0001140361-16-085458.txt : 20161108
0001140361-16-085458.hdr.sgml : 20161108
20161108191805
ACCESSION NUMBER: 0001140361-16-085458
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161031
FILED AS OF DATE: 20161108
DATE AS OF CHANGE: 20161108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NIOCORP DEVELOPMENTS LTD
CENTRAL INDEX KEY: 0001512228
STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 7000 S. YOSEMITE STREET
STREET 2: STE. 115
CITY: CENTENNIAL
STATE: CO
ZIP: 80112
BUSINESS PHONE: 720-639-4647
MAIL ADDRESS:
STREET 1: 7000 S. YOSEMITE STREET
STREET 2: STE. 115
CITY: CENTENNIAL
STATE: CO
ZIP: 80112
FORMER COMPANY:
FORMER CONFORMED NAME: QUANTUM RARE EARTH DEVELOPMENTS CORP.
DATE OF NAME CHANGE: 20110204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Mark A.
CENTRAL INDEX KEY: 0001496772
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55710
FILM NUMBER: 161982492
MAIL ADDRESS:
STREET 1: 5619 DENVER TECH CENTER PARKWAY
STREET 2: SUITE 1000
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
4
1
doc1.xml
FORM 4
X0306
4
2016-10-31
0
0001512228
NIOCORP DEVELOPMENTS LTD
NIOBF
0001496772
Smith Mark A.
C/O NIOCORP DEVELOPMENTS LTD.
7000 YOSEMITE STREET, SUITE 115
CENTENNIAL
CO
80112
0
1
0
0
President & CEO
Common Shares
2016-10-31
4
X
0
720730
0.4850
A
18770445
D
Warrants
0.4850
2016-10-31
4
X
0
720730
D
2014-11-10
2016-11-10
Common Shares
720730
3411502
D
Warrants
0.4846
2016-11-04
4
S
0
500000
0.001
D
2014-11-10
2016-11-10
Common Shares
500000
2911502
D
The warrants were initially purchased as part of a unit offering on 11/10/14. The warrants are governed by a Warrant Indenture dated November 10, 2014 as supplemented by a Supplemental Warrant Indenture on 5/17/16. The exercise price reported above was converted from the Canadian exercise price of $0.65 using an exchange rate of Cdn$1.13403=US$1.00 on 10/31/2016.
The exercise price reported above was converted from the Canadian exercise price of $0.65 using an exchange rate of Cdn$1.3412=US$1.00 on 11/4/2016.
/s/ Mark A. Smith
2016-11-08