0001785982-21-000054.txt : 20210312 0001785982-21-000054.hdr.sgml : 20210312 20210312155947 ACCESSION NUMBER: 0001785982-21-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210310 FILED AS OF DATE: 20210312 DATE AS OF CHANGE: 20210312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ashburn John F. Jr. CENTRAL INDEX KEY: 0001496551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55710 FILM NUMBER: 21737294 MAIL ADDRESS: STREET 1: 5619 DENVER TECH CENTER PARKWAY STREET 2: SUITE 1000 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NIOCORP DEVELOPMENTS LTD CENTRAL INDEX KEY: 0001512228 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 7000 S. YOSEMITE STREET STREET 2: STE. 115 CITY: CENTENNIAL STATE: CO ZIP: 80112 BUSINESS PHONE: 720-639-4647 MAIL ADDRESS: STREET 1: 7000 S. YOSEMITE STREET STREET 2: STE. 115 CITY: CENTENNIAL STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: QUANTUM RARE EARTH DEVELOPMENTS CORP. DATE OF NAME CHANGE: 20110204 4 1 sf0097h_form4.xml X0306 4 2021-03-10 0 0001512228 NIOCORP DEVELOPMENTS LTD NIOBF 0001496551 Ashburn John F. Jr. C/O NIOCORP DEVELOPMENTS LTD., 7000 YOSEMITE STREETE, SUITE 115 CENTENNIAL CO 80112 0 1 0 0 Vice President Common Shares 2021-03-10 4 M 0 350000 0.5299 A 1112226 D Common Shares 2021-03-10 4 F 0 185471 0.9260 D 926755 D Employee Stock Option (right to buy) 0.5299 2021-03-10 4 M 0 350000 0 D 2021-03-17 Common Shares 350000 0 D Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on March 9, 2021 of C$1.17, which was converted using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. The option, representing a right to purchase a total of 350,000 Common Shares, became exercisable on issuance date of January 19, 2016. /s/ John F. Ashburn Jr 2021-03-12