0001567619-20-005581.txt : 20200304 0001567619-20-005581.hdr.sgml : 20200304 20200304142601 ACCESSION NUMBER: 0001567619-20-005581 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200302 FILED AS OF DATE: 20200304 DATE AS OF CHANGE: 20200304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stone James CENTRAL INDEX KEY: 0001515176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00832 FILM NUMBER: 20686707 MAIL ADDRESS: STREET 1: C/O NEW MOUNTAIN FINANCE CORPORATION STREET 2: 787 7TH AVENUE, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Mountain Finance Corp CENTRAL INDEX KEY: 0001496099 IRS NUMBER: 272978010 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 787 SEVENTH AVENUE, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 720-0300 MAIL ADDRESS: STREET 1: 787 SEVENTH AVENUE, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: New Mountain Guardian Corp DATE OF NAME CHANGE: 20100706 4 1 doc1.xml FORM 4 X0306 4 2020-03-02 0 0001496099 New Mountain Finance Corp NMFC 0001515176 Stone James C/O NEW MOUNTAIN FINANCE CORPORATION 787 SEVENTH AVENUE, 48TH FLOOR NEW YORK NY 10019 0 1 0 0 Section 16 Officer Common Stock 2020-03-02 4 P 0 2000 13.02 A 104929.728 D Common Stock 2020-03-02 4 P 0 1200 13.0156 A 106129.728 D Common Stock 27669.056 I By Spouse Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Stone's previous beneficial ownership report on Form 4 on March 11, 2019. /s/ James Stone 2020-03-04