0001104659-22-128776.txt : 20221220
0001104659-22-128776.hdr.sgml : 20221220
20221220200841
ACCESSION NUMBER: 0001104659-22-128776
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211214
FILED AS OF DATE: 20221220
DATE AS OF CHANGE: 20221220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Arnold Rome G. III
CENTRAL INDEX KEY: 0001701015
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00832
FILM NUMBER: 221476318
MAIL ADDRESS:
STREET 1: 24 GRAMERCY PARK SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10003
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: New Mountain Finance Corp
CENTRAL INDEX KEY: 0001496099
IRS NUMBER: 272978010
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2127300200
MAIL ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: New Mountain Guardian Corp
DATE OF NAME CHANGE: 20100706
4
1
tm2233196-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-12-14
0
0001496099
New Mountain Finance Corp
NMFC
0001701015
Arnold Rome G. III
C/O NEW MOUNTAIN CAPITAL, L.L.C.
1633 BROADWAY, 48TH FLOOR
NEW YORK
NY
10019
1
0
0
0
Common Stock
2022-12-16
4
P
0
10000
12.0481
A
51210
D
Common Stock
2021-12-14
4
J
0
18000
0
D
0
I
Spouse as Exec. Est. of Henry K. Ochs
Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Arnolds's previous beneficial ownership report on Form 4 on September 20, 2021.
The reporting person's spouse is the executor of the Estate of Henry K. Ochs. On December 14, 2021, the reporting person's spouse caused the estate to distribute 18,000 shares of New Mountain Finance Corporation common stock to beneficiaries of the estate.
/s/ Rome G. Arnold III
2022-12-20