0001104659-23-117313.txt : 20231113
0001104659-23-117313.hdr.sgml : 20231113
20231113170220
ACCESSION NUMBER: 0001104659-23-117313
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231109
FILED AS OF DATE: 20231113
DATE AS OF CHANGE: 20231113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Howard W III
CENTRAL INDEX KEY: 0001503844
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35000
FILM NUMBER: 231399881
MAIL ADDRESS:
STREET 1: 7272 WISCONSIN AVENUE
STREET 2: SUITE 1300
CITY: BETHESDA
STATE: MD
ZIP: 20814
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Walker & Dunlop, Inc.
CENTRAL INDEX KEY: 0001497770
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7272 WISCONSIN AVENUE
STREET 2: SUITE 1300
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: (301) 215-5500
MAIL ADDRESS:
STREET 1: 7272 WISCONSIN AVENUE
STREET 2: SUITE 1300
CITY: BETHESDA
STATE: MD
ZIP: 20814
4
1
tm2328172-2_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-11-09
0
0001497770
Walker & Dunlop, Inc.
WD
0001503844
Smith Howard W III
C/O WALKER & DUNLOP, INC.
7272 WISCONSIN AVENUE, SUITE 1300
BETHESDA
MD
20814
1
1
0
0
President
1
Common Stock
2023-11-09
4
M
0
20000
20.40
A
217000.094
D
Common Stock
2023-11-09
4
S
0
9696
69.8020
D
207304.094
D
Common Stock
2023-11-09
4
S
0
8304
70.8126
D
199000.094
D
Common Stock
2023-11-09
4
S
0
2000
71.6670
D
197000.094
D
Common Stock
252321
I
The HIII 2011 Trust
Common Stock
4764
I
By ESS 2022 Trust
Common Stock
4764
I
By ADS 2015 Trust
Common Stock
4764
I
By MHS 2010 Trust
Common Stock
4560
I
By HWS IV 2012 Trust
Common Stock
4422
I
By MMAS 2008 Trust
Stock Options (right to buy)
20.40
2023-11-09
4
M
0
20000
0
D
2019-02-15
2026-02-15
Common Stock
20000
12369
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.43 to $70.275. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.43 to $71.41. The reporting person undertakes to provide the Company, any security holder of the Company, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Daniel J. Groman, Attorney-in-fact
2023-11-13