Delaware
|
814-00832
|
27-2978010
|
||
(State or other jurisdiction of
incorporation or organization)
|
(Commission
File Number)
|
(IRS Employer
Identification Number)
|
Delaware
|
814-00902
|
80-0721242
|
||
(State or other jurisdiction of
incorporation or organization)
|
(Commission
File Number)
|
(IRS Employer
Identification Number)
|
¨
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
¨
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
¨
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
¨
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Item 5.03
|
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
|
3.1
|
Certificate of Change of Registered Agent and/or Registered Office, filed August 24, 2011 on behalf of New Mountain Finance Corporation.
|
3.2
|
Certificate of Change of Registered Agent and/or Registered Office, filed August 24, 2011 on behalf of New Mountain Finance AIV Holdings Corporation.
|
NEW MOUNTAIN FINANCE CORPORATION | |||
NEW MOUNTAIN FINANCE AIV HOLDINGS CORPORATION | |||
Date: August 25, 2011
|
By:
|
/s/ Paula A. Bosco | |
Name: Paula A. Bosco | |||
Title: Secretary | |||
New Mountain Finance Corporation | |||
By:
|
/s/ Paula A. Bosco | ||
Name: | Paula A. Bosco | ||
Title: | Chief Compliance Officer and Secretary | ||
New Mountain Finance AIV Holdings Corporation | |||
By:
|
/s/ Paula A. Bosco | ||
Name: | Paula A. Bosco | ||
Title: | Chief Compliance Officer and Secretary | ||