0001104659-23-117313.txt : 20231113 0001104659-23-117313.hdr.sgml : 20231113 20231113170220 ACCESSION NUMBER: 0001104659-23-117313 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231109 FILED AS OF DATE: 20231113 DATE AS OF CHANGE: 20231113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Howard W III CENTRAL INDEX KEY: 0001503844 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35000 FILM NUMBER: 231399881 MAIL ADDRESS: STREET 1: 7272 WISCONSIN AVENUE STREET 2: SUITE 1300 CITY: BETHESDA STATE: MD ZIP: 20814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walker & Dunlop, Inc. CENTRAL INDEX KEY: 0001497770 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7272 WISCONSIN AVENUE STREET 2: SUITE 1300 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: (301) 215-5500 MAIL ADDRESS: STREET 1: 7272 WISCONSIN AVENUE STREET 2: SUITE 1300 CITY: BETHESDA STATE: MD ZIP: 20814 4 1 tm2328172-2_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-11-09 0 0001497770 Walker & Dunlop, Inc. WD 0001503844 Smith Howard W III C/O WALKER & DUNLOP, INC. 7272 WISCONSIN AVENUE, SUITE 1300 BETHESDA MD 20814 1 1 0 0 President 1 Common Stock 2023-11-09 4 M 0 20000 20.40 A 217000.094 D Common Stock 2023-11-09 4 S 0 9696 69.8020 D 207304.094 D Common Stock 2023-11-09 4 S 0 8304 70.8126 D 199000.094 D Common Stock 2023-11-09 4 S 0 2000 71.6670 D 197000.094 D Common Stock 252321 I The HIII 2011 Trust Common Stock 4764 I By ESS 2022 Trust Common Stock 4764 I By ADS 2015 Trust Common Stock 4764 I By MHS 2010 Trust Common Stock 4560 I By HWS IV 2012 Trust Common Stock 4422 I By MMAS 2008 Trust Stock Options (right to buy) 20.40 2023-11-09 4 M 0 20000 0 D 2019-02-15 2026-02-15 Common Stock 20000 12369 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.43 to $70.275. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.43 to $71.41. The reporting person undertakes to provide the Company, any security holder of the Company, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Daniel J. Groman, Attorney-in-fact 2023-11-13