0001104659-23-023333.txt : 20230217 0001104659-23-023333.hdr.sgml : 20230217 20230217170202 ACCESSION NUMBER: 0001104659-23-023333 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230215 FILED AS OF DATE: 20230217 DATE AS OF CHANGE: 20230217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Howard W III CENTRAL INDEX KEY: 0001503844 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35000 FILM NUMBER: 23643689 MAIL ADDRESS: STREET 1: 7272 WISCONSIN AVENUE STREET 2: SUITE 1300 CITY: BETHESDA STATE: MD ZIP: 20814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walker & Dunlop, Inc. CENTRAL INDEX KEY: 0001497770 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7272 WISCONSIN AVENUE STREET 2: SUITE 1300 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: (301) 215-5500 MAIL ADDRESS: STREET 1: 7272 WISCONSIN AVENUE STREET 2: SUITE 1300 CITY: BETHESDA STATE: MD ZIP: 20814 4 1 tm235257-6_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2023-02-15 0 0001497770 Walker & Dunlop, Inc. WD 0001503844 Smith Howard W III C/O WALKER & DUNLOP, INC. 7272 WISCONSIN AVENUE, SUITE 1300 BETHESDA MD 20814 1 1 0 0 President Common Stock 2023-02-15 4 A 0 8387 0 A 182588.094 D Common Stock 2023-02-15 4 A 0 32238 0 A 214826.094 D Common Stock 2023-02-15 4 F 0 3286 96.89 D 211540.094 D Common Stock 2023-02-15 4 F 0 14540 96.89 D 197000.094 D Common Stock 287321 I The HIII 2011 Trust Common Stock 4764 I By ESS 2022 Trust Common Stock 4764 I By ADS 2015 Trust Common Stock 4764 I By MHS 2010 Trust Common Stock 4560 I By HWS IV 2012 Trust Common Stock 4422 I By MMAS 2008 Trust The restricted stock vests in three equal annual installments beginning on February 15, 2024. On July 17, 2020, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 15, 2023, the Compensation Committee of the Issuer's Board of Directors certified the level at which the performance goals had been met, resulting in the vesting of these shares. /s/ Daniel J. Groman, Attorney-in-fact 2023-02-17