025676503 107032.0000 NS USD 2486353.36 0.9570192805 Long EP CORP US N 1 N N N AmTrust Financial Services Inc. 549300SNNS1GRWBTGA28 032359853 5383.0000 NS USD 91618.66 0.0352648282 Long EP CORP US N 2 N N N AmTrust Financial Services Inc. 549300SNNS1GRWBTGA28 032359861 4822.0000 NS USD 79948.76 0.0307729810 Long EP CORP US N 2 N N N AmTrust Financial Services Inc. 549300SNNS1GRWBTGA28 032359AE1 400000.0000 PA USD 365695.74 0.1407595073 Long DBT CORP US N 2 2023-08-15 Fixed 6.125000000000 N N N N N N Annaly Capital Management, Inc. 2DTL0G3FPRYUT58TI025 035710847 7000.0000 NS USD 157220.00 0.0605153611 Long EP CORP US N 1 N N N Annaly Capital Management, Inc. 2DTL0G3FPRYUT58TI025 035710870 47332.0000 NS USD 1065916.64 0.4102806915 Long EP CORP US N 1 N N N Apollo Management Holdings, L.P. 5493006XQW0V5K38YM64 03765HAE1 1568000.0000 PA USD 1410821.30 0.5430375293 Long DBT CORP US N 2 2050-01-14 Fixed 4.950000000000 N N N N N N Apollo Global Management Inc 54930054P2G7ZJB0KM79 03768E303 1953.0000 NS USD 51031.89 0.0196426234 Long EP CORP US N 1 N N N Apollo Global Management Inc 54930054P2G7ZJB0KM79 03768E402 35032.0000 NS USD 898570.80 0.3458678056 Long EP CORP US N 1 N N N Arch Capital Group Ltd. 549300AYR4P8AFKDCE43 03939A206 4824.0000 NS USD 116306.64 0.0447674489 Long EP CORP BM N 1 N N N Assurant Inc. 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