0001209191-22-032644.txt : 20220527
0001209191-22-032644.hdr.sgml : 20220527
20220527171106
ACCESSION NUMBER: 0001209191-22-032644
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220525
FILED AS OF DATE: 20220527
DATE AS OF CHANGE: 20220527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ott Alexander
CENTRAL INDEX KEY: 0001496305
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 22978882
MAIL ADDRESS:
STREET 1: C/O CROSS CONTINENTAL VENTURES
STREET 2: 2122 INVERNESS LANE
CITY: BERWYN
STATE: PA
ZIP: 19312
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ForgeRock, Inc.
CENTRAL INDEX KEY: 0001543916
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 331223363
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 MISSION STREET
STREET 2: SUITE 2900
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: (415) 599-1100
MAIL ADDRESS:
STREET 1: 201 MISSION STREET
STREET 2: SUITE 2900
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-05-25
0
0001543916
ForgeRock, Inc.
FORG
0001496305
Ott Alexander
C/O FORGEROCK, INC.
201 MISSION STREET, SUITE 2900
SAN FRANCISCO
CA
94105
1
0
0
0
Class A Common Stock
2022-05-25
4
A
0
9057
0.00
A
9057
D
Class A Common Stock
2022-05-25
4
A
0
2432
0.00
A
11489
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of ForgeRock, Inc. (the "Issuer"), subject to the applicable vesting schedule and conditions of each RSU.
The reported securities represent RSUs. 100% of the RSUs will vest on the earlier of (i) May 25, 2023 and (ii) the day before the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date.
The reported securities represent RSUs. 25% of the RSUs will vest on each Quarterly Vesting Date (as defined below) following May 20, 2022, subject to the Reporting Person's continued service as a member of the board of directors of the Issuer (the "Board"), as a member of a committee of the Board, or as chairperson of a committee of the Board, as the case may be, through each applicable vesting date. A "Quarterly Vesting Date" is each of February 20, May 20, August 20 and November 20.
/s/ Samuel J. Fleischmann, by Power of Attorney for Alexander Ott
2022-05-27