0001104659-21-010999.txt : 20210202
0001104659-21-010999.hdr.sgml : 20210202
20210202171056
ACCESSION NUMBER: 0001104659-21-010999
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210201
FILED AS OF DATE: 20210202
DATE AS OF CHANGE: 20210202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Howard W III
CENTRAL INDEX KEY: 0001503844
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35000
FILM NUMBER: 21582569
MAIL ADDRESS:
STREET 1: 7501 WISCONSIN AVENUE
STREET 2: SUITE 1200
CITY: BETHESDA
STATE: MD
ZIP: 20814
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Walker & Dunlop, Inc.
CENTRAL INDEX KEY: 0001497770
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7501 WISCONSIN AVENUE
STREET 2: SUITE 1200E
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: (301) 215-5500
MAIL ADDRESS:
STREET 1: 7501 WISCONSIN AVENUE
STREET 2: SUITE 1200E
CITY: BETHESDA
STATE: MD
ZIP: 20814
4
1
tm215018-2_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-02-01
0
0001497770
Walker & Dunlop, Inc.
WD
0001503844
Smith Howard W III
C/O WALKER & DUNLOP, INC.
7501 WISCONSIN AVENUE, SUITE 1200E
BETHESDA
MD
20814
1
1
0
0
President
Common Stock
2021-02-01
4
M
0
521
18.03
A
103934.37
D
Common Stock
2021-02-01
4
M
0
14479
17.05
A
118413.37
D
Common Stock
2021-02-01
4
S
0
8435
83.125
D
109978.37
D
Common Stock
312321
I
The HIII 2011 Trust
Common Stock
4764
I
As Custodian for Daughter 1
Common Stock
4764
I
By ADS 2015 Trust
Common Stock
4560
I
By HWS IV 2012 Trust
Common Stock
4764
I
By MHS 2010 Trust
Common Stock
4422
I
By MMAS 2008 Trust
Stock Option (right to buy)
18.03
2021-02-01
4
M
0
521
0
D
2016-04-01
2023-04-01
Common Stock
521
0
D
Stock Option (right to buy)
17.05
2021-02-01
4
M
0
14479
0
D
2017-02-15
2024-02-15
Common Stock
14479
48513
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.10 to $83.74. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Daniel J. Groman, Attorney-in-fact
2021-02-02