0001104659-23-032143.txt : 20230314 0001104659-23-032143.hdr.sgml : 20230314 20230314112026 ACCESSION NUMBER: 0001104659-23-032143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230310 FILED AS OF DATE: 20230314 DATE AS OF CHANGE: 20230314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kline John CENTRAL INDEX KEY: 0001515172 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00832 FILM NUMBER: 23729681 MAIL ADDRESS: STREET 1: C/O NEW MOUNTAIN FINANCE CORPORATION STREET 2: 787 7TH AVENUE, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Mountain Finance Corp CENTRAL INDEX KEY: 0001496099 IRS NUMBER: 272978010 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127300200 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: New Mountain Guardian Corp DATE OF NAME CHANGE: 20100706 4 1 tm239477-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2023-03-10 0 0001496099 New Mountain Finance Corp NMFC 0001515172 Kline John C/O NEW MOUNTAIN CAPITAL, L.L.C. 1633 BROADWAY, 48TH FLOOR NEW YORK NY 10019 1 1 0 0 CEO, President, and Director Common Stock 2023-03-10 4 P 0 7700 12.05 A 229072.156 D Common Stock 2023-03-10 4 P 0 100 12.0498 A 229172.156 D Common Stock 2023-03-10 4 P 0 100 12.0497 A 229272.156 D Common Stock 2023-03-10 4 P 0 300 12.045 A 229572.156 D Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on June 19, 2020. /s/ John R. Kline 2023-03-14