0000899243-20-034144.txt : 20201216 0000899243-20-034144.hdr.sgml : 20201216 20201216175711 ACCESSION NUMBER: 0000899243-20-034144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201214 FILED AS OF DATE: 20201216 DATE AS OF CHANGE: 20201216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ray Anne Marie CENTRAL INDEX KEY: 0001645770 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34918 FILM NUMBER: 201393533 MAIL ADDRESS: STREET 1: 11008 TURNBERRY PLACE CITY: FORT WAYNE STATE: IN ZIP: 46814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vera Bradley, Inc. CENTRAL INDEX KEY: 0001495320 STANDARD INDUSTRIAL CLASSIFICATION: LEATHER & LEATHER PRODUCTS [3100] IRS NUMBER: 272935063 FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 12420 STONEBRIDGE ROAD CITY: ROANOKE STATE: IN ZIP: 46783 BUSINESS PHONE: 260-482-4673 MAIL ADDRESS: STREET 1: 12420 STONEBRIDGE ROAD CITY: ROANOKE STATE: IN ZIP: 46783 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-14 0 0001495320 Vera Bradley, Inc. VRA 0001645770 Ray Anne Marie C/O VERA BRADLEY, INC. 12420 STONEBRIDGE ROAD ROANOKE IN 46783 0 0 0 1 Member of a 10% owner group Common Stock 2020-12-14 4 S 0 26865 7.47 D 473822 I By Anne-Marie Ray Revocable Trust Common Stock 2020-12-15 4 S 0 23135 7.65 D 450687 I By Anne-Marie Ray Revocable Trust Common Stock 2276867 I By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Common Stock 63369 I By Barbara Bradley Baekgaard Family Foundation Common Stock 34065 I By Anne-Marie Ray 2017 Grantor Retained Annuity Trust #1 The prices reported are weighted average prices. The shares sold on December 14, 2020 were sold in multiple transactions at prices ranging from $7.38 to $7.57, inclusive, and the shares sold on December 15, 2020 were sold in multiple transactions at prices ranging from $7.35 to $7.83, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. On September 16, 2020, the Anne-Marie Ray 2017 Grantor Retained Annuity Trust #1 (the "2017 GRAT") made an annuity payment of 247,033 shares of Issuer common stock to the reporting person, who, in turn, assigned the shares to the Anne-Marie Ray Revocable Trust (the "Revocable Trust"). The reporting person is the settlor, sole trustee and sole annuitant of the 2017 GRAT and the settlor and sole trustee of the Revocable Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. /s/ Anne-Marie Ray 2020-12-16