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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 4, 2023

 

Walker & Dunlop, Inc.

(Exact name of registrant as specified in its charter)

 

Maryland   001-35000   80-0629925
(State or other jurisdiction of
incorporation)
  (Commission File Number)   (IRS Employer Identification No.)

 

7272 Wisconsin Avenue
Suite 1300

Bethesda, MD

  20814
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (301) 215-5500

 

Not applicable   

(Former name or former address if changed since last report.) 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading symbol Name of each exchange on which registered
Common Stock, par value $0.01 per share WD New York Stock Exchange

  

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

 

On May 4, 2023, Walker & Dunlop, Inc. (the “Company”) held its 2023 Annual Meeting of Stockholders (the “Annual Meeting”). The following are the matters voted upon at the Annual Meeting and the final results of the votes on such matters:

 

1.  Election of directors for a one-year term expiring at the 2024 Annual Meeting of Stockholders:

 

               Broker 
   Votes For   Votes Against   Abstentions   Non-votes 
Ellen D. Levy   24,792,143    322,355    11,926    2,789,932 
Michael D. Malone   24,896,737    216,164    13,522    2,789,932 
John Rice   23,828,631    1,284,210    13,582    2,789,932 
Dana L. Schmaltz   24,699,473    414,740    12,211    2,789,932 
Howard W. Smith, III   24,869,077    243,101    14,246    2,789,932 
William M. Walker   24,538,943    572,921    14,559    2,789,932 
Michael J. Warren   24,973,344    139,562    13,517    2,789,932 
Donna C. Wells   24,783,854    331,016    11,553    2,789,932 

 

2.   Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023:

 

            Broker 
Votes For   Votes Against   Abstentions   Non-votes 
 27,063,562    838,184    14,610     

 

3.  Advisory resolution to approve executive compensation:

 

Votes For   Votes Against   Abstentions   Broker
Non-votes
 
 24,857,697    238,380    30,346    2,789,932 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

WALKER & DUNLOP, INC.

(Registrant)

     
Date: May 9, 2023 By: /s/ Richard M. Lucas
    Name:  Richard M. Lucas
    Title: Executive Vice President, General Counsel & Secretary