0001615774-18-013960.txt : 20181206 0001615774-18-013960.hdr.sgml : 20181206 20181206173640 ACCESSION NUMBER: 0001615774-18-013960 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181115 FILED AS OF DATE: 20181206 DATE AS OF CHANGE: 20181206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Mark A. CENTRAL INDEX KEY: 0001496772 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55710 FILM NUMBER: 181221705 MAIL ADDRESS: STREET 1: 5619 DENVER TECH CENTER PARKWAY STREET 2: SUITE 1000 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NIOCORP DEVELOPMENTS LTD CENTRAL INDEX KEY: 0001512228 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 7000 S. YOSEMITE STREET STREET 2: STE. 115 CITY: CENTENNIAL STATE: CO ZIP: 80112 BUSINESS PHONE: 720-639-4647 MAIL ADDRESS: STREET 1: 7000 S. YOSEMITE STREET STREET 2: STE. 115 CITY: CENTENNIAL STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: QUANTUM RARE EARTH DEVELOPMENTS CORP. DATE OF NAME CHANGE: 20110204 4 1 s114551_form4.xml FORM 4 X0306 4 2018-11-15 0 0001512228 NIOCORP DEVELOPMENTS LTD NIOBF 0001496772 Smith Mark A. C/O NIOCORP DEVELOPMENTS LTD., 7000 YOSEMITE STREETE, SUITE 115 CENTENNIAL CO 80112 1 1 0 0 President & CEO Employee Stock Option (Right to Buy) 0.423 2018-11-15 4 A 0 750000 0 A 2023-11-15 Common Shares 750000 750000 D Option exercise price reflected was converted from Canadian exercise price of C$0.54 using an exchange rate of C$1.2773=US$1.00 as reported by the Bank of Canada on November 15, 2018. The option vests as follows: 50% on 05/15/2019; 25% on 11/15/2019; 25% on 05/15/2020. /s/ Mark A. Smith 2018-12-06