0001209191-16-132649.txt : 20160713 0001209191-16-132649.hdr.sgml : 20160713 20160713200436 ACCESSION NUMBER: 0001209191-16-132649 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160711 FILED AS OF DATE: 20160713 DATE AS OF CHANGE: 20160713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORGANOVO HOLDINGS, INC. CENTRAL INDEX KEY: 0001497253 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 271488943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 6275 NANCY RIDGE DRIVE STREET 2: SUITE 110 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-550-9994 MAIL ADDRESS: STREET 1: 6275 NANCY RIDGE DRIVE STREET 2: SUITE 110 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: REAL ESTATE RESTORATION & RENTAL, INC. DATE OF NAME CHANGE: 20100722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Murphy Keith CENTRAL INDEX KEY: 0001536583 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35996 FILM NUMBER: 161766431 MAIL ADDRESS: STREET 1: 6275 NANCY RIDGE DRIVE, SUITE 110 CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-11 0 0001497253 ORGANOVO HOLDINGS, INC. ONVO 0001536583 Murphy Keith 6275 NANCY RIDGE DRIVE, SUITE 110 SAN DIEGO CA 92121 1 1 0 0 Chairman, CEO and President Common Stock 2016-07-11 4 A 0 208000 0.00 A 6127638 D Stock Option (Right to Buy) 3.99 2016-07-11 4 A 0 415000 0.00 A 2026-07-11 Common Stock 415000 415000 D Annual long-term equity award approved by the Compensation Committee of the Issuer's Board of Directors. The shares represent a grant of Restricted Stock Units ("RSUs"). The RSUs represent a right to receive shares of the Issuer's common stock, at no additional conversion or exercise price. The RSUs vest and settle over 16 equal quarterly installments measured from May 15, 2016. This number does not include 1,831,454 shares of common stock underlying outstanding options and 30,000 shares of common stock underlying warrants held by Mr. Murphy; post-transaction Mr. Murphy beneficially owns or has a right to acquire 7,989,092 shares of common stock. The option shares vest and become exercisable over 16 equal quarterly installments measured from May 15, 2016. /s/ Keith Murphy 2016-07-13