0001104659-22-128776.txt : 20221220 0001104659-22-128776.hdr.sgml : 20221220 20221220200841 ACCESSION NUMBER: 0001104659-22-128776 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211214 FILED AS OF DATE: 20221220 DATE AS OF CHANGE: 20221220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arnold Rome G. III CENTRAL INDEX KEY: 0001701015 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00832 FILM NUMBER: 221476318 MAIL ADDRESS: STREET 1: 24 GRAMERCY PARK SOUTH CITY: NEW YORK STATE: NY ZIP: 10003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Mountain Finance Corp CENTRAL INDEX KEY: 0001496099 IRS NUMBER: 272978010 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127300200 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: New Mountain Guardian Corp DATE OF NAME CHANGE: 20100706 4 1 tm2233196-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-12-14 0 0001496099 New Mountain Finance Corp NMFC 0001701015 Arnold Rome G. III C/O NEW MOUNTAIN CAPITAL, L.L.C. 1633 BROADWAY, 48TH FLOOR NEW YORK NY 10019 1 0 0 0 Common Stock 2022-12-16 4 P 0 10000 12.0481 A 51210 D Common Stock 2021-12-14 4 J 0 18000 0 D 0 I Spouse as Exec. Est. of Henry K. Ochs Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Arnolds's previous beneficial ownership report on Form 4 on September 20, 2021. The reporting person's spouse is the executor of the Estate of Henry K. Ochs. On December 14, 2021, the reporting person's spouse caused the estate to distribute 18,000 shares of New Mountain Finance Corporation common stock to beneficiaries of the estate. /s/ Rome G. Arnold III 2022-12-20