0001140361-16-085458.txt : 20161108 0001140361-16-085458.hdr.sgml : 20161108 20161108191805 ACCESSION NUMBER: 0001140361-16-085458 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161031 FILED AS OF DATE: 20161108 DATE AS OF CHANGE: 20161108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NIOCORP DEVELOPMENTS LTD CENTRAL INDEX KEY: 0001512228 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 7000 S. YOSEMITE STREET STREET 2: STE. 115 CITY: CENTENNIAL STATE: CO ZIP: 80112 BUSINESS PHONE: 720-639-4647 MAIL ADDRESS: STREET 1: 7000 S. YOSEMITE STREET STREET 2: STE. 115 CITY: CENTENNIAL STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: QUANTUM RARE EARTH DEVELOPMENTS CORP. DATE OF NAME CHANGE: 20110204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Mark A. CENTRAL INDEX KEY: 0001496772 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55710 FILM NUMBER: 161982492 MAIL ADDRESS: STREET 1: 5619 DENVER TECH CENTER PARKWAY STREET 2: SUITE 1000 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 4 1 doc1.xml FORM 4 X0306 4 2016-10-31 0 0001512228 NIOCORP DEVELOPMENTS LTD NIOBF 0001496772 Smith Mark A. C/O NIOCORP DEVELOPMENTS LTD. 7000 YOSEMITE STREET, SUITE 115 CENTENNIAL CO 80112 0 1 0 0 President & CEO Common Shares 2016-10-31 4 X 0 720730 0.4850 A 18770445 D Warrants 0.4850 2016-10-31 4 X 0 720730 D 2014-11-10 2016-11-10 Common Shares 720730 3411502 D Warrants 0.4846 2016-11-04 4 S 0 500000 0.001 D 2014-11-10 2016-11-10 Common Shares 500000 2911502 D The warrants were initially purchased as part of a unit offering on 11/10/14. The warrants are governed by a Warrant Indenture dated November 10, 2014 as supplemented by a Supplemental Warrant Indenture on 5/17/16. The exercise price reported above was converted from the Canadian exercise price of $0.65 using an exchange rate of Cdn$1.13403=US$1.00 on 10/31/2016. The exercise price reported above was converted from the Canadian exercise price of $0.65 using an exchange rate of Cdn$1.3412=US$1.00 on 11/4/2016. /s/ Mark A. Smith 2016-11-08