0001615774-19-011906.txt : 20190903 0001615774-19-011906.hdr.sgml : 20190903 20190903105424 ACCESSION NUMBER: 0001615774-19-011906 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190830 FILED AS OF DATE: 20190903 DATE AS OF CHANGE: 20190903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reardon John Stuart CENTRAL INDEX KEY: 0001507712 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22432 FILM NUMBER: 191071265 MAIL ADDRESS: STREET 1: C/O OXFORD LANE CAPITAL CORP. STREET 2: 8 SOUND SHORE DRIVE, SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oxford Lane Capital Corp. CENTRAL INDEX KEY: 0001495222 IRS NUMBER: 272859071 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 983-5275 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 4 1 s120176_form4.xml FORM 4 X0306 4 2019-08-30 0 0001495222 Oxford Lane Capital Corp. OXLC 0001507712 Reardon John Stuart C/O OXFORD LANE CAPITAL CORP. 8 SOUND SHORE DRIVE, SUITE 255 GREENWICH CT 06830 1 0 0 0 Common Stock 2019-08-30 4 P 0 3000 9.846 A 3000 D /s/ John S. Reardon 2019-09-03