0001140361-18-001864.txt : 20180112 0001140361-18-001864.hdr.sgml : 20180112 20180112135627 ACCESSION NUMBER: 0001140361-18-001864 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171130 FILED AS OF DATE: 20180112 DATE AS OF CHANGE: 20180112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADAMS P. BRADLEY CENTRAL INDEX KEY: 0001497453 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22585 FILM NUMBER: 18525572 MAIL ADDRESS: STREET 1: 11550 ASH STREET STREET 2: SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE PIPELINE & ENERGY FUND, INC. CENTRAL INDEX KEY: 0001526329 IRS NUMBER: 452785066 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 5 1 doc1.xml FORM 5 X0306 5 2017-11-30 0 0 0 0001526329 TORTOISE PIPELINE & ENERGY FUND, INC. TTP 0001497453 ADAMS P. BRADLEY 11550 ASH STREET SUITE 300 LEAWOOD KS 66211 0 1 0 0 CEO & Princ Financial Officer Common Shares 2016-12-01 5 L 0 2.10 21.93 A 122.25 I By spouse Common Shares 2017-03-01 5 L 0 2.17 21.58 A 122.25 I By spouse Common Shares 2017-06-01 5 L 0 2.38 20.07 A 122.25 I By spouse Common Shares 2017-09-01 5 L 0 2.65 18.42 A 122.25 I By spouse Common Shares 2017-09-01 5 L 0 4.43 18.42 A 338.68 D Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. P. Bradley Adams 2018-01-12