0001104659-21-046141.txt : 20210402
0001104659-21-046141.hdr.sgml : 20210402
20210402170038
ACCESSION NUMBER: 0001104659-21-046141
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210402
DATE AS OF CHANGE: 20210402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Walker William M
CENTRAL INDEX KEY: 0001503841
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35000
FILM NUMBER: 21802687
MAIL ADDRESS:
STREET 1: 7501 WISCONSIN AVENUE
STREET 2: SUITE 1200
CITY: BETHESDA
STATE: MD
ZIP: 20814
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Walker & Dunlop, Inc.
CENTRAL INDEX KEY: 0001497770
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7501 WISCONSIN AVENUE
STREET 2: SUITE 1200E
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: (301) 215-5500
MAIL ADDRESS:
STREET 1: 7501 WISCONSIN AVENUE
STREET 2: SUITE 1200E
CITY: BETHESDA
STATE: MD
ZIP: 20814
4
1
tm217076-17_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-03-31
0
0001497770
Walker & Dunlop, Inc.
WD
0001503841
Walker William M
C/O WALKER & DUNLOP, INC.
7501 WISCONSIN AVENUE, SUITE 1200E
BETHESDA
MD
20814
1
1
0
0
Chairman & CEO
Common Stock
2021-03-31
4
J
0
1510244
D
1510244
I
By Walker Family Holdings, LLC
Common Stock
27235
D
Common Stock
3955
I
As Custodian for Son 1
Common Stock
3955
I
As Custodian for Son 2
Common Stock
3955
I
As Custodian for Son 3
Reflects the transfer of LLC interests in Walker Family Holdings, LLC to two trusts for the benefit of the Reporting Person's family members in an estate planning transaction. As consideration for the transfer, the trusts issued promissory notes to the Reporting Person and the Reporting Person's spouse. The promissory notes had an aggregate initial estimated principal amount equal to $57,380,752. The Reporting Person is the sole managing member of Walker Family Holdings, LLC and, following the transaction reported herein, continues to exercise voting and dispositive power over the shares of Common Stock held by Walker Family Holdings, LLC. No shares of the Issuer's Common Stock were sold or transferred as a result of this transaction.
Reflects the transfer of Common Stock from Mr. Walker to Walker Family Holdings, LLC for no consideration. The previous Form 4 filed by the Reporting Person overstated the number of shares beneficially owned by the Reporting Person by 13,757 shares of Common Stock. The amount reported herein has been corrected.
/s/ Daniel J. Groman, Attorney-in-fact
2021-04-02