0001104659-22-062455.txt : 20220518 0001104659-22-062455.hdr.sgml : 20220518 20220518162029 ACCESSION NUMBER: 0001104659-22-062455 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220516 FILED AS OF DATE: 20220518 DATE AS OF CHANGE: 20220518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ogens David CENTRAL INDEX KEY: 0001515169 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00832 FILM NUMBER: 22939355 MAIL ADDRESS: STREET 1: C/O NEW MOUNTAIN FINANCE CORPORATION STREET 2: 787 7TH AVENUE, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Mountain Finance Corp CENTRAL INDEX KEY: 0001496099 IRS NUMBER: 272978010 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127300200 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: New Mountain Guardian Corp DATE OF NAME CHANGE: 20100706 4 1 tm2215681-3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-05-16 0 0001496099 New Mountain Finance Corp NMFC 0001515169 Ogens David C/O NEW MOUNTAIN CAPITAL, L.L.C. 1633 BROADWAY, 48TH FLOOR NEW YORK NY 10019 1 0 0 0 Common Stock 2022-05-16 4 P 0 493 12.70 A 116764 D Common Stock 2022-05-17 4 P 0 1089 12.95 A 117853 D Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Ogen's previous beneficial ownership report on Form 4 on August 10, 2021. /s/ David Ogens 2022-05-18