0001144204-13-059029.txt : 20131105
0001144204-13-059029.hdr.sgml : 20131105
20131105215108
ACCESSION NUMBER: 0001144204-13-059029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131101
FILED AS OF DATE: 20131105
DATE AS OF CHANGE: 20131105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: General Growth Properties, Inc.
CENTRAL INDEX KEY: 0001496048
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 272963337
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 N. WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-960-5000
MAIL ADDRESS:
STREET 1: 110 N. WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: New GGP, Inc.
DATE OF NAME CHANGE: 20100706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brookfield Retail Holdings IV-A LLC
CENTRAL INDEX KEY: 0001504452
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34948
FILM NUMBER: 131194513
BUSINESS ADDRESS:
STREET 1: THREE WORLD FINANCIAL CENTER
STREET 2: 200 VESEY STREET, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 212-471-7000
MAIL ADDRESS:
STREET 1: THREE WORLD FINANCIAL CENTER
STREET 2: 200 VESEY STREET, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
4
1
v359404_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2013-11-01
1
0001496048
General Growth Properties, Inc.
GGP
0001504452
Brookfield Retail Holdings IV-A LLC
THREE WORLD FINANCIAL CENTER
200 VESEY STREET
NEW YORK
NY
10281
1
0
1
1
Director by deputization ***
Common Stock, Par Value $0.01 per share
2013-11-01
4
J
0
1944118
20.39
D
5164324
D
Warrants to acquire Common Stock
2013-11-01
4
J
0
563748
14.76
D
2010-11-09
2017-11-09
Common Stock
644364
1139372
D
Each Warrant entitled the holder to purchase 1.143 shares of Common Stock at an initial exercise price of $10.75 per share, subject to adjustments as provided in the warrant agreement, dated as of November 9, 2010, by and among Mellon Investor Services LLC, as warrant agent, and the Issuer.
*** Brian Kingston, a Senior Managing Partner of Brookfield Asset Management Inc., a corporation formed under the laws of the Province of Ontario ("BAM"), serves on the board of directors of the Issuer as a representative of BAM and certain of its affiliates, including the Reporting Person. The Reporting Person is a "director by deputization" solely for purposes of Section 16 of the Securities Exchange Act of 1934.
/s/ Aleks Novakovic, Director of Brookfield Private Funds Holdings Inc., general partner of Brookfield Asset Management Private Institutional Capital Adviser (Canada) L.P., managing member of the Reporting Person
2013-11-05