0001104659-21-010999.txt : 20210202 0001104659-21-010999.hdr.sgml : 20210202 20210202171056 ACCESSION NUMBER: 0001104659-21-010999 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210201 FILED AS OF DATE: 20210202 DATE AS OF CHANGE: 20210202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Howard W III CENTRAL INDEX KEY: 0001503844 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35000 FILM NUMBER: 21582569 MAIL ADDRESS: STREET 1: 7501 WISCONSIN AVENUE STREET 2: SUITE 1200 CITY: BETHESDA STATE: MD ZIP: 20814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walker & Dunlop, Inc. CENTRAL INDEX KEY: 0001497770 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7501 WISCONSIN AVENUE STREET 2: SUITE 1200E CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: (301) 215-5500 MAIL ADDRESS: STREET 1: 7501 WISCONSIN AVENUE STREET 2: SUITE 1200E CITY: BETHESDA STATE: MD ZIP: 20814 4 1 tm215018-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-02-01 0 0001497770 Walker & Dunlop, Inc. WD 0001503844 Smith Howard W III C/O WALKER & DUNLOP, INC. 7501 WISCONSIN AVENUE, SUITE 1200E BETHESDA MD 20814 1 1 0 0 President Common Stock 2021-02-01 4 M 0 521 18.03 A 103934.37 D Common Stock 2021-02-01 4 M 0 14479 17.05 A 118413.37 D Common Stock 2021-02-01 4 S 0 8435 83.125 D 109978.37 D Common Stock 312321 I The HIII 2011 Trust Common Stock 4764 I As Custodian for Daughter 1 Common Stock 4764 I By ADS 2015 Trust Common Stock 4560 I By HWS IV 2012 Trust Common Stock 4764 I By MHS 2010 Trust Common Stock 4422 I By MMAS 2008 Trust Stock Option (right to buy) 18.03 2021-02-01 4 M 0 521 0 D 2016-04-01 2023-04-01 Common Stock 521 0 D Stock Option (right to buy) 17.05 2021-02-01 4 M 0 14479 0 D 2017-02-15 2024-02-15 Common Stock 14479 48513 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.10 to $83.74. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Daniel J. Groman, Attorney-in-fact 2021-02-02