0001495925-11-000073.txt : 20111205 0001495925-11-000073.hdr.sgml : 20111205 20111205105725 ACCESSION NUMBER: 0001495925-11-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111201 FILED AS OF DATE: 20111205 DATE AS OF CHANGE: 20111205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fullington Robert S. CENTRAL INDEX KEY: 0001507314 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35009 FILM NUMBER: 111242231 MAIL ADDRESS: STREET 1: C/O FORTEGRA FINANCIAL CORPORATION STREET 2: 100 WEST BAY STREET CITY: JACKSONVILLE STATE: FL ZIP: 32202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fortegra Financial Corp CENTRAL INDEX KEY: 0001495925 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 581461399 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10151 DEERWOOD PARK BOULEVARD, BLD 100 CITY: JACKSONVILLE STATE: FL ZIP: 32256 BUSINESS PHONE: 800-888-2738 MAIL ADDRESS: STREET 1: 10151 DEERWOOD PARK BOULEVARD, BLD 100 CITY: JACKSONVILLE STATE: FL ZIP: 32256 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-12-01 0001495925 Fortegra Financial Corp FRF 0001507314 Fullington Robert S. 6114 NW 60TH PLACE GAINESVILLE FL 32653-3136 0 1 0 0 EVP, Strategic Initiatives Common Stock, par value $0.01 per share 2011-12-01 4 S 0 9000 5.61 D 196816 D Common Stock, par value $0.01 per share 2011-12-02 4 S 0 6000 5.55 D 190816 D Common Stock, par value $0.01 per share 2107 I See Footnote (3) Common Stock, par value $0.01 per share 15750 I See Footnote (4) Common Stock, par value $0.01 per share 15750 I See Footnote (5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.55 to $5.64 inclusive. The reporting person undertakes to provide Fortegra Financial Corp., any security holder of Fortegra Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.53 to $5.60 inclusive. The reporting person undertakes to provide Fortegra Financial Corp., any security holder of Fortegra Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Shares held by Issuer FBO Reporting Person. Shares held by the Robert S. Fullington Grantor Retained Annuity Trust. Shares held by the Robert S. Fullington GRAT II. Chris Romaine, Attorney-in-Fact 2011-12-05