0001539497-23-001404.txt : 20230811
0001539497-23-001404.hdr.sgml : 20230811
20230811173942
ACCESSION NUMBER: 0001539497-23-001404
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230811
FILED AS OF DATE: 20230811
DATE AS OF CHANGE: 20230811
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Mark A.
CENTRAL INDEX KEY: 0001496772
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41655
FILM NUMBER: 231165370
MAIL ADDRESS:
STREET 1: 5619 DENVER TECH CENTER PARKWAY
STREET 2: SUITE 1000
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NIOCORP DEVELOPMENTS LTD
CENTRAL INDEX KEY: 0001512228
STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 7000 S. YOSEMITE STREET
STREET 2: STE. 115
CITY: CENTENNIAL
STATE: CO
ZIP: 80112
BUSINESS PHONE: 720-639-4647
MAIL ADDRESS:
STREET 1: 7000 S. YOSEMITE STREET
STREET 2: STE. 115
CITY: CENTENNIAL
STATE: CO
ZIP: 80112
FORMER COMPANY:
FORMER CONFORMED NAME: QUANTUM RARE EARTH DEVELOPMENTS CORP.
DATE OF NAME CHANGE: 20110204
5
1
ownership.xml
X0508
5
2023-08-11
0
0
0
0001512228
NIOCORP DEVELOPMENTS LTD
NB
0001496772
Smith Mark A.
C/O NIOCORP DEVELOPMENTS LTD.
7000 YOSEMITE STREETE, SUITE 115
CENTENNIAL
CO
80112
1
1
0
0
President & CEO
0
Common Shares
2041795
D
Employee Stock Option (right to buy)
10.1424
2021-12-17
2024-12-17
Common Shares
65000
65000
D
Employee Stock Option (right to buy)
5.5933
2020-12-14
2023-12-14
Common Shares
50000
50000
D
Employee Stock Option (right to buy)
6.95
2023-03-27
2026-03-27
Common Shares
70000
70000
D
On March 17, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") of its common shares, without par value ("Common Shares"), with any fractional shares resulting from the Reverse Stock Split rounded down to the nearest whole share, resulting in a decrease in the Reporting Person's ownership by 18,376,163 Common Shares.
This option has been adjusted to reflect the Reverse Stock Split (in prior reports, this option was previously reported as covering a number of shares equal to this reported amount times 10 (and at an exercise price equal to this reported exercise price divided by 10)).
Option exercise price was converted from Canadian exercise price of C$13.60 using an exchange rate of C$1.3409=US$1.00 as reported by the Bank of Canada on August 10, 2023.
Option exercise price was converted from Canadian exercise price of C$7.50 using an exchange rate of C$1.3409=US$1.00 as reported by the Bank of Canada on August 10, 2023.
/s/ Mark A. Smith
2023-08-11