0001104659-19-036692.txt : 20190620 0001104659-19-036692.hdr.sgml : 20190620 20190620161421 ACCESSION NUMBER: 0001104659-19-036692 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190618 FILED AS OF DATE: 20190620 DATE AS OF CHANGE: 20190620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TUCHMAN KENNETH I CENTRAL INDEX KEY: 0001496645 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36626 FILM NUMBER: 19908700 MAIL ADDRESS: STREET 1: C/O BMO CAPITAL MARKETS STREET 2: 3 TIMES SQUARE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Smart & Final Stores, Inc. CENTRAL INDEX KEY: 0001563407 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 800862253 STATE OF INCORPORATION: CA FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: COMMERCE STATE: CA ZIP: 90040 BUSINESS PHONE: 323.869.7500 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: COMMERCE STATE: CA ZIP: 90040 FORMER COMPANY: FORMER CONFORMED NAME: Smart & Final Stores DATE OF NAME CHANGE: 20140616 FORMER COMPANY: FORMER CONFORMED NAME: SF CC Holdings, Inc. DATE OF NAME CHANGE: 20121130 4 1 a4.xml 4 X0306 4 2019-06-18 1 0001563407 Smart & Final Stores, Inc. SFS 0001496645 TUCHMAN KENNETH I C/O SMART & FINAL STORES, INC. 600 CITADEL DRIVE COMMERCE CA 90040 1 0 0 0 Common stock (par value $0.001) 2019-06-18 4 U 0 23947 6.50 D 0 D Common stock (par value $0.001) 2019-06-20 4 D 0 2031 6.50 D 0 D Pursuant to an agreement and plan of merger (the "Merger Agreement") by and among First Street Parent, Inc. a Delaware corporation ("Parent"), First Street Merger Sub, Inc. Delaware corporation and a wholly owned subsidiary of Parent ("Purchaser") and issuer, on June 18, 2019 Purchaser accepted the 23,947 disposed shares that were tendered pursuant to Purchaser's tender offer for all of the outstanding shares of issuer's common stock at a purchase price of $6.50 per share, net to the seller in cash, without interest, subject to any applicable withholding taxes. Pursuant to the Merger Agreement, on June 20, 2019 the 2,031 shares of restricted stock were canceled and converted into the right to receive an amount in cash equal to $6.50 per Company share, net to seller in cash, without interest, subject to any applicable withholding taxes, with 50% of such cash payment payable effective at the time of the merger, and unless otherwise agreed by Mr. Tuchman and Parent, the remaining 50% of such cash payment payable when such shares of restricted stock would have vested. /s/ Leland P. Smith, by power of attorney 2019-06-20