0001104659-23-023333.txt : 20230217
0001104659-23-023333.hdr.sgml : 20230217
20230217170202
ACCESSION NUMBER: 0001104659-23-023333
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230215
FILED AS OF DATE: 20230217
DATE AS OF CHANGE: 20230217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Howard W III
CENTRAL INDEX KEY: 0001503844
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35000
FILM NUMBER: 23643689
MAIL ADDRESS:
STREET 1: 7272 WISCONSIN AVENUE
STREET 2: SUITE 1300
CITY: BETHESDA
STATE: MD
ZIP: 20814
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Walker & Dunlop, Inc.
CENTRAL INDEX KEY: 0001497770
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7272 WISCONSIN AVENUE
STREET 2: SUITE 1300
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: (301) 215-5500
MAIL ADDRESS:
STREET 1: 7272 WISCONSIN AVENUE
STREET 2: SUITE 1300
CITY: BETHESDA
STATE: MD
ZIP: 20814
4
1
tm235257-6_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2023-02-15
0
0001497770
Walker & Dunlop, Inc.
WD
0001503844
Smith Howard W III
C/O WALKER & DUNLOP, INC.
7272 WISCONSIN AVENUE, SUITE 1300
BETHESDA
MD
20814
1
1
0
0
President
Common Stock
2023-02-15
4
A
0
8387
0
A
182588.094
D
Common Stock
2023-02-15
4
A
0
32238
0
A
214826.094
D
Common Stock
2023-02-15
4
F
0
3286
96.89
D
211540.094
D
Common Stock
2023-02-15
4
F
0
14540
96.89
D
197000.094
D
Common Stock
287321
I
The HIII 2011 Trust
Common Stock
4764
I
By ESS 2022 Trust
Common Stock
4764
I
By ADS 2015 Trust
Common Stock
4764
I
By MHS 2010 Trust
Common Stock
4560
I
By HWS IV 2012 Trust
Common Stock
4422
I
By MMAS 2008 Trust
The restricted stock vests in three equal annual installments beginning on February 15, 2024.
On July 17, 2020, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 15, 2023, the Compensation Committee of the Issuer's Board of Directors certified the level at which the performance goals had been met, resulting in the vesting of these shares.
/s/ Daniel J. Groman, Attorney-in-fact
2023-02-17