0001515176-18-000004.txt : 20180907 0001515176-18-000004.hdr.sgml : 20180907 20180907173625 ACCESSION NUMBER: 0001515176-18-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180906 FILED AS OF DATE: 20180907 DATE AS OF CHANGE: 20180907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stone James CENTRAL INDEX KEY: 0001515176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00832 FILM NUMBER: 181060954 MAIL ADDRESS: STREET 1: C/O NEW MOUNTAIN FINANCE CORPORATION STREET 2: 787 7TH AVENUE, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Mountain Finance Corp CENTRAL INDEX KEY: 0001496099 IRS NUMBER: 272978010 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 787 SEVENTH AVENUE, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 720-0300 MAIL ADDRESS: STREET 1: 787 SEVENTH AVENUE, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: New Mountain Guardian Corp DATE OF NAME CHANGE: 20100706 4 1 wf-form4_153635616939700.xml FORM 4 X0306 4 2018-09-06 0 0001496099 New Mountain Finance Corp NMFC 0001515176 Stone James C/O NEW MOUNTAIN CAPITAL, L.L.C. 787 7TH AVENUE, 48TH FLOOR NEW YORK NY 10019 0 1 0 0 Section 16 Officer Common Stock 2018-09-06 4 P 0 575 13.75 A 93351.086 D Common Stock 2018-09-06 4 P 0 2460 13.7209 A 95811.086 D Common Stock 2018-09-06 4 P 0 965 13.75 A 96776.086 D Common Stock 23834.85 I By Spouse /s/ James Stone 2018-09-07