0001104659-19-036692.txt : 20190620
0001104659-19-036692.hdr.sgml : 20190620
20190620161421
ACCESSION NUMBER: 0001104659-19-036692
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190618
FILED AS OF DATE: 20190620
DATE AS OF CHANGE: 20190620
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TUCHMAN KENNETH I
CENTRAL INDEX KEY: 0001496645
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36626
FILM NUMBER: 19908700
MAIL ADDRESS:
STREET 1: C/O BMO CAPITAL MARKETS
STREET 2: 3 TIMES SQUARE, 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Smart & Final Stores, Inc.
CENTRAL INDEX KEY: 0001563407
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 800862253
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 600 CITADEL DRIVE
CITY: COMMERCE
STATE: CA
ZIP: 90040
BUSINESS PHONE: 323.869.7500
MAIL ADDRESS:
STREET 1: 600 CITADEL DRIVE
CITY: COMMERCE
STATE: CA
ZIP: 90040
FORMER COMPANY:
FORMER CONFORMED NAME: Smart & Final Stores
DATE OF NAME CHANGE: 20140616
FORMER COMPANY:
FORMER CONFORMED NAME: SF CC Holdings, Inc.
DATE OF NAME CHANGE: 20121130
4
1
a4.xml
4
X0306
4
2019-06-18
1
0001563407
Smart & Final Stores, Inc.
SFS
0001496645
TUCHMAN KENNETH I
C/O SMART & FINAL STORES, INC.
600 CITADEL DRIVE
COMMERCE
CA
90040
1
0
0
0
Common stock (par value $0.001)
2019-06-18
4
U
0
23947
6.50
D
0
D
Common stock (par value $0.001)
2019-06-20
4
D
0
2031
6.50
D
0
D
Pursuant to an agreement and plan of merger (the "Merger Agreement") by and among First Street Parent, Inc. a Delaware corporation ("Parent"), First Street Merger Sub, Inc. Delaware corporation and a wholly owned subsidiary of Parent ("Purchaser") and issuer, on June 18, 2019 Purchaser accepted the 23,947 disposed shares that were tendered pursuant to Purchaser's tender offer for all of the outstanding shares of issuer's common stock at a purchase price of $6.50 per share, net to the seller in cash, without interest, subject to any applicable withholding taxes.
Pursuant to the Merger Agreement, on June 20, 2019 the 2,031 shares of restricted stock were canceled and converted into the right to receive an amount in cash equal to $6.50 per Company share, net to seller in cash, without interest, subject to any applicable withholding taxes, with 50% of such cash payment payable effective at the time of the merger, and unless otherwise agreed by Mr. Tuchman and Parent, the remaining 50% of such cash payment payable when such shares of restricted stock would have vested.
/s/ Leland P. Smith, by power of attorney
2019-06-20