EX-99.G3 5 d10934987_ex-g3.htm

 

Exhibit (g)(3)

 

AB ACTIVE ETFs, INC.

1345 Avenue of the Americas

New York, NY 10105

 

 

____________, 2024

 

State Street Bank and Trust Company

1 Congress Street, Suite 1

Boston, MA 02114-2016

Attention: Ted Duggan - Senior Vice President

 

Re: AB ACTIVE ETFs, INC. (the “Fund”)

 

Ladies and Gentlemen:

 

Please be advised that the Fund has established five new portfolios series known as:

-AB International Low Volatility Equity ETF

-AB Short Duration High Yield ETF

-AB Short Duration Income ETF

(each, a Portfolio”, together the “Portfolios”).

 

In accordance with Section 29.15.2 of the Custody Agreement dated as of July 22, 2022, as amended, modified, or supplemented from time to time (the “Agreement”), by and between the Fund and State Street Bank and Trust Company (“State Street”), the undersigned Fund hereby requests that State Street act as Custodian for the new Portfolios under the terms of the Agreement, and that Appendix A to the Agreement be hereby amended and restated as set forth on Exhibit A attached hereto.

 

In connection with such request, the undersigned Fund hereby confirms, as of the date hereof, its representations and warranties set forth in Section 26 of the Agreement.

 

 

 

   
 

 

Please indicate your acceptance of the foregoing by executing this letter agreement and returning a copy to the Fund.

 

 

  Sincerely,
   
  AB ACTIVE ETFs, INC.
   
   
  By:    
  Name:    
  Title:   , Duly Authorized
       
       

 

 

 

Agreed and Accepted:  
STATE STREET BANK AND TRUST COMPANY  
   
   
   
By:      
Name:      
Title:   , Duly Authorized  
Effective Date:      
       

 

 

 

   
 

 

Appendix A
ETF Clients

 

Fund Name   Jurisdiction of Formation
AB Active ETFs, Inc.    
AB Ultra Short Income ETF   Maryland
AB Tax-Aware Short Duration Municipal ETF   Maryland
AB Disruptors ETF   Maryland
AB US High Dividend ETF   Maryland
AB US Low Volatility Equity ETF   Maryland
AB High Yield ETF   Maryland
AB US Large Cap Strategic Equities ETF   Maryland
AB Conservative Buffer ETF   Maryland
AB Corporate Bond ETF   Maryland
AB Core Plus Bond ETF   Maryland
AB Tax-Aware Intermediate Municipal ETF   Maryland
AB Tax-Aware Long Municipal ETF   Maryland
AB International Low Volatility Equity ETF   Maryland
AB Short Duration High Yield ETF   Maryland
AB Short Duration Income ETF   Maryland