0001950047-23-001465.txt : 20230609 0001950047-23-001465.hdr.sgml : 20230609 20230609200259 ACCESSION NUMBER: 0001950047-23-001465 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230609 DATE AS OF CHANGE: 20230609 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ForgeRock, Inc. CENTRAL INDEX KEY: 0001543916 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 331223363 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 231006833 BUSINESS ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 599-1100 MAIL ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Ott Alexander CENTRAL INDEX KEY: 0001496305 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O CROSS CONTINENTAL VENTURES STREET 2: 2122 INVERNESS LANE CITY: BERWYN STATE: PA ZIP: 19312 144 1 primary_doc.xml 144 0001496305 XXXXXXXX LIVE 0001543916 FORGEROCK, INC. 001-40787 201 Mission Street Suite 2900 San Francisco CA 94105 (415) 599-1100 ALEX OTT Director Common E*TRADE FINANCIAL CORPORATION

3 EDISON DRIVE ALPHARETTA GA 30005

301000 5845420.00 88528339 06/09/2023 NYSE COMMON 12/04/2013 Series A Investment ISSUER N 111892 12/04/2013 Not Applicable COMMON 01/12/2013 Series A Investment ISSUER N 189108 01/12/2013 Not Applicable Y 06/09/2023 03/10/2023 /s/ Alexander Ott