0001144204-16-120459.txt : 20160822 0001144204-16-120459.hdr.sgml : 20160822 20160822092131 ACCESSION NUMBER: 0001144204-16-120459 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160819 FILED AS OF DATE: 20160822 DATE AS OF CHANGE: 20160822 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: General Growth Properties, Inc. CENTRAL INDEX KEY: 0001496048 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 272963337 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-960-5000 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: New GGP, Inc. DATE OF NAME CHANGE: 20100706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield Retail Holdings II Sub II LLC CENTRAL INDEX KEY: 0001590908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34948 FILM NUMBER: 161844326 BUSINESS ADDRESS: STREET 1: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 212 417 2546 MAIL ADDRESS: STREET 1: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 FORMER NAME: FORMER CONFORMED NAME: Brookfield BPY Retail Holdings II Sub II LLC DATE OF NAME CHANGE: 20131104 4 1 v447300_4.xml OWNERSHIP DOCUMENT X0306 4 2016-08-19 1 0001496048 General Growth Properties, Inc. GGP 0001590908 Brookfield Retail Holdings II Sub II LLC 250 VESEY STREET NEW YORK NY 10281-1023 1 0 1 1 Dir. by deputization (Remarks) Common Stock, par value $0.01 per share 2016-08-19 4 J 0 11550291 0 D 269399 D Warrants to acquire Common Stock 2016-08-19 4 J 0 8258881 0 D 2010-11-09 2017-11-09 Common Stock 10150990 64209 D The Reporting Person made (i) an in kind distribution of 11,550,291 shares of Common Stock and (ii) 8,258,881 Warrants, in each case, to the Northern Trust Company, the custodian for Future Fund Board of Guardians. Each Warrant entitles the holder to purchase 1.2291 shares of Common Stock at an initial exercise price of $10.75 per share, subject to adjustments as provided in the Amended and Restated Warrant Agreement, effective as of October 28, 2013, between American Stock Transfer & Trust Company, LLC, as warrant agent, and the Issuer. Brian Kingston, a Senior Managing Partner of Brookfield Asset Management Inc., a corporation formed under the laws of the Province of Ontario ("BAM"), serves on the board of directors of the Issuer as a representative of BAM and certain of its affiliates, including the Reporting Persons. The Reporting Persons are "directors by deputization" solely for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act"). BROOKFIELD RETAIL HOLDINGS II SUB II LLC, By: Brookfield Asset Management Private Institutional Capital Adviser US, LLC, its managing member By: /s/ Melissa Lang, Secretary 2016-08-22