0001144204-16-120459.txt : 20160822
0001144204-16-120459.hdr.sgml : 20160822
20160822092131
ACCESSION NUMBER: 0001144204-16-120459
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160819
FILED AS OF DATE: 20160822
DATE AS OF CHANGE: 20160822
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: General Growth Properties, Inc.
CENTRAL INDEX KEY: 0001496048
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 272963337
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 N. WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-960-5000
MAIL ADDRESS:
STREET 1: 110 N. WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: New GGP, Inc.
DATE OF NAME CHANGE: 20100706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brookfield Retail Holdings II Sub II LLC
CENTRAL INDEX KEY: 0001590908
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34948
FILM NUMBER: 161844326
BUSINESS ADDRESS:
STREET 1: 250 VESEY STREET, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 212 417 2546
MAIL ADDRESS:
STREET 1: 250 VESEY STREET, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
FORMER NAME:
FORMER CONFORMED NAME: Brookfield BPY Retail Holdings II Sub II LLC
DATE OF NAME CHANGE: 20131104
4
1
v447300_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-08-19
1
0001496048
General Growth Properties, Inc.
GGP
0001590908
Brookfield Retail Holdings II Sub II LLC
250 VESEY STREET
NEW YORK
NY
10281-1023
1
0
1
1
Dir. by deputization (Remarks)
Common Stock, par value $0.01 per share
2016-08-19
4
J
0
11550291
0
D
269399
D
Warrants to acquire Common Stock
2016-08-19
4
J
0
8258881
0
D
2010-11-09
2017-11-09
Common Stock
10150990
64209
D
The Reporting Person made (i) an in kind distribution of 11,550,291 shares of Common Stock and (ii) 8,258,881 Warrants, in each case, to the Northern Trust Company, the custodian for Future Fund Board of Guardians.
Each Warrant entitles the holder to purchase 1.2291 shares of Common Stock at an initial exercise price of $10.75 per share, subject to adjustments as provided in the Amended and Restated Warrant Agreement, effective as of October 28, 2013, between American Stock Transfer & Trust Company, LLC, as warrant agent, and the Issuer.
Brian Kingston, a Senior Managing Partner of Brookfield Asset Management Inc., a corporation formed under the laws of the Province of Ontario ("BAM"), serves on the board of directors of the Issuer as a representative of BAM and certain of its affiliates, including the Reporting Persons. The Reporting Persons are "directors by deputization" solely for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act").
BROOKFIELD RETAIL HOLDINGS II SUB II LLC, By: Brookfield Asset Management Private Institutional Capital Adviser US, LLC, its managing member By: /s/ Melissa Lang, Secretary
2016-08-22