0001683168-17-002673.txt : 20171016
0001683168-17-002673.hdr.sgml : 20171016
20171016165531
ACCESSION NUMBER: 0001683168-17-002673
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171009
FILED AS OF DATE: 20171016
DATE AS OF CHANGE: 20171016
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Herman Joan M
CENTRAL INDEX KEY: 0001717123
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54123
FILM NUMBER: 171139218
MAIL ADDRESS:
STREET 1: 1700 W. HORIZON RIDGE PARKWAY #200
CITY: HENDERSON
STATE: NV
ZIP: 89012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3PEA INTERNATIONAL, INC.
CENTRAL INDEX KEY: 0001496443
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 954550154
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1700 W HORIZON RIDGE PARKWAY
STREET 2: SUITE 200
CITY: HENDERSON
STATE: NV
ZIP: 89012
BUSINESS PHONE: 702-453-2221
MAIL ADDRESS:
STREET 1: 1700 W HORIZON RIDGE PARKWAY
STREET 2: SUITE 200
CITY: HENDERSON
STATE: NV
ZIP: 89012
3
1
herman_frm3.xml
OWNERSHIP DOCUMENT
X0206
3
2017-10-09
0
0001496443
3PEA INTERNATIONAL, INC.
TPNL
0001717123
Herman Joan M
1700 W. HORIZON RIGE PARKWAY, #200
HENDERSON
NV
89012
0
1
0
0
Chief Operating Officer
Common Stock
200000
D
Stock Grant
Common Stock
800000
D
Not applicable
Upon employment, the Company granted Ms. Herman 200,000 shares of restricted common stock with a value of $84,400.00. These shares have been issued and are restricted. At the same time, the Company also granted but has not issued Ms. Herman four equal tranches of two hundred thousand restricted shares each, which vest quarterly in equal amounts over a four year period on the last day of each quarter, commencing December 31, 2017, if Joan M. Herman is still employed at that time.
/s/ Joan M. Herman
2017-10-16