0001495925-14-000120.txt : 20141204 0001495925-14-000120.hdr.sgml : 20141204 20141204115049 ACCESSION NUMBER: 0001495925-14-000120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141204 FILED AS OF DATE: 20141204 DATE AS OF CHANGE: 20141204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fortegra Financial Corp CENTRAL INDEX KEY: 0001495925 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 581461399 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10151 DEERWOOD PARK BLVD STREET 2: BLDG. 100, STE. 330 CITY: JACKSONVILLE STATE: FL ZIP: 32256 BUSINESS PHONE: 904-416-1539 MAIL ADDRESS: STREET 1: 10151 DEERWOOD PARK BLVD STREET 2: BLDG. 100, STE. 330 CITY: JACKSONVILLE STATE: FL ZIP: 32256 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Emery Robert P. CENTRAL INDEX KEY: 0001573642 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35009 FILM NUMBER: 141265534 MAIL ADDRESS: STREET 1: 10151 DEERWOOD PARK BLVD. STREET 2: BLDG. 100, STE. 330 CITY: JACKSONVILLE STATE: FL ZIP: 32256 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-12-04 1 0001495925 Fortegra Financial Corp FRF 0001573642 Emery Robert P. C/O FORTEGRA FINANCIAL CORPORATION 10151 DEERWOOD PK BLVD BLDG 100 STE 330 JACKSONVILLE FL 32256 0 1 0 0 EVP - ProtectCELL Common Stock, par value $0.01 per share 2014-12-04 4 D 0 6652 D 0 D Includes 1,989 shares acquired under the Company's Employee Stock Purchase Plan in July 2014. Shares of Common Stock were disposed of in exchange for the right to receive $10.00 per share in cash pursuant to the Agreement and Plan of Merger by and among Tiptree Operating Company, LLC, Caroline Holdings LLC, Caroline Merger Sub, Inc., and Fortegra Financial Corporation (the "Merger Agreement"). /s/ Christopher D. Romaine, attorney-in-fact 2014-12-04