0001683168-17-002673.txt : 20171016 0001683168-17-002673.hdr.sgml : 20171016 20171016165531 ACCESSION NUMBER: 0001683168-17-002673 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171009 FILED AS OF DATE: 20171016 DATE AS OF CHANGE: 20171016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herman Joan M CENTRAL INDEX KEY: 0001717123 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54123 FILM NUMBER: 171139218 MAIL ADDRESS: STREET 1: 1700 W. HORIZON RIDGE PARKWAY #200 CITY: HENDERSON STATE: NV ZIP: 89012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3PEA INTERNATIONAL, INC. CENTRAL INDEX KEY: 0001496443 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 954550154 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 W HORIZON RIDGE PARKWAY STREET 2: SUITE 200 CITY: HENDERSON STATE: NV ZIP: 89012 BUSINESS PHONE: 702-453-2221 MAIL ADDRESS: STREET 1: 1700 W HORIZON RIDGE PARKWAY STREET 2: SUITE 200 CITY: HENDERSON STATE: NV ZIP: 89012 3 1 herman_frm3.xml OWNERSHIP DOCUMENT X0206 3 2017-10-09 0 0001496443 3PEA INTERNATIONAL, INC. TPNL 0001717123 Herman Joan M 1700 W. HORIZON RIGE PARKWAY, #200 HENDERSON NV 89012 0 1 0 0 Chief Operating Officer Common Stock 200000 D Stock Grant Common Stock 800000 D Not applicable Upon employment, the Company granted Ms. Herman 200,000 shares of restricted common stock with a value of $84,400.00. These shares have been issued and are restricted. At the same time, the Company also granted but has not issued Ms. Herman four equal tranches of two hundred thousand restricted shares each, which vest quarterly in equal amounts over a four year period on the last day of each quarter, commencing December 31, 2017, if Joan M. Herman is still employed at that time. /s/ Joan M. Herman 2017-10-16